ROSENTHAL DAVID (Treasurer and Secretary) reported 1 transaction at UQM TECHNOLOGIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 7/15/2019ACC: 0000315449-19-000012
Officer· Treasurer and Secretary
Since Jul 2018
-2.50K
Net shares
Net seller
$1.7K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
2.50K disposed
Non-Derivative Transactions1
common stock
Direct
Shares
−2.50K
Price / share
$0.68
Trade value
$1.70K
% of position
3.0%
7/12/2019
82.37K→79.87K
Total
Net shares
−2.50K
Net value
-$1.70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common stock Direct | 7/12/2019 | F · Tax Withholding | −2.50K | $0.68 | $1.70K | 3.0% | 82.37K | 79.87K |
| Total | −2.50K | -$1.70K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
call options
DirectUnderlying security
common stock
Underlying shares
441.15K
Shares owned
441.15K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
441.15K
Owned
441.15K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| call options Direct | common stock | — | — | 441.15K | 441.15K | |
| Total | 441.15K | 441.15K | ||||