Filed: 8/3/2023ACC: 0001697539-23-000003
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $78.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$78.97M
Total AUM (reported)
3.14M
Total Shares
Allocation by class
COM$78.97M100.0%
Portfolio Concentration
Top 3$16.99M21.5%
4–10$19.61M24.8%
11–25$27.07M34.3%
Rest$15.30M19.4%
Top 3 weight
21.5%
Top 10 weight
46.3%
Voting Authority Distribution
Total shares with voting rights: 3.14M
Sole
Full voting authority
3.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole40
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings40
Rows:
Bancorp Inc
SOLEShares199.34K
TypeSH
Market value$6.51M
8.24%
Sole
199.34K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares77.82K
TypeSH
Market value$5.65M
7.16%
Sole
77.82K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares52.45K
TypeSH
Market value$4.83M
6.11%
Sole
52.45K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares67.72K
TypeSH
Market value$3.29M
4.16%
Sole
67.72K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares66.74K
TypeSH
Market value$3.03M
3.83%
Sole
66.74K
Shared
0.00
None
0.00
Regions Financial Corp
SOLEShares161.34K
TypeSH
Market value$2.88M
3.64%
Sole
161.34K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares97.13K
TypeSH
Market value$2.81M
3.56%
Sole
97.13K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares59.88K
TypeSH
Market value$2.78M
3.52%
Sole
59.88K
Shared
0.00
None
0.00
Coastal Financial Corp
SOLEShares64.71K
TypeSH
Market value$2.44M
3.09%
Sole
64.71K
Shared
0.00
None
0.00
Ocean First Financial
SOLEShares153.60K
TypeSH
Market value$2.40M
3.04%
Sole
153.60K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares106.41K
TypeSH
Market value$2.35M
2.98%
Sole
106.41K
Shared
0.00
None
0.00
First Merchants Corp
SOLEShares83.25K
TypeSH
Market value$2.35M
2.98%
Sole
83.25K
Shared
0.00
None
0.00
Bridgewater Bancshares Inc.
SOLEShares225.87K
TypeSH
Market value$2.22M
2.82%
Sole
225.87K
Shared
0.00
None
0.00
Trico Bancshares
SOLEShares65.25K
TypeSH
Market value$2.17M
2.74%
Sole
65.25K
Shared
0.00
None
0.00
Triumph Bancorp Inc
SOLEShares35K
TypeSH
Market value$2.13M
2.69%
Sole
35K
Shared
0.00
None
0.00
Hancock Whitney Corp
SOLEShares52.50K
TypeSH
Market value$2.01M
2.55%
Sole
52.50K
Shared
0.00
None
0.00
Versabank New
SOLEShares264.23K
TypeSH
Market value$2.00M
2.54%
Sole
264.23K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares67.13K
TypeSH
Market value$1.82M
2.31%
Sole
67.13K
Shared
0.00
None
0.00
Banner Corporation
SOLEShares35.72K
TypeSH
Market value$1.56M
1.98%
Sole
35.72K
Shared
0.00
None
0.00
Huntington Bancshares
SOLEShares144.20K
TypeSH
Market value$1.55M
1.97%
Sole
144.20K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares62K
TypeSH
Market value$1.44M
1.82%
Sole
62K
Shared
0.00
None
0.00
Webster Fincl Corp
SOLEShares37.30K
TypeSH
Market value$1.41M
1.78%
Sole
37.30K
Shared
0.00
None
0.00
Northeast Community Bancorp Inc
SOLEShares94.15K
TypeSH
Market value$1.40M
1.77%
Sole
94.15K
Shared
0.00
None
0.00
First Bus Finl Svcs Inc Wis
SOLEShares45K
TypeSH
Market value$1.33M
1.68%
Sole
45K
Shared
0.00
None
0.00
Origin Bancorp
SOLEShares45K
TypeSH
Market value$1.32M
1.67%
Sole
45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bancorp IncSOLE | COM | 199.34K | SH | $6.51M 8.24% | 199.34K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 77.82K | SH | $5.65M 7.16% | 77.82K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 52.45K | SH | $4.83M 6.11% | 52.45K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 67.72K | SH | $3.29M 4.16% | 67.72K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 66.74K | SH | $3.03M 3.83% | 66.74K | 0.00 | 0.00 |
Regions Financial CorpSOLE | COM | 161.34K | SH | $2.88M 3.64% | 161.34K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 97.13K | SH | $2.81M 3.56% | 97.13K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 59.88K | SH | $2.78M 3.52% | 59.88K | 0.00 | 0.00 |
Coastal Financial CorpSOLE | COM | 64.71K | SH | $2.44M 3.09% | 64.71K | 0.00 | 0.00 |
Ocean First FinancialSOLE | COM | 153.60K | SH | $2.40M 3.04% | 153.60K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 106.41K | SH | $2.35M 2.98% | 106.41K | 0.00 | 0.00 |
First Merchants CorpSOLE | COM | 83.25K | SH | $2.35M 2.98% | 83.25K | 0.00 | 0.00 |
Bridgewater Bancshares Inc.SOLE | COM | 225.87K | SH | $2.22M 2.82% | 225.87K | 0.00 | 0.00 |
Trico BancsharesSOLE | COM | 65.25K | SH | $2.17M 2.74% | 65.25K | 0.00 | 0.00 |
Triumph Bancorp IncSOLE | COM | 35K | SH | $2.13M 2.69% | 35K | 0.00 | 0.00 |
Hancock Whitney CorpSOLE | COM | 52.50K | SH | $2.01M 2.55% | 52.50K | 0.00 | 0.00 |
Versabank NewSOLE | COM | 264.23K | SH | $2.00M 2.54% | 264.23K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 67.13K | SH | $1.82M 2.31% | 67.13K | 0.00 | 0.00 |
Banner CorporationSOLE | COM | 35.72K | SH | $1.56M 1.98% | 35.72K | 0.00 | 0.00 |
Huntington BancsharesSOLE | COM | 144.20K | SH | $1.55M 1.97% | 144.20K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 62K | SH | $1.44M 1.82% | 62K | 0.00 | 0.00 |
Webster Fincl CorpSOLE | COM | 37.30K | SH | $1.41M 1.78% | 37.30K | 0.00 | 0.00 |
Northeast Community Bancorp IncSOLE | COM | 94.15K | SH | $1.40M 1.77% | 94.15K | 0.00 | 0.00 |
First Bus Finl Svcs Inc WisSOLE | COM | 45K | SH | $1.33M 1.68% | 45K | 0.00 | 0.00 |
Origin BancorpSOLE | COM | 45K | SH | $1.32M 1.67% | 45K | 0.00 | 0.00 |
Page 1 of 2