Filed: 10/24/2022ACC: 0001697539-22-000004
📋 What this filing means
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $107.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$107.35M
Total AUM (reported)
3.53M
Total Shares
Allocation by class
COM$105.62M98.4%
CAP STK$1.73M1.6%
Portfolio Concentration
Top 3$19.80M18.4%
4–10$28.28M26.3%
11–25$35.76M33.3%
Rest$23.50M21.9%
Top 3 weight
18.4%
Top 10 weight
44.8%
Voting Authority Distribution
Total shares with voting rights: 3.53M
Sole
Full voting authority
3.53M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole44
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings44
Rows:
Bancorp Inc
SOLEShares331.84K
TypeSH
Market value$7.29M
6.79%
Sole
331.84K
Shared
0.00
None
0.00
Wintrust Finacial Corp
SOLEShares77.82K
TypeSH
Market value$6.35M
5.91%
Sole
77.82K
Shared
0.00
None
0.00
Lakeland Finl Corp
SOLEShares84.59K
TypeSH
Market value$6.16M
5.74%
Sole
84.59K
Shared
0.00
None
0.00
BancFirst Corp
SOLEShares60.95K
TypeSH
Market value$5.45M
5.08%
Sole
60.95K
Shared
0.00
None
0.00
Stock Yds Bancorp Inc
SOLEShares70.74K
TypeSH
Market value$4.81M
4.48%
Sole
70.74K
Shared
0.00
None
0.00
SVB Finacial Group
SOLEShares11.70K
TypeSH
Market value$3.93M
3.66%
Sole
11.70K
Shared
0.00
None
0.00
Bridgewater Bancshares Inc.
SOLEShares219.66K
TypeSH
Market value$3.62M
3.37%
Sole
219.66K
Shared
0.00
None
0.00
Regions Financial Corp
SOLEShares179.34K
TypeSH
Market value$3.60M
3.35%
Sole
179.34K
Shared
0.00
None
0.00
CommerceWest Bank
SOLEShares112.23K
TypeSH
Market value$3.51M
3.27%
Sole
112.23K
Shared
0.00
None
0.00
Zions Bancorporation
SOLEShares66.13K
TypeSH
Market value$3.36M
3.13%
Sole
66.13K
Shared
0.00
None
0.00
Seacost BKG Corporation
SOLEShares106.31K
TypeSH
Market value$3.21M
2.99%
Sole
106.31K
Shared
0.00
None
0.00
Ocean First Financial
SOLEShares153.60K
TypeSH
Market value$2.86M
2.67%
Sole
153.60K
Shared
0.00
None
0.00
Alerus Finacial Corp
SOLEShares127.82K
TypeSH
Market value$2.82M
2.63%
Sole
127.82K
Shared
0.00
None
0.00
Meta Finl Group Inc
SOLEShares80.88K
TypeSH
Market value$2.67M
2.48%
Sole
80.88K
Shared
0.00
None
0.00
German Amern Bancorp Inc
SOLEShares74.63K
TypeSH
Market value$2.67M
2.48%
Sole
74.63K
Shared
0.00
None
0.00
Hancock Whitney Corp
SOLEShares57.50K
TypeSH
Market value$2.63M
2.45%
Sole
57.50K
Shared
0.00
None
0.00
Banner Corporation
SOLEShares39.72K
TypeSH
Market value$2.35M
2.19%
Sole
39.72K
Shared
0.00
None
0.00
Horizon Bancorp Inc
SOLEShares130K
TypeSH
Market value$2.33M
2.17%
Sole
130K
Shared
0.00
None
0.00
Signature Bank
SOLEShares14.96K
TypeSH
Market value$2.26M
2.11%
Sole
14.96K
Shared
0.00
None
0.00
Origin Bancorp
SOLEShares55.75K
TypeSH
Market value$2.14M
2.00%
Sole
55.75K
Shared
0.00
None
0.00
Pacific Premier Bancorp
SOLEShares66.16K
TypeSH
Market value$2.05M
1.91%
Sole
66.16K
Shared
0.00
None
0.00
Verotex Holdings Inc
SOLEShares76K
TypeSH
Market value$2.02M
1.88%
Sole
76K
Shared
0.00
None
0.00
Business First Bancshares Inc
SOLEShares93K
TypeSH
Market value$2.00M
1.87%
Sole
93K
Shared
0.00
None
0.00
Bridge Bancorp Inc
SOLEShares64.50K
TypeSH
Market value$1.89M
1.76%
Sole
64.50K
Shared
0.00
None
0.00
TowneBank Portsmouth VA
SOLEShares69K
TypeSH
Market value$1.85M
1.72%
Sole
69K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bancorp IncSOLE | COM | 331.84K | SH | $7.29M 6.79% | 331.84K | 0.00 | 0.00 |
Wintrust Finacial CorpSOLE | COM | 77.82K | SH | $6.35M 5.91% | 77.82K | 0.00 | 0.00 |
Lakeland Finl CorpSOLE | COM | 84.59K | SH | $6.16M 5.74% | 84.59K | 0.00 | 0.00 |
BancFirst CorpSOLE | COM | 60.95K | SH | $5.45M 5.08% | 60.95K | 0.00 | 0.00 |
Stock Yds Bancorp IncSOLE | COM | 70.74K | SH | $4.81M 4.48% | 70.74K | 0.00 | 0.00 |
SVB Finacial GroupSOLE | COM | 11.70K | SH | $3.93M 3.66% | 11.70K | 0.00 | 0.00 |
Bridgewater Bancshares Inc.SOLE | COM | 219.66K | SH | $3.62M 3.37% | 219.66K | 0.00 | 0.00 |
Regions Financial CorpSOLE | COM | 179.34K | SH | $3.60M 3.35% | 179.34K | 0.00 | 0.00 |
CommerceWest BankSOLE | COM | 112.23K | SH | $3.51M 3.27% | 112.23K | 0.00 | 0.00 |
Zions BancorporationSOLE | COM | 66.13K | SH | $3.36M 3.13% | 66.13K | 0.00 | 0.00 |
Seacost BKG CorporationSOLE | COM | 106.31K | SH | $3.21M 2.99% | 106.31K | 0.00 | 0.00 |
Ocean First FinancialSOLE | COM | 153.60K | SH | $2.86M 2.67% | 153.60K | 0.00 | 0.00 |
Alerus Finacial CorpSOLE | COM | 127.82K | SH | $2.82M 2.63% | 127.82K | 0.00 | 0.00 |
Meta Finl Group IncSOLE | COM | 80.88K | SH | $2.67M 2.48% | 80.88K | 0.00 | 0.00 |
German Amern Bancorp IncSOLE | COM | 74.63K | SH | $2.67M 2.48% | 74.63K | 0.00 | 0.00 |
Hancock Whitney CorpSOLE | COM | 57.50K | SH | $2.63M 2.45% | 57.50K | 0.00 | 0.00 |
Banner CorporationSOLE | COM | 39.72K | SH | $2.35M 2.19% | 39.72K | 0.00 | 0.00 |
Horizon Bancorp IncSOLE | COM | 130K | SH | $2.33M 2.17% | 130K | 0.00 | 0.00 |
Signature BankSOLE | COM | 14.96K | SH | $2.26M 2.11% | 14.96K | 0.00 | 0.00 |
Origin BancorpSOLE | COM | 55.75K | SH | $2.14M 2.00% | 55.75K | 0.00 | 0.00 |
Pacific Premier BancorpSOLE | COM | 66.16K | SH | $2.05M 1.91% | 66.16K | 0.00 | 0.00 |
Verotex Holdings IncSOLE | COM | 76K | SH | $2.02M 1.88% | 76K | 0.00 | 0.00 |
Business First Bancshares IncSOLE | COM | 93K | SH | $2.00M 1.87% | 93K | 0.00 | 0.00 |
Bridge Bancorp IncSOLE | COM | 64.50K | SH | $1.89M 1.76% | 64.50K | 0.00 | 0.00 |
TowneBank Portsmouth VASOLE | COM | 69K | SH | $1.85M 1.72% | 69K | 0.00 | 0.00 |
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