ROSENTHAL DAVID (Treasurer and Secretary) reported 1 transaction at UQM TECHNOLOGIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 4/23/2019ACC: 0000315449-19-000005
Officer· Treasurer and Secretary
Since Jul 2018
-3.89K
Net shares
Net seller
$4.9K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
3.89K disposed
Non-Derivative Transactions1
common stock
Direct
Shares
−3.89K
Price / share
$1.25
Trade value
$4.86K
% of position
4.5%
4/20/2019
86.25K→82.37K
Total
Net shares
−3.89K
Net value
-$4.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common stock Direct | 4/20/2019 | F · Tax Withholding | −3.89K | $1.25 | $4.86K | 4.5% | 86.25K | 82.37K |
| Total | −3.89K | -$4.86K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
call options
DirectUnderlying security
common stock
Underlying shares
441.15K
Shares owned
441.15K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
441.15K
Owned
441.15K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| call options Direct | common stock | — | — | 441.15K | 441.15K | |
| Total | 441.15K | 441.15K | ||||