ROSATO R DAVID (Sr EVP and CFO) sold 10.6% of their position (15.21K shares) of PEOPLE'S UNITED FINANCIAL, INC. on the open market
Open‑market sale worth $296.1K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 5/19/2021ACC: 0001562180-21-003599
Officer· Sr EVP and CFO
Since Feb 2019
-15.21K
Net shares
Net seller
$296.1K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
15.21K acquired · 30.42K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+15.21K
Price / share
$12.65
Trade value
$192.39K
% of position
11.8%
5/18/2021
128.86K→144.07K
Common Stock
Direct
Shares
−15.21K
Price / share
$19.47
Trade value
$296.12K
% of position
10.6%
5/18/2021
144.07K→128.86K
Total
Net shares
+0.00
Net value
-$103.73K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/18/2021 | M · Option Exercise | +15.21K | $12.65 | $192.39K | 11.8% | 128.86K | 144.07K |
| Common Stock Direct | 5/18/2021 | S · Sale | −15.21K | $19.47 | $296.12K | 10.6% | 144.07K | 128.86K |
| Total | +0.00 | -$103.73K | ||||||
Derivative Transactions1
Employee Option to Buy
Direct
Converts to
Common Stock
15.21K shares
Shares
−15.21K
Strike price
12.65
Held after
0.00
Exercisable
—
5/18/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Option to Buy Direct | Common Stock15.21K shares | 5/18/2021 | M · Option Exercise | −15.21K | 12.65 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Series A Nonconvertible Perpetual Preferred Stock
DirectShares owned3.23K
Common Stock
IndirectShares owned120.00
Common Stock
IndirectShares owned355.00
Total
3.23K direct·475.00 indirect3.71K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Series A Nonconvertible Perpetual Preferred Stock | 3.23K | Direct |
| Common Stock | 120.00 | Indirect |
| Common Stock | 355.00 | Indirect |
| Total | 3.71K | 3.23K direct·475.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported