ROSENBERG DOUGLAS exercised options at BLUM HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/27/2026ACC: 0001437749-26-002221
+3.04M
Net shares
Net buyer
$3.17M
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
3.24M acquired · 198.11K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.24M
Price / share
$0.98
Trade value
$3.17M
% of position
New position
12/31/2025
0.00→3.24M
Total
Net shares
+3.24M
Net value
$3.17M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/31/2025 | M · Option Exercise | +3.24M | $0.98 | $3.17M | New position | 0.00 | 3.24M |
| Total | +3.24M | $3.17M | ||||||
Derivative Transactions2
Warrants to Purchase Common Stock
Direct
Converts to
Common Stock
75.47K shares
Shares
−75.47K
Strike price
0.53
Held after
2.85M
Exercisable
—
12/31/2025
Warrants to Purchase Common Stock
Direct
Converts to
Common Stock
122.64K shares
Shares
−122.64K
Strike price
0.53
Held after
2.73M
Exercisable
—
12/31/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants to Purchase Common Stock Direct | Common Stock75.47K shares | 12/31/2025 | D · Disposition | −75.47K | 0.53 | — | 2.85M |
| Warrants to Purchase Common Stock Direct | Common Stock122.64K shares | 12/31/2025 | D · Disposition | −122.64K | 0.53 | — | 2.73M |