Filed: 5/2/2023ACC: 0001697539-23-000002
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $89.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
45
Positions
$89.0K
Total AUM (reported)
3.44M
Total Shares
Allocation by class
COM$87.5K98.3%
CAP STK$1.5K1.7%
Portfolio Concentration
Top 3$17.3K19.4%
4–10$24.5K27.5%
11–25$28.6K32.1%
Rest$18.7K21.0%
Top 3 weight
19.4%
Top 10 weight
46.9%
Voting Authority Distribution
Total shares with voting rights: 3.44M
Sole
Full voting authority
3.44M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole45
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings45
Rows:
Bancorp Inc
SOLEShares226.84K
TypeSH
Market value$6.3K
7.10%
Sole
226.84K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares77.82K
TypeSH
Market value$5.7K
6.38%
Sole
77.82K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares84.59K
TypeSH
Market value$5.3K
5.95%
Sole
84.59K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares60.95K
TypeSH
Market value$5.1K
5.69%
Sole
60.95K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares70.74K
TypeSH
Market value$3.9K
4.38%
Sole
70.74K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares112.23K
TypeSH
Market value$3.4K
3.85%
Sole
112.23K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares80.88K
TypeSH
Market value$3.4K
3.77%
Sole
80.88K
Shared
0.00
None
0.00
Regions Financial Corp
SOLEShares179.34K
TypeSH
Market value$3.3K
3.74%
Sole
179.34K
Shared
0.00
None
0.00
Ocean First Financial
SOLEShares153.60K
TypeSH
Market value$2.8K
3.19%
Sole
153.60K
Shared
0.00
None
0.00
Bridgewater Bancshares Inc.
SOLEShares235.87K
TypeSH
Market value$2.6K
2.87%
Sole
235.87K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares106.31K
TypeSH
Market value$2.5K
2.83%
Sole
106.31K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares74.63K
TypeSH
Market value$2.5K
2.80%
Sole
74.63K
Shared
0.00
None
0.00
Coastal Financial Corp
SOLEShares64.71K
TypeSH
Market value$2.3K
2.62%
Sole
64.71K
Shared
0.00
None
0.00
Banner Corporation
SOLEShares39.72K
TypeSH
Market value$2.2K
2.43%
Sole
39.72K
Shared
0.00
None
0.00
Versabank New
SOLEShares289.23K
TypeSH
Market value$2.1K
2.39%
Sole
289.23K
Shared
0.00
None
0.00
Hancock Whitney Corp
SOLEShares57.50K
TypeSH
Market value$2.1K
2.35%
Sole
57.50K
Shared
0.00
None
0.00
Triumph Bancorp Inc
SOLEShares35K
TypeSH
Market value$2.0K
2.28%
Sole
35K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares69K
TypeSH
Market value$1.8K
2.07%
Sole
69K
Shared
0.00
None
0.00
Lakeland Bancorp Inc N.J.
SOLEShares105.16K
TypeSH
Market value$1.6K
1.85%
Sole
105.16K
Shared
0.00
None
0.00
Business First Bancshares Inc
SOLEShares93K
TypeSH
Market value$1.6K
1.79%
Sole
93K
Shared
0.00
None
0.00
Pacific Premier Bancorp
SOLEShares66.16K
TypeSH
Market value$1.6K
1.78%
Sole
66.16K
Shared
0.00
None
0.00
Origin Bancorp
SOLEShares49K
TypeSH
Market value$1.6K
1.77%
Sole
49K
Shared
0.00
None
0.00
Mercantile Bank Corp
SOLEShares50K
TypeSH
Market value$1.5K
1.72%
Sole
50K
Shared
0.00
None
0.00
First Bus Finl Svcs Inc Wis
SOLEShares50K
TypeSH
Market value$1.5K
1.71%
Sole
50K
Shared
0.00
None
0.00
West Bancorporation Inc
SOLEShares82.97K
TypeSH
Market value$1.5K
1.70%
Sole
82.97K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bancorp IncSOLE | COM | 226.84K | SH | $6.3K 7.10% | 226.84K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 77.82K | SH | $5.7K 6.38% | 77.82K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 84.59K | SH | $5.3K 5.95% | 84.59K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 60.95K | SH | $5.1K 5.69% | 60.95K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 70.74K | SH | $3.9K 4.38% | 70.74K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 112.23K | SH | $3.4K 3.85% | 112.23K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 80.88K | SH | $3.4K 3.77% | 80.88K | 0.00 | 0.00 |
Regions Financial CorpSOLE | COM | 179.34K | SH | $3.3K 3.74% | 179.34K | 0.00 | 0.00 |
Ocean First FinancialSOLE | COM | 153.60K | SH | $2.8K 3.19% | 153.60K | 0.00 | 0.00 |
Bridgewater Bancshares Inc.SOLE | COM | 235.87K | SH | $2.6K 2.87% | 235.87K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 106.31K | SH | $2.5K 2.83% | 106.31K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 74.63K | SH | $2.5K 2.80% | 74.63K | 0.00 | 0.00 |
Coastal Financial CorpSOLE | COM | 64.71K | SH | $2.3K 2.62% | 64.71K | 0.00 | 0.00 |
Banner CorporationSOLE | COM | 39.72K | SH | $2.2K 2.43% | 39.72K | 0.00 | 0.00 |
Versabank NewSOLE | COM | 289.23K | SH | $2.1K 2.39% | 289.23K | 0.00 | 0.00 |
Hancock Whitney CorpSOLE | COM | 57.50K | SH | $2.1K 2.35% | 57.50K | 0.00 | 0.00 |
Triumph Bancorp IncSOLE | COM | 35K | SH | $2.0K 2.28% | 35K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 69K | SH | $1.8K 2.07% | 69K | 0.00 | 0.00 |
Lakeland Bancorp Inc N.J.SOLE | COM | 105.16K | SH | $1.6K 1.85% | 105.16K | 0.00 | 0.00 |
Business First Bancshares IncSOLE | COM | 93K | SH | $1.6K 1.79% | 93K | 0.00 | 0.00 |
Pacific Premier BancorpSOLE | COM | 66.16K | SH | $1.6K 1.78% | 66.16K | 0.00 | 0.00 |
Origin BancorpSOLE | COM | 49K | SH | $1.6K 1.77% | 49K | 0.00 | 0.00 |
Mercantile Bank CorpSOLE | COM | 50K | SH | $1.5K 1.72% | 50K | 0.00 | 0.00 |
First Bus Finl Svcs Inc WisSOLE | COM | 50K | SH | $1.5K 1.71% | 50K | 0.00 | 0.00 |
West Bancorporation IncSOLE | CAP STK | 82.97K | SH | $1.5K 1.70% | 82.97K | 0.00 | 0.00 |
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