ROOTED WEALTH ADVISORS, INC.

Filed: 4/21/2026ACC: 0001963732-26-000002

📋 What this filing means

ROOTED WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 144 equity positions with a total reported market value of $379.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

144

Positions

$379.22M

Total AUM (reported)

4.58M

Total Shares

Allocation by class

S&P 500 ETF SHS$53.18M14.0%

COM$48.71M12.8%

STATE STREET SPD$26.14M6.9%

S&P INTL MOMNT$22.63M6.0%

CORE DIV GRWTH$17.40M4.6%

TOTAL RETURN$13.76M3.6%

HIGH DIVID ETF$13.29M3.5%

Portfolio Concentration

Top 3$97.03M25.6%

4–10$88.13M23.2%

11–25$84.97M22.4%

Rest$109.10M28.8%

Top 3 weight

25.6%

Top 10 weight

48.8%

Voting Authority Distribution

Total shares with voting rights: 4.58M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.58M

% of voting shares100.0%

Investment Discretion (by position count)

Sole144

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings144

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares81.62K

TypeSH

Market value$53.18M

14.02%

Sole

0.00

Shared

0.00

None

81.62K

INVESCO EXCH TRADED FD TR II

SOLE

S&P INTL MOMNT

Shares379.17K

TypeSH

Market value$22.63M

5.97%

Sole

0.00

Shared

0.00

None

379.17K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares192.02K

TypeSH

Market value$21.23M

5.60%

Sole

0.00

Shared

0.00

None

192.02K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares237.88K

TypeSH

Market value$17.40M

4.59%

Sole

0.00

Shared

0.00

None

237.88K

INVESCO ACTIVELY MANAGED EXC

SOLE

TOTAL RETURN

Shares291.42K

TypeSH

Market value$13.76M

3.63%

Sole

0.00

Shared

0.00

None

291.42K

FIDELITY COVINGTON TRUST

SOLE

HIGH DIVID ETF

Shares224.65K

TypeSH

Market value$13.29M

3.50%

Sole

0.00

Shared

0.00

None

224.65K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares44.28K

TypeSH

Market value$11.79M

3.11%

Sole

0.00

Shared

0.00

None

44.28K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares254.62K

TypeSH

Market value$11.72M

3.09%

Sole

0.00

Shared

0.00

None

254.62K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares181.45K

TypeSH

Market value$10.48M

2.76%

Sole

0.00

Shared

0.00

None

181.45K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares125.73K

TypeSH

Market value$9.69M

2.55%

Sole

0.00

Shared

0.00

None

125.73K

ISHARES U S ETF TR

SOLE

IT RT HDG HGYL

Shares97.27K

TypeSH

Market value$8.41M

2.22%

Sole

0.00

Shared

0.00

None

97.27K

VANGUARD WELLINGTON FD

SOLE

US MULTIFACTOR

Shares46.95K

TypeSH

Market value$7.81M

2.06%

Sole

0.00

Shared

0.00

None

46.95K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares46.39K

TypeSH

Market value$7.19M

1.90%

Sole

0.00

Shared

0.00

None

46.39K

FIRST TR EXCHANGE-TRADED FD

SOLE

NASDAQ CYB ETF

Shares92.84K

TypeSH

Market value$6.22M

1.64%

Sole

0.00

Shared

0.00

None

92.84K

INVESCO ACTIVELY MANAGED EXC

SOLE

AAA CLO FLTNG RT

Shares241.31K

TypeSH

Market value$6.15M

1.62%

Sole

0.00

Shared

0.00

None

241.31K

ISHARES TR

SOLE

CORE S&P US GWT

Shares32.42K

TypeSH

Market value$5.67M

1.50%

Sole

0.00

Shared

0.00

None

32.42K

APPLE INC

SOLE

COM

Shares19.54K

TypeSH

Market value$5.33M

1.41%

Sole

0.00

Shared

0.00

None

19.54K

GUINNESS ATKINSON FDS

SOLE

ASIA PACIFIC DIV

Shares284.53K

TypeSH

Market value$5.29M

1.40%

Sole

0.00

Shared

0.00

None

284.53K

NVIDIA CORPORATION

SOLE

COM

Shares25.17K

TypeSH

Market value$5.08M

1.34%

Sole

0.00

Shared

0.00

None

25.17K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares60.84K

TypeSH

Market value$5.08M

1.34%

Sole

0.00

Shared

0.00

None

60.84K

GLOBAL X FDS

SOLE

GLB X MLP ENRG I

Shares71.28K

TypeSH

Market value$5.01M

1.32%

Sole

0.00

Shared

0.00

None

71.28K

SELECT SECTOR SPDR TR

SOLE

STATE STREET CON

Shares56.77K

TypeSH

Market value$4.68M

1.23%

Sole

0.00

Shared

0.00

None

56.77K

MICROSOFT CORP

SOLE

COM

Shares11.10K

TypeSH

Market value$4.64M

1.22%

Sole

0.00

Shared

0.00

None

11.10K

FIDELITY COVINGTON TRUST

SOLE

ENHANCED LARGE

Shares106.67K

TypeSH

Market value$4.22M

1.11%

Sole

0.00

Shared

0.00

None

106.67K

DIMENSIONAL ETF TRUST

SOLE

US TARGETED VLU

Shares62.62K

TypeSH

Market value$4.17M

1.10%

Sole

0.00

Shared

0.00

None

62.62K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	81.62K	SH	$53.18M 14.02%	81.62K
INVESCO EXCH TRADED FD TR IISOLE	S&P INTL MOMNT	379.17K	SH	$22.63M 5.97%	379.17K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	192.02K	SH	$21.23M 5.60%	192.02K
ISHARES TRSOLE	CORE DIV GRWTH	237.88K	SH	$17.40M 4.59%	237.88K
INVESCO ACTIVELY MANAGED EXCSOLE	TOTAL RETURN	291.42K	SH	$13.76M 3.63%	291.42K
FIDELITY COVINGTON TRUSTSOLE	HIGH DIVID ETF	224.65K	SH	$13.29M 3.50%	224.65K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	44.28K	SH	$11.79M 3.11%	44.28K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	254.62K	SH	$11.72M 3.09%	254.62K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	181.45K	SH	$10.48M 2.76%	181.45K
VANGUARD INDEX FDSSOLE	MID CAP ETF	125.73K	SH	$9.69M 2.55%	125.73K
ISHARES U S ETF TRSOLE	IT RT HDG HGYL	97.27K	SH	$8.41M 2.22%	97.27K
VANGUARD WELLINGTON FDSOLE	US MULTIFACTOR	46.95K	SH	$7.81M 2.06%	46.95K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	46.39K	SH	$7.19M 1.90%	46.39K
FIRST TR EXCHANGE-TRADED FDSOLE	NASDAQ CYB ETF	92.84K	SH	$6.22M 1.64%	92.84K
INVESCO ACTIVELY MANAGED EXCSOLE	AAA CLO FLTNG RT	241.31K	SH	$6.15M 1.62%	241.31K
ISHARES TRSOLE	CORE S&P US GWT	32.42K	SH	$5.67M 1.50%	32.42K
APPLE INCSOLE	COM	19.54K	SH	$5.33M 1.41%	19.54K
GUINNESS ATKINSON FDSSOLE	ASIA PACIFIC DIV	284.53K	SH	$5.29M 1.40%	284.53K
NVIDIA CORPORATIONSOLE	COM	25.17K	SH	$5.08M 1.34%	25.17K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	60.84K	SH	$5.08M 1.34%	60.84K
GLOBAL X FDSSOLE	GLB X MLP ENRG I	71.28K	SH	$5.01M 1.32%	71.28K
SELECT SECTOR SPDR TRSOLE	STATE STREET CON	56.77K	SH	$4.68M 1.23%	56.77K
MICROSOFT CORPSOLE	COM	11.10K	SH	$4.64M 1.22%	11.10K
FIDELITY COVINGTON TRUSTSOLE	ENHANCED LARGE	106.67K	SH	$4.22M 1.11%	106.67K
DIMENSIONAL ETF TRUSTSOLE	US TARGETED VLU	62.62K	SH	$4.17M 1.10%	62.62K

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