ROOTED WEALTH ADVISORS, INC.

Filed: 10/20/2025ACC: 0002063364-25-000228

📋 What this filing means

ROOTED WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 128 equity positions with a total reported market value of $327.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

128

Positions

$327.94M

Total AUM (reported)

3.93M

Total Shares

Allocation by class

S&P 500 ETF SHS$50.66M15.4%

COM$36.35M11.1%

CORE DIV GRWTH$18.51M5.6%

S&P INTL MOMNT$17.21M5.2%

PRTFLO S&P500 GW$16.92M5.2%

EQUITY PREMIUM$15.99M4.9%

TOTAL RETURN$13.16M4.0%

Portfolio Concentration

Top 3$86.38M26.3%

4–10$89.29M27.2%

11–25$74.75M22.8%

Rest$77.52M23.6%

Top 3 weight

26.3%

Top 10 weight

53.6%

Voting Authority Distribution

Total shares with voting rights: 3.93M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.93M

% of voting shares100.0%

Investment Discretion (by position count)

Sole128

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings128

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares82.33K

TypeSH

Market value$50.66M

15.45%

Sole

0.00

Shared

0.00

None

82.33K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares269.92K

TypeSH

Market value$18.51M

5.64%

Sole

0.00

Shared

0.00

None

269.92K

INVESCO EXCH TRADED FD TR II

SOLE

S&P INTL MOMNT

Shares316.65K

TypeSH

Market value$17.21M

5.25%

Sole

0.00

Shared

0.00

None

316.65K

SPDR SERIES TRUST

SOLE

PRTFLO S&P500 GW

Shares161.41K

TypeSH

Market value$16.92M

5.16%

Sole

0.00

Shared

0.00

None

161.41K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares280.32K

TypeSH

Market value$15.99M

4.87%

Sole

0.00

Shared

0.00

None

280.32K

INVESCO ACTIVELY MANAGED EXC

SOLE

TOTAL RETURN

Shares276.37K

TypeSH

Market value$13.16M

4.01%

Sole

0.00

Shared

0.00

None

276.37K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares57.64K

TypeSH

Market value$12.55M

3.83%

Sole

0.00

Shared

0.00

None

57.64K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares37.66K

TypeSH

Market value$11.12M

3.39%

Sole

0.00

Shared

0.00

None

37.66K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares225.26K

TypeSH

Market value$10.44M

3.18%

Sole

0.00

Shared

0.00

None

225.26K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares36.72K

TypeSH

Market value$9.12M

2.78%

Sole

0.00

Shared

0.00

None

36.72K

ISHARES U S ETF TR

SOLE

IT RT HDG HGYL

Shares97.06K

TypeSH

Market value$8.39M

2.56%

Sole

0.00

Shared

0.00

None

97.06K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares100.96K

TypeSH

Market value$7.88M

2.40%

Sole

0.00

Shared

0.00

None

100.96K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares52.02K

TypeSH

Market value$7.36M

2.25%

Sole

0.00

Shared

0.00

None

52.02K

INVESCO ACTIVELY MANAGED EXC

SOLE

AAA CLO FLTNG RT

Shares240.76K

TypeSH

Market value$6.16M

1.88%

Sole

0.00

Shared

0.00

None

240.76K

INVESCO EXCH TRD SLF IDX FD

SOLE

RUSL 1000 DYNM

Shares101.66K

TypeSH

Market value$6.12M

1.87%

Sole

0.00

Shared

0.00

None

101.66K

ISHARES TR

SOLE

CORE S&P US GWT

Shares29.82K

TypeSH

Market value$4.92M

1.50%

Sole

0.00

Shared

0.00

None

29.82K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares92.59K

TypeSH

Market value$4.51M

1.38%

Sole

0.00

Shared

0.00

None

92.59K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares53.63K

TypeSH

Market value$4.51M

1.37%

Sole

0.00

Shared

0.00

None

53.63K

APPLE INC

SOLE

COM

Shares16.24K

TypeSH

Market value$4.19M

1.28%

Sole

0.00

Shared

0.00

None

16.24K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDAQ CYB ETF

Shares51.34K

TypeSH

Market value$3.94M

1.20%

Sole

0.00

Shared

0.00

None

51.34K

FIDELITY COVINGTON TRUST

SOLE

ENHANCED LARGE

Shares98.27K

TypeSH

Market value$3.67M

1.12%

Sole

0.00

Shared

0.00

None

98.27K

MICROSOFT CORP

SOLE

COM

Shares6.87K

TypeSH

Market value$3.56M

1.08%

Sole

0.00

Shared

0.00

None

6.87K

NVIDIA CORPORATION

SOLE

COM

Shares18.69K

TypeSH

Market value$3.51M

1.07%

Sole

0.00

Shared

0.00

None

18.69K

GUINNESS ATKINSON FDS

SOLE

SMARTETFS ASIA

Shares165.71K

TypeSH

Market value$3.02M

0.92%

Sole

0.00

Shared

0.00

None

165.71K

AMAZON COM INC

SOLE

COM

Shares13.73K

TypeSH

Market value$3.01M

0.92%

Sole

0.00

Shared

0.00

None

13.73K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	82.33K	SH	$50.66M 15.45%	82.33K
ISHARES TRSOLE	CORE DIV GRWTH	269.92K	SH	$18.51M 5.64%	269.92K
INVESCO EXCH TRADED FD TR IISOLE	S&P INTL MOMNT	316.65K	SH	$17.21M 5.25%	316.65K
SPDR SERIES TRUSTSOLE	PRTFLO S&P500 GW	161.41K	SH	$16.92M 5.16%	161.41K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	280.32K	SH	$15.99M 4.87%	280.32K
INVESCO ACTIVELY MANAGED EXCSOLE	TOTAL RETURN	276.37K	SH	$13.16M 4.01%	276.37K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	57.64K	SH	$12.55M 3.83%	57.64K
VANGUARD INDEX FDSSOLE	MID CAP ETF	37.66K	SH	$11.12M 3.39%	37.66K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	225.26K	SH	$10.44M 3.18%	225.26K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	36.72K	SH	$9.12M 2.78%	36.72K
ISHARES U S ETF TRSOLE	IT RT HDG HGYL	97.06K	SH	$8.39M 2.56%	97.06K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	100.96K	SH	$7.88M 2.40%	100.96K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	52.02K	SH	$7.36M 2.25%	52.02K
INVESCO ACTIVELY MANAGED EXCSOLE	AAA CLO FLTNG RT	240.76K	SH	$6.16M 1.88%	240.76K
INVESCO EXCH TRD SLF IDX FDSOLE	RUSL 1000 DYNM	101.66K	SH	$6.12M 1.87%	101.66K
ISHARES TRSOLE	CORE S&P US GWT	29.82K	SH	$4.92M 1.50%	29.82K
ISHARES TRSOLE	CORE 1 5 YR USD	92.59K	SH	$4.51M 1.38%	92.59K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	53.63K	SH	$4.51M 1.37%	53.63K
APPLE INCSOLE	COM	16.24K	SH	$4.19M 1.28%	16.24K
FIRST TR EXCHANGE TRADED FDSOLE	NASDAQ CYB ETF	51.34K	SH	$3.94M 1.20%	51.34K
FIDELITY COVINGTON TRUSTSOLE	ENHANCED LARGE	98.27K	SH	$3.67M 1.12%	98.27K
MICROSOFT CORPSOLE	COM	6.87K	SH	$3.56M 1.08%	6.87K
NVIDIA CORPORATIONSOLE	COM	18.69K	SH	$3.51M 1.07%	18.69K
GUINNESS ATKINSON FDSSOLE	SMARTETFS ASIA	165.71K	SH	$3.02M 0.92%	165.71K
AMAZON COM INCSOLE	COM	13.73K	SH	$3.01M 0.92%	13.73K

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