ROSATO R DAVID (Sr EVP and CFO) exercised options at PEOPLE'S UNITED FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2022ACC: 0001562180-22-000392
Officer· Sr EVP and CFO
Since Feb 2019
-35.95K
Net shares
Net seller
$733.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
43.36K acquired · 79.31K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+43.36K
Price / share
$13.90
Trade value
$602.80K
% of position
32.3%
1/10/2022
134.11K→177.47K
Common Stock
Direct
Shares
−35.95K
Price / share
$20.40
Trade value
$733.34K
% of position
20.3%
1/10/2022
177.47K→141.52K
Total
Net shares
+7.41K
Net value
-$130.54K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/10/2022 | M · Option Exercise | +43.36K | $13.90 | $602.80K | 32.3% | 134.11K | 177.47K |
| Common Stock Direct | 1/10/2022 | F · Tax Withholding | −35.95K | $20.40 | $733.34K | 20.3% | 177.47K | 141.52K |
| Total | +7.41K | -$130.54K | ||||||
Derivative Transactions1
Employee Option to Buy
Direct
Converts to
Common Stock
43.36K shares
Shares
−43.36K
Strike price
13.9025
Held after
0.00
Exercisable
—
1/10/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Option to Buy Direct | Common Stock43.36K shares | 1/10/2022 | M · Option Exercise | −43.36K | 13.9025 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned120.00
Common Stock
IndirectShares owned355.00
Series A Nonconvertible Perpetual Preferred Stock
DirectShares owned3.23K
Total
3.23K direct·475.00 indirect3.71K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 120.00 | Indirect |
| Common Stock | 355.00 | Indirect |
| Series A Nonconvertible Perpetual Preferred Stock | 3.23K | Direct |
| Total | 3.71K | 3.23K direct·475.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported