Filed: 10/29/2024ACC: 0001697539-24-000004
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $99.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
39
Positions
$99.62M
Total AUM (reported)
2.76M
Total Shares
Allocation by class
COM$89.75M90.1%
ETF$9.87M9.9%
Portfolio Concentration
Top 3$23.03M23.1%
4–10$22.20M22.3%
11–25$35.12M35.3%
Rest$19.27M19.3%
Top 3 weight
23.1%
Top 10 weight
45.4%
Voting Authority Distribution
Total shares with voting rights: 2.76M
Sole
Full voting authority
2.76M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole39
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings39
Rows:
S&P Regional Banks
SOLEShares174.38K
TypeSH
Market value$9.87M
9.91%
Sole
174.38K
Shared
0.00
None
0.00
Bancorp Inc
SOLEShares170.24K
TypeSH
Market value$9.11M
9.14%
Sole
170.24K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares37.31K
TypeSH
Market value$4.05M
4.06%
Sole
37.31K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares63.09K
TypeSH
Market value$3.91M
3.93%
Sole
63.09K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares54.85K
TypeSH
Market value$3.62M
3.63%
Sole
54.85K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares45.95K
TypeSH
Market value$2.99M
3.00%
Sole
45.95K
Shared
0.00
None
0.00
First Financial Bankshares Inc
SOLEShares80.55K
TypeSH
Market value$2.98M
2.99%
Sole
80.55K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares28K
TypeSH
Market value$2.95M
2.96%
Sole
28K
Shared
0.00
None
0.00
First Merchants Corp
SOLEShares77.30K
TypeSH
Market value$2.88M
2.89%
Sole
77.30K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares88.38K
TypeSH
Market value$2.87M
2.88%
Sole
88.38K
Shared
0.00
None
0.00
South Plains Financial Inc
SOLEShares84.45K
TypeSH
Market value$2.86M
2.88%
Sole
84.45K
Shared
0.00
None
0.00
Merchants Bancorp Ind
SOLEShares62.60K
TypeSH
Market value$2.81M
2.83%
Sole
62.60K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares100.07K
TypeSH
Market value$2.67M
2.68%
Sole
100.07K
Shared
0.00
None
0.00
Esquire Finacial Hoildings Inc
SOLEShares40.80K
TypeSH
Market value$2.66M
2.67%
Sole
40.80K
Shared
0.00
None
0.00
Versabank New
SOLEShares200.23K
TypeSH
Market value$2.66M
2.67%
Sole
200.23K
Shared
0.00
None
0.00
Northeast Community Bancorp Inc
SOLEShares94.15K
TypeSH
Market value$2.49M
2.50%
Sole
94.15K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares62.41K
TypeSH
Market value$2.42M
2.43%
Sole
62.41K
Shared
0.00
None
0.00
ConnectOne Bancorp Inc
SOLEShares87.81K
TypeSH
Market value$2.20M
2.21%
Sole
87.81K
Shared
0.00
None
0.00
Farmers National Banc Corp
SOLEShares142.66K
TypeSH
Market value$2.16M
2.17%
Sole
142.66K
Shared
0.00
None
0.00
Northrim Bancorp Inc
SOLEShares30K
TypeSH
Market value$2.14M
2.14%
Sole
30K
Shared
0.00
None
0.00
First Bus Finl Svcs Inc Wis
SOLEShares45K
TypeSH
Market value$2.05M
2.06%
Sole
45K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares62K
TypeSH
Market value$2.05M
2.06%
Sole
62K
Shared
0.00
None
0.00
Heritage Commerce Corp
SOLEShares203.84K
TypeSH
Market value$2.01M
2.02%
Sole
203.84K
Shared
0.00
None
0.00
Banner Corporation
SOLEShares33.13K
TypeSH
Market value$1.97M
1.98%
Sole
33.13K
Shared
0.00
None
0.00
Mercantile Bank Corp
SOLEShares45K
TypeSH
Market value$1.97M
1.97%
Sole
45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
S&P Regional BanksSOLE | ETF | 174.38K | SH | $9.87M 9.91% | 174.38K | 0.00 | 0.00 |
Bancorp IncSOLE | COM | 170.24K | SH | $9.11M 9.14% | 170.24K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 37.31K | SH | $4.05M 4.06% | 37.31K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 63.09K | SH | $3.91M 3.93% | 63.09K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 54.85K | SH | $3.62M 3.63% | 54.85K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 45.95K | SH | $2.99M 3.00% | 45.95K | 0.00 | 0.00 |
First Financial Bankshares IncSOLE | COM | 80.55K | SH | $2.98M 2.99% | 80.55K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 28K | SH | $2.95M 2.96% | 28K | 0.00 | 0.00 |
First Merchants CorpSOLE | COM | 77.30K | SH | $2.88M 2.89% | 77.30K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 88.38K | SH | $2.87M 2.88% | 88.38K | 0.00 | 0.00 |
South Plains Financial IncSOLE | COM | 84.45K | SH | $2.86M 2.88% | 84.45K | 0.00 | 0.00 |
Merchants Bancorp IndSOLE | COM | 62.60K | SH | $2.81M 2.83% | 62.60K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 100.07K | SH | $2.67M 2.68% | 100.07K | 0.00 | 0.00 |
Esquire Finacial Hoildings IncSOLE | COM | 40.80K | SH | $2.66M 2.67% | 40.80K | 0.00 | 0.00 |
Versabank NewSOLE | COM | 200.23K | SH | $2.66M 2.67% | 200.23K | 0.00 | 0.00 |
Northeast Community Bancorp IncSOLE | COM | 94.15K | SH | $2.49M 2.50% | 94.15K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 62.41K | SH | $2.42M 2.43% | 62.41K | 0.00 | 0.00 |
ConnectOne Bancorp IncSOLE | COM | 87.81K | SH | $2.20M 2.21% | 87.81K | 0.00 | 0.00 |
Farmers National Banc CorpSOLE | COM | 142.66K | SH | $2.16M 2.17% | 142.66K | 0.00 | 0.00 |
Northrim Bancorp IncSOLE | COM | 30K | SH | $2.14M 2.14% | 30K | 0.00 | 0.00 |
First Bus Finl Svcs Inc WisSOLE | COM | 45K | SH | $2.05M 2.06% | 45K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 62K | SH | $2.05M 2.06% | 62K | 0.00 | 0.00 |
Heritage Commerce CorpSOLE | COM | 203.84K | SH | $2.01M 2.02% | 203.84K | 0.00 | 0.00 |
Banner CorporationSOLE | COM | 33.13K | SH | $1.97M 1.98% | 33.13K | 0.00 | 0.00 |
Mercantile Bank CorpSOLE | COM | 45K | SH | $1.97M 1.97% | 45K | 0.00 | 0.00 |
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