Filed: 1/28/2026ACC: 0001697539-26-000001
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $107.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$107.93M
Total AUM (reported)
2.64M
Total Shares
Allocation by class
COM$99.40M92.1%
ETF$8.53M7.9%
Portfolio Concentration
Top 3$24.55M22.7%
4–10$23.70M22.0%
11–25$36.42M33.7%
Rest$23.26M21.6%
Top 3 weight
22.7%
Top 10 weight
44.7%
Voting Authority Distribution
Total shares with voting rights: 2.64M
Sole
Full voting authority
2.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole40
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings40
Rows:
Bancorp Inc
SOLEShares163.13K
TypeSH
Market value$11.01M
10.20%
Sole
163.13K
Shared
0.00
None
0.00
S&P Regional Banks
SOLEShares131.61K
TypeSH
Market value$8.53M
7.90%
Sole
131.61K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares35.80K
TypeSH
Market value$5.01M
4.64%
Sole
35.80K
Shared
0.00
None
0.00
Esquire Finacial Hoildings Inc
SOLEShares38.04K
TypeSH
Market value$3.88M
3.60%
Sole
38.04K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares52.58K
TypeSH
Market value$3.73M
3.46%
Sole
52.58K
Shared
0.00
None
0.00
Coastal Financial Corp
SOLEShares29.01K
TypeSH
Market value$3.32M
3.08%
Sole
29.01K
Shared
0.00
None
0.00
HBT Financial
SOLEShares92.55K
TypeSH
Market value$3.25M
3.01%
Sole
92.55K
Shared
0.00
None
0.00
Northrim Bancorp Inc
SOLEShares120K
TypeSH
Market value$3.19M
2.96%
Sole
120K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares88.38K
TypeSH
Market value$3.16M
2.93%
Sole
88.38K
Shared
0.00
None
0.00
South Plains Financial Inc
SOLEShares81.37K
TypeSH
Market value$3.16M
2.93%
Sole
81.37K
Shared
0.00
None
0.00
Versabank New
SOLEShares200.23K
TypeSH
Market value$3.00M
2.78%
Sole
200.23K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares44.92K
TypeSH
Market value$2.92M
2.70%
Sole
44.92K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares26.11K
TypeSH
Market value$2.77M
2.56%
Sole
26.11K
Shared
0.00
None
0.00
First Merchants Corp
SOLEShares72.06K
TypeSH
Market value$2.70M
2.50%
Sole
72.06K
Shared
0.00
None
0.00
Unity Bancorp Inc
SOLEShares52K
TypeSH
Market value$2.69M
2.49%
Sole
52K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares42.85K
TypeSH
Market value$2.45M
2.27%
Sole
42.85K
Shared
0.00
None
0.00
First Bus Finl Svcs Inc Wis
SOLEShares45K
TypeSH
Market value$2.44M
2.26%
Sole
45K
Shared
0.00
None
0.00
Heritage Commerce Corp
SOLEShares189.78K
TypeSH
Market value$2.28M
2.11%
Sole
189.78K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares58.20K
TypeSH
Market value$2.28M
2.11%
Sole
58.20K
Shared
0.00
None
0.00
First Financial Bankshares Inc
SOLEShares75.05K
TypeSH
Market value$2.24M
2.08%
Sole
75.05K
Shared
0.00
None
0.00
Mercantile Bank Corp
SOLEShares45K
TypeSH
Market value$2.16M
2.01%
Sole
45K
Shared
0.00
None
0.00
ConnectOne Bancorp Inc
SOLEShares81.89K
TypeSH
Market value$2.15M
1.99%
Sole
81.89K
Shared
0.00
None
0.00
FB Financial Corp
SOLEShares38.43K
TypeSH
Market value$2.14M
1.99%
Sole
38.43K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares67.70K
TypeSH
Market value$2.13M
1.97%
Sole
67.70K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares62K
TypeSH
Market value$2.07M
1.92%
Sole
62K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bancorp IncSOLE | COM | 163.13K | SH | $11.01M 10.20% | 163.13K | 0.00 | 0.00 |
S&P Regional BanksSOLE | ETF | 131.61K | SH | $8.53M 7.90% | 131.61K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 35.80K | SH | $5.01M 4.64% | 35.80K | 0.00 | 0.00 |
Esquire Finacial Hoildings IncSOLE | COM | 38.04K | SH | $3.88M 3.60% | 38.04K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 52.58K | SH | $3.73M 3.46% | 52.58K | 0.00 | 0.00 |
Coastal Financial CorpSOLE | COM | 29.01K | SH | $3.32M 3.08% | 29.01K | 0.00 | 0.00 |
HBT FinancialSOLE | COM | 92.55K | SH | $3.25M 3.01% | 92.55K | 0.00 | 0.00 |
Northrim Bancorp IncSOLE | COM | 120K | SH | $3.19M 2.96% | 120K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 88.38K | SH | $3.16M 2.93% | 88.38K | 0.00 | 0.00 |
South Plains Financial IncSOLE | COM | 81.37K | SH | $3.16M 2.93% | 81.37K | 0.00 | 0.00 |
Versabank NewSOLE | COM | 200.23K | SH | $3.00M 2.78% | 200.23K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 44.92K | SH | $2.92M 2.70% | 44.92K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 26.11K | SH | $2.77M 2.56% | 26.11K | 0.00 | 0.00 |
First Merchants CorpSOLE | COM | 72.06K | SH | $2.70M 2.50% | 72.06K | 0.00 | 0.00 |
Unity Bancorp IncSOLE | COM | 52K | SH | $2.69M 2.49% | 52K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 42.85K | SH | $2.45M 2.27% | 42.85K | 0.00 | 0.00 |
First Bus Finl Svcs Inc WisSOLE | COM | 45K | SH | $2.44M 2.26% | 45K | 0.00 | 0.00 |
Heritage Commerce CorpSOLE | COM | 189.78K | SH | $2.28M 2.11% | 189.78K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 58.20K | SH | $2.28M 2.11% | 58.20K | 0.00 | 0.00 |
First Financial Bankshares IncSOLE | COM | 75.05K | SH | $2.24M 2.08% | 75.05K | 0.00 | 0.00 |
Mercantile Bank CorpSOLE | COM | 45K | SH | $2.16M 2.01% | 45K | 0.00 | 0.00 |
ConnectOne Bancorp IncSOLE | COM | 81.89K | SH | $2.15M 1.99% | 81.89K | 0.00 | 0.00 |
FB Financial CorpSOLE | COM | 38.43K | SH | $2.14M 1.99% | 38.43K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 67.70K | SH | $2.13M 1.97% | 67.70K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 62K | SH | $2.07M 1.92% | 62K | 0.00 | 0.00 |
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