ROSE ROY ROBERT enters GENESIS FINANCIAL INC with 16.25M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/20/2018ACC: 0001493152-18-008993
DirectorOfficer10% Owner· Executive Co-Chairman & CEO
Since Jun 2018
16.25M
Baseline shares
16% direct
2.64M
Direct ownership
1 position
1.33M
Derivative underlying
2 instruments
2
Security positions
13.61M indirect
Non-Derivative Holdings2
Common Stock, Par Value $0.001 per share
IndirectShares owned13.61M
Common Stock, Par Value $0.001 per share
DirectShares owned2.64M
Total
2.64M direct·13.61M indirect16.25M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, Par Value $0.001 per share | 13.61M | Indirect |
| Common Stock, Par Value $0.001 per share | 2.64M | Direct |
| Total | 16.25M | 2.64M direct·13.61M indirect |
Derivative Holdings2
Common Stock Purchase Warrant (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
848.44K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Common Stock Purchase Warrant (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
483.26K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.33M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant (right to buy) Indirect | Common Stock | — | — | 848.44K | N/A | |
| Common Stock Purchase Warrant (right to buy) Direct | Common Stock | — | — | 483.26K | N/A | |
| Total | 1.33M | 0.00 | ||||