Filed: 1/12/2024ACC: 0001697539-24-000001
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $87.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
39
Positions
$87.50M
Total AUM (reported)
3.01M
Total Shares
Allocation by class
COM$87.50M100.0%
Portfolio Concentration
Top 3$14.00M16.0%
4–10$21.11M24.1%
11–25$33.90M38.7%
Rest$18.49M21.1%
Top 3 weight
16.0%
Top 10 weight
40.1%
Voting Authority Distribution
Total shares with voting rights: 3.01M
Sole
Full voting authority
3.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole39
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings39
Rows:
Bancorp Inc
SOLEShares171.42K
TypeSH
Market value$6.61M
7.55%
Sole
171.42K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares59.94K
TypeSH
Market value$3.91M
4.46%
Sole
59.94K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares37.62K
TypeSH
Market value$3.49M
3.99%
Sole
37.62K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares66.74K
TypeSH
Market value$3.44M
3.93%
Sole
66.74K
Shared
0.00
None
0.00
Regions Financial Corp
SOLEShares161.31K
TypeSH
Market value$3.13M
3.57%
Sole
161.31K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares97.13K
TypeSH
Market value$2.94M
3.36%
Sole
97.13K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares55.30K
TypeSH
Market value$2.93M
3.34%
Sole
55.30K
Shared
0.00
None
0.00
First Merchants Corp
SOLEShares78.36K
TypeSH
Market value$2.91M
3.32%
Sole
78.36K
Shared
0.00
None
0.00
Versabank New
SOLEShares264.23K
TypeSH
Market value$2.89M
3.31%
Sole
264.23K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares101.44K
TypeSH
Market value$2.89M
3.30%
Sole
101.44K
Shared
0.00
None
0.00
Triumph Bancorp Inc
SOLEShares35K
TypeSH
Market value$2.81M
3.21%
Sole
35K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares28.36K
TypeSH
Market value$2.76M
3.15%
Sole
28.36K
Shared
0.00
None
0.00
Coastal Financial Corp
SOLEShares61.70K
TypeSH
Market value$2.74M
3.13%
Sole
61.70K
Shared
0.00
None
0.00
Trico Bancshares
SOLEShares61.74K
TypeSH
Market value$2.65M
3.03%
Sole
61.74K
Shared
0.00
None
0.00
Huntington Bancshares
SOLEShares200K
TypeSH
Market value$2.54M
2.91%
Sole
200K
Shared
0.00
None
0.00
South Plains Financial Inc
SOLEShares84.40K
TypeSH
Market value$2.44M
2.79%
Sole
84.40K
Shared
0.00
None
0.00
Webster Fincl Corp
SOLEShares44K
TypeSH
Market value$2.23M
2.55%
Sole
44K
Shared
0.00
None
0.00
Farmers National Banc Corp
SOLEShares143.87K
TypeSH
Market value$2.08M
2.38%
Sole
143.87K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares63.27K
TypeSH
Market value$2.05M
2.34%
Sole
63.27K
Shared
0.00
None
0.00
Heritage Commerce Corp
SOLEShares206.59K
TypeSH
Market value$2.05M
2.34%
Sole
206.59K
Shared
0.00
None
0.00
ConnectOne Bancorp Inc
SOLEShares89.05K
TypeSH
Market value$2.04M
2.33%
Sole
89.05K
Shared
0.00
None
0.00
Origin Bancorp
SOLEShares57.12K
TypeSH
Market value$2.03M
2.32%
Sole
57.12K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares62K
TypeSH
Market value$1.85M
2.11%
Sole
62K
Shared
0.00
None
0.00
Mercantile Bank Corp
SOLEShares45K
TypeSH
Market value$1.82M
2.08%
Sole
45K
Shared
0.00
None
0.00
First Bus Finl Svcs Inc Wis
SOLEShares45K
TypeSH
Market value$1.80M
2.06%
Sole
45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bancorp IncSOLE | COM | 171.42K | SH | $6.61M 7.55% | 171.42K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 59.94K | SH | $3.91M 4.46% | 59.94K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 37.62K | SH | $3.49M 3.99% | 37.62K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 66.74K | SH | $3.44M 3.93% | 66.74K | 0.00 | 0.00 |
Regions Financial CorpSOLE | COM | 161.31K | SH | $3.13M 3.57% | 161.31K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 97.13K | SH | $2.94M 3.36% | 97.13K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 55.30K | SH | $2.93M 3.34% | 55.30K | 0.00 | 0.00 |
First Merchants CorpSOLE | COM | 78.36K | SH | $2.91M 3.32% | 78.36K | 0.00 | 0.00 |
Versabank NewSOLE | COM | 264.23K | SH | $2.89M 3.31% | 264.23K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 101.44K | SH | $2.89M 3.30% | 101.44K | 0.00 | 0.00 |
Triumph Bancorp IncSOLE | COM | 35K | SH | $2.81M 3.21% | 35K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 28.36K | SH | $2.76M 3.15% | 28.36K | 0.00 | 0.00 |
Coastal Financial CorpSOLE | COM | 61.70K | SH | $2.74M 3.13% | 61.70K | 0.00 | 0.00 |
Trico BancsharesSOLE | COM | 61.74K | SH | $2.65M 3.03% | 61.74K | 0.00 | 0.00 |
Huntington BancsharesSOLE | COM | 200K | SH | $2.54M 2.91% | 200K | 0.00 | 0.00 |
South Plains Financial IncSOLE | COM | 84.40K | SH | $2.44M 2.79% | 84.40K | 0.00 | 0.00 |
Webster Fincl CorpSOLE | COM | 44K | SH | $2.23M 2.55% | 44K | 0.00 | 0.00 |
Farmers National Banc CorpSOLE | COM | 143.87K | SH | $2.08M 2.38% | 143.87K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 63.27K | SH | $2.05M 2.34% | 63.27K | 0.00 | 0.00 |
Heritage Commerce CorpSOLE | COM | 206.59K | SH | $2.05M 2.34% | 206.59K | 0.00 | 0.00 |
ConnectOne Bancorp IncSOLE | COM | 89.05K | SH | $2.04M 2.33% | 89.05K | 0.00 | 0.00 |
Origin BancorpSOLE | COM | 57.12K | SH | $2.03M 2.32% | 57.12K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 62K | SH | $1.85M 2.11% | 62K | 0.00 | 0.00 |
Mercantile Bank CorpSOLE | COM | 45K | SH | $1.82M 2.08% | 45K | 0.00 | 0.00 |
First Bus Finl Svcs Inc WisSOLE | COM | 45K | SH | $1.80M 2.06% | 45K | 0.00 | 0.00 |
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