Filed: 2/10/2023ACC: 0001697539-23-000001
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $111.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$111.58M
Total AUM (reported)
3.55M
Total Shares
Allocation by class
COM$109.46M98.1%
CAP STK$2.12M1.9%
Portfolio Concentration
Top 3$22.17M19.9%
4–10$28.04M25.1%
11–25$35.09M31.4%
Rest$26.29M23.6%
Top 3 weight
19.9%
Top 10 weight
45.0%
Voting Authority Distribution
Total shares with voting rights: 3.55M
Sole
Full voting authority
3.55M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:
Bancorp Inc
SOLEShares331.84K
TypeSH
Market value$9.42M
8.44%
Sole
331.84K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares77.82K
TypeSH
Market value$6.58M
5.89%
Sole
77.82K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares84.59K
TypeSH
Market value$6.17M
5.53%
Sole
84.59K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares60.95K
TypeSH
Market value$5.38M
4.82%
Sole
60.95K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares70.74K
TypeSH
Market value$4.60M
4.12%
Sole
70.74K
Shared
0.00
None
0.00
Bridgewater Bancshares Inc.
SOLEShares219.66K
TypeSH
Market value$3.90M
3.49%
Sole
219.66K
Shared
0.00
None
0.00
Regions Financial Corp
SOLEShares179.34K
TypeSH
Market value$3.87M
3.47%
Sole
179.34K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares112.23K
TypeSH
Market value$3.51M
3.14%
Sole
112.23K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares80.88K
TypeSH
Market value$3.48M
3.12%
Sole
80.88K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares106.31K
TypeSH
Market value$3.32M
2.97%
Sole
106.31K
Shared
0.00
None
0.00
Ocean First Financial
SOLEShares153.60K
TypeSH
Market value$3.26M
2.93%
Sole
153.60K
Shared
0.00
None
0.00
Coastal Financial Corp
SOLEShares64.71K
TypeSH
Market value$3.08M
2.76%
Sole
64.71K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares74.63K
TypeSH
Market value$2.78M
2.49%
Sole
74.63K
Shared
0.00
None
0.00
Hancock Whitney Corp
SOLEShares57.50K
TypeSH
Market value$2.78M
2.49%
Sole
57.50K
Shared
0.00
None
0.00
SVB Finacial Group
SOLEShares11.30K
TypeSH
Market value$2.60M
2.33%
Sole
11.30K
Shared
0.00
None
0.00
Banner Corporation
SOLEShares39.72K
TypeSH
Market value$2.51M
2.25%
Sole
39.72K
Shared
0.00
None
0.00
Zions Bancorporation
SOLEShares46.13K
TypeSH
Market value$2.27M
2.03%
Sole
46.13K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares69K
TypeSH
Market value$2.13M
1.91%
Sole
69K
Shared
0.00
None
0.00
West Bancorporation Inc
SOLEShares82.97K
TypeSH
Market value$2.12M
1.90%
Sole
82.97K
Shared
0.00
None
0.00
Pacific Premier Bancorp
SOLEShares66.16K
TypeSH
Market value$2.09M
1.87%
Sole
66.16K
Shared
0.00
None
0.00
Business First Bancshares Inc
SOLEShares42.60K
TypeSH
Market value$2.06M
1.85%
Sole
42.60K
Shared
0.00
None
0.00
Versabank New
SOLEShares256.41K
TypeSH
Market value$1.93M
1.73%
Sole
256.41K
Shared
0.00
None
0.00
Lakeland Bancorp Inc N.J.
SOLEShares105.16K
TypeSH
Market value$1.85M
1.66%
Sole
105.16K
Shared
0.00
None
0.00
First Bus Finl Svcs Inc Wis
SOLEShares50K
TypeSH
Market value$1.83M
1.64%
Sole
50K
Shared
0.00
None
0.00
Origin Bancorp
SOLEShares49K
TypeSH
Market value$1.80M
1.61%
Sole
49K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bancorp IncSOLE | COM | 331.84K | SH | $9.42M 8.44% | 331.84K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 77.82K | SH | $6.58M 5.89% | 77.82K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 84.59K | SH | $6.17M 5.53% | 84.59K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 60.95K | SH | $5.38M 4.82% | 60.95K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 70.74K | SH | $4.60M 4.12% | 70.74K | 0.00 | 0.00 |
Bridgewater Bancshares Inc.SOLE | COM | 219.66K | SH | $3.90M 3.49% | 219.66K | 0.00 | 0.00 |
Regions Financial CorpSOLE | COM | 179.34K | SH | $3.87M 3.47% | 179.34K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 112.23K | SH | $3.51M 3.14% | 112.23K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 80.88K | SH | $3.48M 3.12% | 80.88K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 106.31K | SH | $3.32M 2.97% | 106.31K | 0.00 | 0.00 |
Ocean First FinancialSOLE | COM | 153.60K | SH | $3.26M 2.93% | 153.60K | 0.00 | 0.00 |
Coastal Financial CorpSOLE | COM | 64.71K | SH | $3.08M 2.76% | 64.71K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 74.63K | SH | $2.78M 2.49% | 74.63K | 0.00 | 0.00 |
Hancock Whitney CorpSOLE | COM | 57.50K | SH | $2.78M 2.49% | 57.50K | 0.00 | 0.00 |
SVB Finacial GroupSOLE | COM | 11.30K | SH | $2.60M 2.33% | 11.30K | 0.00 | 0.00 |
Banner CorporationSOLE | COM | 39.72K | SH | $2.51M 2.25% | 39.72K | 0.00 | 0.00 |
Zions BancorporationSOLE | COM | 46.13K | SH | $2.27M 2.03% | 46.13K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 69K | SH | $2.13M 1.91% | 69K | 0.00 | 0.00 |
West Bancorporation IncSOLE | CAP STK | 82.97K | SH | $2.12M 1.90% | 82.97K | 0.00 | 0.00 |
Pacific Premier BancorpSOLE | COM | 66.16K | SH | $2.09M 1.87% | 66.16K | 0.00 | 0.00 |
Business First Bancshares IncSOLE | COM | 42.60K | SH | $2.06M 1.85% | 42.60K | 0.00 | 0.00 |
Versabank NewSOLE | COM | 256.41K | SH | $1.93M 1.73% | 256.41K | 0.00 | 0.00 |
Lakeland Bancorp Inc N.J.SOLE | COM | 105.16K | SH | $1.85M 1.66% | 105.16K | 0.00 | 0.00 |
First Bus Finl Svcs Inc WisSOLE | COM | 50K | SH | $1.83M 1.64% | 50K | 0.00 | 0.00 |
Origin BancorpSOLE | COM | 49K | SH | $1.80M 1.61% | 49K | 0.00 | 0.00 |
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