ROSENTHAL DAVID (Treasurer and Secretary) reported 1 transaction at UQM TECHNOLOGIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 7/16/2018ACC: 0000315449-18-000034
Officer· Treasurer and Secretary
Since Jul 2018
-2.50K
Net shares
Net seller
$2.4K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
2.50K disposed
Non-Derivative Transactions1
common stock
Direct
Shares
−2.50K
Price / share
$0.97
Trade value
$2.43K
% of position
2.8%
7/12/2018
88.75K→86.25K
Total
Net shares
−2.50K
Net value
-$2.43K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| common stock Direct | 7/12/2018 | F · Tax Withholding | −2.50K | $0.97 | $2.43K | 2.8% | 88.75K | 86.25K |
| Total | −2.50K | -$2.43K | ||||||
Derivative Transactions1
call options
Direct
Converts to
common stock
441.15K shares
Shares
+0.00
Strike price
Held after
441.15K
Exercisable
—
7/12/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| call options Direct | common stock441.15K shares | 7/12/2018 | P · Purchase | +0.00 | — | 441.15K |