ROOTED WEALTH ADVISORS, INC.

Filed: 2/9/2026ACC: 0001963732-26-000001

📋 What this filing means

ROOTED WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 138 equity positions with a total reported market value of $355.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

138

Positions

$355.47M

Total AUM (reported)

4.30M

Total Shares

Allocation by class

S&P 500 ETF SHS$51.56M14.5%

COM$39.89M11.2%

STATE STREET SPD$22.29M6.3%

S&P INTL MOMNT$19.62M5.5%

CORE DIV GRWTH$19.19M5.4%

EQUITY PREMIUM$13.26M3.7%

TOTAL RETURN$12.86M3.6%

Portfolio Concentration

Top 3$90.37M25.4%

4–10$90.87M25.6%

11–25$75.17M21.1%

Rest$99.05M27.9%

Top 3 weight

25.4%

Top 10 weight

51.0%

Voting Authority Distribution

Total shares with voting rights: 4.30M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.30M

% of voting shares100.0%

Investment Discretion (by position count)

Sole138

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings138

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares81.72K

TypeSH

Market value$51.56M

14.51%

Sole

0.00

Shared

0.00

None

81.72K

INVESCO EXCH TRADED FD TR II

SOLE

S&P INTL MOMNT

Shares336.73K

TypeSH

Market value$19.62M

5.52%

Sole

0.00

Shared

0.00

None

336.73K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares262.63K

TypeSH

Market value$19.19M

5.40%

Sole

0.00

Shared

0.00

None

262.63K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares184K

TypeSH

Market value$19.13M

5.38%

Sole

0.00

Shared

0.00

None

184K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares226.44K

TypeSH

Market value$13.26M

3.73%

Sole

0.00

Shared

0.00

None

226.44K

INVESCO ACTIVELY MANAGED EXC

SOLE

TOTAL RETURN

Shares271.28K

TypeSH

Market value$12.86M

3.62%

Sole

0.00

Shared

0.00

None

271.28K

FIDELITY COVINGTON TRUST

SOLE

HIGH DIVID ETF

Shares207.14K

TypeSH

Market value$12.21M

3.43%

Sole

0.00

Shared

0.00

None

207.14K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares255.15K

TypeSH

Market value$11.72M

3.30%

Sole

0.00

Shared

0.00

None

255.15K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares36.50K

TypeSH

Market value$10.88M

3.06%

Sole

0.00

Shared

0.00

None

36.50K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares43.34K

TypeSH

Market value$10.81M

3.04%

Sole

0.00

Shared

0.00

None

43.34K

ISHARES U S ETF TR

SOLE

IT RT HDG HGYL

Shares97.20K

TypeSH

Market value$8.40M

2.36%

Sole

0.00

Shared

0.00

None

97.20K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares46.87K

TypeSH

Market value$7.16M

2.01%

Sole

0.00

Shared

0.00

None

46.87K

INVESCO ACTIVELY MANAGED EXC

SOLE

AAA CLO FLTNG RT

Shares241.05K

TypeSH

Market value$6.16M

1.73%

Sole

0.00

Shared

0.00

None

241.05K

VANGUARD WELLINGTON FD

SOLE

US MULTIFACTOR

Shares36.45K

TypeSH

Market value$5.87M

1.65%

Sole

0.00

Shared

0.00

None

36.45K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDAQ CYB ETF

Shares87.70K

TypeSH

Market value$5.83M

1.64%

Sole

0.00

Shared

0.00

None

87.70K

ISHARES TR

SOLE

CORE S&P US GWT

Shares31.63K

TypeSH

Market value$5.20M

1.46%

Sole

0.00

Shared

0.00

None

31.63K

SELECT SECTOR SPDR TR

SOLE

STATE STREET CON

Shares58.69K

TypeSH

Market value$5.11M

1.44%

Sole

0.00

Shared

0.00

None

58.69K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares59.54K

TypeSH

Market value$4.97M

1.40%

Sole

0.00

Shared

0.00

None

59.54K

APPLE INC

SOLE

COM

Shares16.42K

TypeSH

Market value$4.54M

1.28%

Sole

0.00

Shared

0.00

None

16.42K

FIDELITY COVINGTON TRUST

SOLE

ENHANCED LARGE

Shares104.54K

TypeSH

Market value$4.01M

1.13%

Sole

0.00

Shared

0.00

None

104.54K

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares68.75K

TypeSH

Market value$3.97M

1.12%

Sole

0.00

Shared

0.00

None

68.75K

MICROSOFT CORP

SOLE

COM

Shares9.49K

TypeSH

Market value$3.93M

1.11%

Sole

0.00

Shared

0.00

None

9.49K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares14.88K

TypeSH

Market value$3.37M

0.95%

Sole

0.00

Shared

0.00

None

14.88K

FIRST TR EXCHANGE TRADED FD

SOLE

RBA INDL ETF

Shares29.32K

TypeSH

Market value$3.33M

0.94%

Sole

0.00

Shared

0.00

None

29.32K

NVIDIA CORPORATION

SOLE

COM

Shares19.09K

TypeSH

Market value$3.33M

0.94%

Sole

0.00

Shared

0.00

None

19.09K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	81.72K	SH	$51.56M 14.51%	81.72K
INVESCO EXCH TRADED FD TR IISOLE	S&P INTL MOMNT	336.73K	SH	$19.62M 5.52%	336.73K
ISHARES TRSOLE	CORE DIV GRWTH	262.63K	SH	$19.19M 5.40%	262.63K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	184K	SH	$19.13M 5.38%	184K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	226.44K	SH	$13.26M 3.73%	226.44K
INVESCO ACTIVELY MANAGED EXCSOLE	TOTAL RETURN	271.28K	SH	$12.86M 3.62%	271.28K
FIDELITY COVINGTON TRUSTSOLE	HIGH DIVID ETF	207.14K	SH	$12.21M 3.43%	207.14K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	255.15K	SH	$11.72M 3.30%	255.15K
VANGUARD INDEX FDSSOLE	MID CAP ETF	36.50K	SH	$10.88M 3.06%	36.50K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	43.34K	SH	$10.81M 3.04%	43.34K
ISHARES U S ETF TRSOLE	IT RT HDG HGYL	97.20K	SH	$8.40M 2.36%	97.20K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	46.87K	SH	$7.16M 2.01%	46.87K
INVESCO ACTIVELY MANAGED EXCSOLE	AAA CLO FLTNG RT	241.05K	SH	$6.16M 1.73%	241.05K
VANGUARD WELLINGTON FDSOLE	US MULTIFACTOR	36.45K	SH	$5.87M 1.65%	36.45K
FIRST TR EXCHANGE TRADED FDSOLE	NASDAQ CYB ETF	87.70K	SH	$5.83M 1.64%	87.70K
ISHARES TRSOLE	CORE S&P US GWT	31.63K	SH	$5.20M 1.46%	31.63K
SELECT SECTOR SPDR TRSOLE	STATE STREET CON	58.69K	SH	$5.11M 1.44%	58.69K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	59.54K	SH	$4.97M 1.40%	59.54K
APPLE INCSOLE	COM	16.42K	SH	$4.54M 1.28%	16.42K
FIDELITY COVINGTON TRUSTSOLE	ENHANCED LARGE	104.54K	SH	$4.01M 1.13%	104.54K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	68.75K	SH	$3.97M 1.12%	68.75K
MICROSOFT CORPSOLE	COM	9.49K	SH	$3.93M 1.11%	9.49K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	14.88K	SH	$3.37M 0.95%	14.88K
FIRST TR EXCHANGE TRADED FDSOLE	RBA INDL ETF	29.32K	SH	$3.33M 0.94%	29.32K
NVIDIA CORPORATIONSOLE	COM	19.09K	SH	$3.33M 0.94%	19.09K

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