ROSENBERG DAVID I. (Co-Chief Executive Officer) exercised options at PEAK BIO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/3/2022ACC: 0000899243-22-035083
DirectorOfficer10% Owner· Co-Chief Executive Officer
Since Jan 2021
+2.58M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
4.01M acquired · 1.44M disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+1.44M
Price / share
—
Trade value
—
% of position
New position
11/1/2022
0.00→1.44M
Common Stock
Indirect
Shares
+77.20K
Price / share
—
Trade value
—
% of position
5.4%
11/1/2022
1.44M→1.51M
Total
Net shares
+1.51M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 11/1/2022 | M · Option Exercise | +1.44M | — | — | New position | 0.00 | 1.44M |
| Common Stock Indirect | 11/1/2022 | J · J | +77.20K | — | — | 5.4% | 1.44M | 1.51M |
| Total | +1.51M | $0.00 | ||||||
Derivative Transactions2
Class F Common Stock
Indirect
Converts to
Common Stock
1.44M shares
Shares
−1.44M
Strike price
Held after
0.00
Exercisable
—
11/1/2022
Private Placement Warrants
Indirect
Converts to
Common Stock
2.50M shares
Shares
+2.50M
Strike price
11.50
Held after
2.50M
Exercisable
—
11/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class F Common Stock Indirect | Common Stock1.44M shares | 11/1/2022 | C · Conversion | −1.44M | — | 0.00 | |
| Private Placement Warrants Indirect | Common Stock2.50M shares | 11/1/2022 | A · Award | +2.50M | 11.50 | — | 2.50M |