ROSATO R DAVID (Sr EVP and CFO) exercised options at PEOPLE'S UNITED FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/7/2022ACC: 0001562180-22-000330
Officer· Sr EVP and CFO
Since Feb 2019
-24.12K
Net shares
Net seller
$476.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
29.22K acquired · 53.34K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+29.22K
Price / share
$12.94
Trade value
$378.08K
% of position
22.6%
1/6/2022
129.01K→158.23K
Common Stock
Direct
Shares
−24.12K
Price / share
$19.75
Trade value
$476.55K
% of position
15.2%
1/6/2022
158.23K→134.11K
Total
Net shares
+5.09K
Net value
-$98.47K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/6/2022 | M · Option Exercise | +29.22K | $12.94 | $378.08K | 22.6% | 129.01K | 158.23K |
| Common Stock Direct | 1/6/2022 | F · Tax Withholding | −24.12K | $19.75 | $476.55K | 15.2% | 158.23K | 134.11K |
| Total | +5.09K | -$98.47K | ||||||
Derivative Transactions1
Employee Option to Buy
Direct
Converts to
Common Stock
29.22K shares
Shares
−29.22K
Strike price
12.94
Held after
0.00
Exercisable
—
1/6/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Option to Buy Direct | Common Stock29.22K shares | 1/6/2022 | M · Option Exercise | −29.22K | 12.94 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned120.00
Series A Nonconvertible Perpetual Preferred Stock
DirectShares owned3.23K
Common Stock
IndirectShares owned355.00
Total
3.23K direct·475.00 indirect3.71K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 120.00 | Indirect |
| Series A Nonconvertible Perpetual Preferred Stock | 3.23K | Direct |
| Common Stock | 355.00 | Indirect |
| Total | 3.71K | 3.23K direct·475.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported