ROSE WILLIAM

PrivateCIK: 1193284

Location

DALLAS, TX

ROSE WILLIAM

Filed: 9/19/2023ACC: 0000899243-23-019264

InsiderROSE WILLIAMCIK 1193284

→

IssuerREATA PHARMACEUTICALS INCCIK 1358762

Director10% OwnerOther

Since Nov 2018

-58K

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

8

Total transactions

87K acquired · 145K disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions8

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

−29K

Strike price

Held after

1.85M

Exercisable

—

9/15/2023

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

−29K

Strike price

Held after

1.82M

Exercisable

—

9/15/2023

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

−29K

Strike price

Held after

1.79M

Exercisable

—

9/15/2023

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

+29K

Strike price

Held after

29K

Exercisable

—

9/15/2023

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

−29K

Strike price

Held after

1.76M

Exercisable

—

9/15/2023

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

+29K

Strike price

Held after

29.21K

Exercisable

—

9/15/2023

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

−29K

Strike price

Held after

1.73M

Exercisable

—

9/15/2023

Class B Common Stock

Indirect

G · Gift

Converts to

Class A common stock

29K shares

Shares

+29K

Strike price

Held after

29.49K

Exercisable

—

9/15/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	−29K		—	1.85M
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	−29K		—	1.82M
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	−29K		—	1.79M
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	+29K		—	29K
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	−29K		—	1.76M
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	+29K		—	29.21K
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	−29K		—	1.73M
Class B Common Stock Indirect	Class A common stock29K shares	9/15/2023	G · Gift	+29K		—	29.49K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Class B Common Stock

Direct

Underlying security

Class A common stock

Underlying shares

129.31K

Shares owned

129.31K

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A common stock

Underlying shares

313.00

Shares owned

313.00

Exercise price

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A common stock

Underlying shares

87.78K

Shares owned

87.78K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

217.40K

Owned

217.40K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class B Common Stock Direct	Class A common stock		—	—	129.31K	129.31K
Class B Common Stock Indirect	Class A common stock		—	—	313.00	313.00
Class B Common Stock Indirect	Class A common stock		—	—	87.78K	87.78K
Total					217.40K	217.40K

ROSE WILLIAM — Insider Transaction (Form 4) Filed Sep 19, 2023 | Finecho