Filed: 10/26/2023ACC: 0001697539-23-000007
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $74.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
43
Positions
$74.29M
Total AUM (reported)
3.33M
Total Shares
Allocation by class
COM$74.29M100.0%
Portfolio Concentration
Top 3$12.12M16.3%
4–10$18.73M25.2%
11–25$27.91M37.6%
Rest$15.53M20.9%
Top 3 weight
16.3%
Top 10 weight
41.5%
Voting Authority Distribution
Total shares with voting rights: 3.33M
Sole
Full voting authority
3.33M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole43
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings43
Rows:
Bancorp Inc
SOLEShares177.74K
TypeSH
Market value$6.13M
8.25%
Sole
177.74K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares63.62K
TypeSH
Market value$3.02M
4.06%
Sole
63.62K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares39.32K
TypeSH
Market value$2.97M
4.00%
Sole
39.32K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares97.13K
TypeSH
Market value$2.87M
3.86%
Sole
97.13K
Shared
0.00
None
0.00
Coastal Financial Corp
SOLEShares64.71K
TypeSH
Market value$2.78M
3.74%
Sole
64.71K
Shared
0.00
None
0.00
Regions Financial Corp
SOLEShares161.34K
TypeSH
Market value$2.78M
3.74%
Sole
161.34K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares59.88K
TypeSH
Market value$2.76M
3.71%
Sole
59.88K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares66.74K
TypeSH
Market value$2.62M
3.53%
Sole
66.74K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares29.95K
TypeSH
Market value$2.60M
3.50%
Sole
29.95K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares106.41K
TypeSH
Market value$2.34M
3.15%
Sole
106.41K
Shared
0.00
None
0.00
First Merchants Corp
SOLEShares83.25K
TypeSH
Market value$2.32M
3.12%
Sole
83.25K
Shared
0.00
None
0.00
Triumph Bancorp Inc
SOLEShares35K
TypeSH
Market value$2.27M
3.05%
Sole
35K
Shared
0.00
None
0.00
Ocean First Financial
SOLEShares153.60K
TypeSH
Market value$2.22M
2.99%
Sole
153.60K
Shared
0.00
None
0.00
Bridgewater Bancshares Inc.
SOLEShares225.87K
TypeSH
Market value$2.14M
2.88%
Sole
225.87K
Shared
0.00
None
0.00
Trico Bancshares
SOLEShares65.25K
TypeSH
Market value$2.09M
2.81%
Sole
65.25K
Shared
0.00
None
0.00
Versabank New
SOLEShares264.23K
TypeSH
Market value$2.08M
2.79%
Sole
264.23K
Shared
0.00
None
0.00
Huntington Bancshares
SOLEShares186.50K
TypeSH
Market value$1.94M
2.61%
Sole
186.50K
Shared
0.00
None
0.00
Heritage Commerce Corp
SOLEShares220K
TypeSH
Market value$1.86M
2.51%
Sole
220K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares67.13K
TypeSH
Market value$1.82M
2.45%
Sole
67.13K
Shared
0.00
None
0.00
Webster Fincl Corp
SOLEShares44K
TypeSH
Market value$1.77M
2.39%
Sole
44K
Shared
0.00
None
0.00
ConnectOne Bancorp Inc
SOLEShares94.50K
TypeSH
Market value$1.68M
2.27%
Sole
94.50K
Shared
0.00
None
0.00
Banner Corporation
SOLEShares35.72K
TypeSH
Market value$1.51M
2.04%
Sole
35.72K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares62K
TypeSH
Market value$1.42M
1.91%
Sole
62K
Shared
0.00
None
0.00
Mercantile Bank Corp
SOLEShares45K
TypeSH
Market value$1.39M
1.87%
Sole
45K
Shared
0.00
None
0.00
Northeast Community Bancorp Inc
SOLEShares94.15K
TypeSH
Market value$1.39M
1.87%
Sole
94.15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bancorp IncSOLE | COM | 177.74K | SH | $6.13M 8.25% | 177.74K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 63.62K | SH | $3.02M 4.06% | 63.62K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 39.32K | SH | $2.97M 4.00% | 39.32K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 97.13K | SH | $2.87M 3.86% | 97.13K | 0.00 | 0.00 |
Coastal Financial CorpSOLE | COM | 64.71K | SH | $2.78M 3.74% | 64.71K | 0.00 | 0.00 |
Regions Financial CorpSOLE | COM | 161.34K | SH | $2.78M 3.74% | 161.34K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 59.88K | SH | $2.76M 3.71% | 59.88K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 66.74K | SH | $2.62M 3.53% | 66.74K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 29.95K | SH | $2.60M 3.50% | 29.95K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 106.41K | SH | $2.34M 3.15% | 106.41K | 0.00 | 0.00 |
First Merchants CorpSOLE | COM | 83.25K | SH | $2.32M 3.12% | 83.25K | 0.00 | 0.00 |
Triumph Bancorp IncSOLE | COM | 35K | SH | $2.27M 3.05% | 35K | 0.00 | 0.00 |
Ocean First FinancialSOLE | COM | 153.60K | SH | $2.22M 2.99% | 153.60K | 0.00 | 0.00 |
Bridgewater Bancshares Inc.SOLE | COM | 225.87K | SH | $2.14M 2.88% | 225.87K | 0.00 | 0.00 |
Trico BancsharesSOLE | COM | 65.25K | SH | $2.09M 2.81% | 65.25K | 0.00 | 0.00 |
Versabank NewSOLE | COM | 264.23K | SH | $2.08M 2.79% | 264.23K | 0.00 | 0.00 |
Huntington BancsharesSOLE | COM | 186.50K | SH | $1.94M 2.61% | 186.50K | 0.00 | 0.00 |
Heritage Commerce CorpSOLE | COM | 220K | SH | $1.86M 2.51% | 220K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 67.13K | SH | $1.82M 2.45% | 67.13K | 0.00 | 0.00 |
Webster Fincl CorpSOLE | COM | 44K | SH | $1.77M 2.39% | 44K | 0.00 | 0.00 |
ConnectOne Bancorp IncSOLE | COM | 94.50K | SH | $1.68M 2.27% | 94.50K | 0.00 | 0.00 |
Banner CorporationSOLE | COM | 35.72K | SH | $1.51M 2.04% | 35.72K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 62K | SH | $1.42M 1.91% | 62K | 0.00 | 0.00 |
Mercantile Bank CorpSOLE | COM | 45K | SH | $1.39M 1.87% | 45K | 0.00 | 0.00 |
Northeast Community Bancorp IncSOLE | COM | 94.15K | SH | $1.39M 1.87% | 94.15K | 0.00 | 0.00 |
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