ROOTED WEALTH ADVISORS, INC.

Filed: 11/21/2023ACC: 0001963732-23-000009

📋 What this filing means

ROOTED WEALTH ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $162.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$162.4K

Total AUM (reported)

2.33M

Total Shares

Allocation by class

S&P 500 ETF SHS$24.4K15.0%

TOTAL BD ETF$11.5K7.1%

COM$10.8K6.6%

RUSL 1000 DYNM$9.1K5.6%

CORE MSCI TOTAL$8.9K5.5%

EQUITY PREMIUM$7.1K4.4%

PRTFLO S&P500 GW$6.4K3.9%

Portfolio Concentration

Top 3$45.0K27.7%

4–10$44.3K27.3%

11–25$42.8K26.3%

Rest$30.3K18.7%

Top 3 weight

27.7%

Top 10 weight

55.0%

Voting Authority Distribution

Total shares with voting rights: 2.33M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.33M

% of voting shares100.0%

Investment Discretion (by position count)

Sole74

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings74

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares58.83K

TypeSH

Market value$24.4K

15.01%

Sole

0.00

Shared

0.00

None

58.83K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares261.10K

TypeSH

Market value$11.5K

7.10%

Sole

0.00

Shared

0.00

None

261.10K

INVESCO EXCH TRD SLF IDX FD

SOLE

RUSL 1000 DYNM

Shares191.89K

TypeSH

Market value$9.1K

5.60%

Sole

0.00

Shared

0.00

None

191.89K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares143.66K

TypeSH

Market value$8.9K

5.51%

Sole

0.00

Shared

0.00

None

143.66K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares130.80K

TypeSH

Market value$7.1K

4.37%

Sole

0.00

Shared

0.00

None

130.80K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares101.93K

TypeSH

Market value$6.4K

3.92%

Sole

0.00

Shared

0.00

None

101.93K

ISHARES TR

SOLE

CORE S&P US GWT

Shares58.96K

TypeSH

Market value$5.9K

3.62%

Sole

0.00

Shared

0.00

None

58.96K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares109.16K

TypeSH

Market value$5.6K

3.42%

Sole

0.00

Shared

0.00

None

109.16K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares50.17K

TypeSH

Market value$5.3K

3.25%

Sole

0.00

Shared

0.00

None

50.17K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares66.90K

TypeSH

Market value$5.2K

3.19%

Sole

0.00

Shared

0.00

None

66.90K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares31.61K

TypeSH

Market value$5.1K

3.16%

Sole

0.00

Shared

0.00

None

31.61K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares51.21K

TypeSH

Market value$4.0K

2.44%

Sole

0.00

Shared

0.00

None

51.21K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares82.15K

TypeSH

Market value$3.8K

2.36%

Sole

0.00

Shared

0.00

None

82.15K

ISHARES TR

SOLE

JPMORGAN USD EMG

Shares40.05K

TypeSH

Market value$3.4K

2.08%

Sole

0.00

Shared

0.00

None

40.05K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares48.40K

TypeSH

Market value$3.4K

2.07%

Sole

0.00

Shared

0.00

None

48.40K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares43.64K

TypeSH

Market value$3.3K

2.04%

Sole

0.00

Shared

0.00

None

43.64K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares12.42K

TypeSH

Market value$2.7K

1.64%

Sole

0.00

Shared

0.00

None

12.42K

ISHARES TR

SOLE

CORE LT USDB ETF

Shares53.71K

TypeSH

Market value$2.6K

1.59%

Sole

0.00

Shared

0.00

None

53.71K

WISDOMTREE TR

SOLE

CURRNCY INT EQ

Shares73.81K

TypeSH

Market value$2.3K

1.41%

Sole

0.00

Shared

0.00

None

73.81K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares13.32K

TypeSH

Market value$2.1K

1.30%

Sole

0.00

Shared

0.00

None

13.32K

WISDOMTREE TR

SOLE

US MIDCAP DIVID

Shares50.16K

TypeSH

Market value$2.1K

1.30%

Sole

0.00

Shared

0.00

None

50.16K

APPLE INC

SOLE

COM

Shares10.96K

TypeSH

Market value$2.1K

1.28%

Sole

0.00

Shared

0.00

None

10.96K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares39.19K

TypeSH

Market value$2.1K

1.28%

Sole

0.00

Shared

0.00

None

39.19K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares47.15K

TypeSH

Market value$1.9K

1.20%

Sole

0.00

Shared

0.00

None

47.15K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares46.71K

TypeSH

Market value$1.9K

1.20%

Sole

0.00

Shared

0.00

None

46.71K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	58.83K	SH	$24.4K 15.01%	58.83K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	261.10K	SH	$11.5K 7.10%	261.10K
INVESCO EXCH TRD SLF IDX FDSOLE	RUSL 1000 DYNM	191.89K	SH	$9.1K 5.60%	191.89K
ISHARES TRSOLE	CORE MSCI TOTAL	143.66K	SH	$8.9K 5.51%	143.66K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	130.80K	SH	$7.1K 4.37%	130.80K
SPDR SER TRSOLE	PRTFLO S&P500 GW	101.93K	SH	$6.4K 3.92%	101.93K
ISHARES TRSOLE	CORE S&P US GWT	58.96K	SH	$5.9K 3.62%	58.96K
ISHARES TRSOLE	CORE DIV GRWTH	109.16K	SH	$5.6K 3.42%	109.16K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	50.17K	SH	$5.3K 3.25%	50.17K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	66.90K	SH	$5.2K 3.19%	66.90K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	31.61K	SH	$5.1K 3.16%	31.61K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	51.21K	SH	$4.0K 2.44%	51.21K
ISHARES TRSOLE	CORE 1 5 YR USD	82.15K	SH	$3.8K 2.36%	82.15K
ISHARES TRSOLE	JPMORGAN USD EMG	40.05K	SH	$3.4K 2.08%	40.05K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	48.40K	SH	$3.4K 2.07%	48.40K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	43.64K	SH	$3.3K 2.04%	43.64K
VANGUARD INDEX FDSSOLE	MID CAP ETF	12.42K	SH	$2.7K 1.64%	12.42K
ISHARES TRSOLE	CORE LT USDB ETF	53.71K	SH	$2.6K 1.59%	53.71K
WISDOMTREE TRSOLE	CURRNCY INT EQ	73.81K	SH	$2.3K 1.41%	73.81K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	13.32K	SH	$2.1K 1.30%	13.32K
WISDOMTREE TRSOLE	US MIDCAP DIVID	50.16K	SH	$2.1K 1.30%	50.16K
APPLE INCSOLE	COM	10.96K	SH	$2.1K 1.28%	10.96K
SPDR SER TRSOLE	PORTFOLIO S&P500	39.19K	SH	$2.1K 1.28%	39.19K
ISHARES TRSOLE	0-5YR HI YL CP	47.15K	SH	$1.9K 1.20%	47.15K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	46.71K	SH	$1.9K 1.20%	46.71K

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