Filed: 4/29/2024ACC: 0001085146-24-002092
📋 What this filing means
ROMAN BUTLER FULLERTON & CO filed this quarterly 13F‑HR report disclosing 211 equity positions with a total reported market value of $266.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
211
Positions
$266.76M
Total AUM (reported)
3.29M
Total Shares
Allocation by class
COM$148.90M55.8%
CL A$14.82M5.6%
TR UNIT$10.46M3.9%
DIV APP ETF$5.20M1.9%
CAP STK CL C$4.47M1.7%
S&P 500 DV ARIST$4.38M1.6%
CAP STRENGTH ETF$4.09M1.5%
Portfolio Concentration
Top 3$33.95M12.7%
4–10$48.71M18.3%
11–25$51.67M19.4%
Rest$132.42M49.6%
Top 3 weight
12.7%
Top 10 weight
31.0%
Voting Authority Distribution
Total shares with voting rights: 3.29M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.29M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole211
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings211
Rows:
MICROSOFT CORP
SOLEShares32.12K
TypeSH
Market value$12.88M
4.83%
Sole
0.00
Shared
0.00
None
32.12K
AMAZON COM INC
SOLEShares59.90K
TypeSH
Market value$10.62M
3.98%
Sole
0.00
Shared
0.00
None
59.90K
SPDR S&P 500 ETF TR
SOLEShares20.93K
TypeSH
Market value$10.46M
3.92%
Sole
0.00
Shared
0.00
None
20.93K
NVIDIA CORPORATION
SOLEShares12.21K
TypeSH
Market value$9.71M
3.64%
Sole
0.00
Shared
0.00
None
12.21K
APPLE INC
SOLEShares56.08K
TypeSH
Market value$9.30M
3.49%
Sole
0.00
Shared
0.00
None
56.08K
MASTERCARD INCORPORATED
SOLEShares17.52K
TypeSH
Market value$8.00M
3.00%
Sole
0.00
Shared
0.00
None
17.52K
ELI LILLY & CO
SOLEShares9.84K
TypeSH
Market value$7.20M
2.70%
Sole
0.00
Shared
0.00
None
9.84K
VANGUARD SPECIALIZED FUNDS
SOLEShares29.61K
TypeSH
Market value$5.20M
1.95%
Sole
0.00
Shared
0.00
None
29.61K
META PLATFORMS INC
SOLEShares10.04K
TypeSH
Market value$4.84M
1.81%
Sole
0.00
Shared
0.00
None
10.04K
THE CIGNA GROUP
SOLEShares12.65K
TypeSH
Market value$4.47M
1.68%
Sole
0.00
Shared
0.00
None
12.65K
ALPHABET INC
SOLEShares28.27K
TypeSH
Market value$4.47M
1.67%
Sole
0.00
Shared
0.00
None
28.27K
PROSHARES TR
SOLEShares44.86K
TypeSH
Market value$4.38M
1.64%
Sole
0.00
Shared
0.00
None
44.86K
FIRST TR EXCHANGE-TRADED FD
SOLEShares49.69K
TypeSH
Market value$4.09M
1.53%
Sole
0.00
Shared
0.00
None
49.69K
PROCTER AND GAMBLE CO
SOLEShares25.44K
TypeSH
Market value$4.08M
1.53%
Sole
0.00
Shared
0.00
None
25.44K
WALMART INC
SOLEShares64.95K
TypeSH
Market value$3.91M
1.46%
Sole
0.00
Shared
0.00
None
64.95K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.07K
TypeSH
Market value$3.71M
1.39%
Sole
0.00
Shared
0.00
None
9.07K
VANGUARD INDEX FDS
SOLEShares10.71K
TypeSH
Market value$3.49M
1.31%
Sole
0.00
Shared
0.00
None
10.71K
INVESCO QQQ TR
SOLEShares7.89K
TypeSH
Market value$3.30M
1.24%
Sole
0.00
Shared
0.00
None
7.89K
ISHARES TR
SOLEShares31.26K
TypeSH
Market value$3.25M
1.22%
Sole
0.00
Shared
0.00
None
31.26K
EATON VANCE ENHANCED EQUITY
SOLEShares176.60K
TypeSH
Market value$3.15M
1.18%
Sole
0.00
Shared
0.00
None
176.60K
HOME DEPOT INC
SOLEShares9.36K
TypeSH
Market value$3.15M
1.18%
Sole
0.00
Shared
0.00
None
9.36K
ISHARES TR
SOLEShares94.24K
TypeSH
Market value$2.93M
1.10%
Sole
0.00
Shared
0.00
None
94.24K
ALPHABET INC
SOLEShares17.29K
TypeSH
Market value$2.70M
1.01%
Sole
0.00
Shared
0.00
None
17.29K
SCHWAB STRATEGIC TR
SOLEShares34.36K
TypeSH
Market value$2.65M
0.99%
Sole
0.00
Shared
0.00
None
34.36K
SUPER MICRO COMPUTER INC
SOLEShares3.37K
TypeSH
Market value$2.42M
0.91%
Sole
0.00
Shared
0.00
None
3.37K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 32.12K | SH | $12.88M 4.83% | 0.00 | 0.00 | 32.12K |
AMAZON COM INCSOLE | COM | 59.90K | SH | $10.62M 3.98% | 0.00 | 0.00 | 59.90K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 20.93K | SH | $10.46M 3.92% | 0.00 | 0.00 | 20.93K |
NVIDIA CORPORATIONSOLE | COM | 12.21K | SH | $9.71M 3.64% | 0.00 | 0.00 | 12.21K |
APPLE INCSOLE | COM | 56.08K | SH | $9.30M 3.49% | 0.00 | 0.00 | 56.08K |
MASTERCARD INCORPORATEDSOLE | CL A | 17.52K | SH | $8.00M 3.00% | 0.00 | 0.00 | 17.52K |
ELI LILLY & COSOLE | COM | 9.84K | SH | $7.20M 2.70% | 0.00 | 0.00 | 9.84K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 29.61K | SH | $5.20M 1.95% | 0.00 | 0.00 | 29.61K |
META PLATFORMS INCSOLE | CL A | 10.04K | SH | $4.84M 1.81% | 0.00 | 0.00 | 10.04K |
THE CIGNA GROUPSOLE | COM | 12.65K | SH | $4.47M 1.68% | 0.00 | 0.00 | 12.65K |
ALPHABET INCSOLE | CAP STK CL C | 28.27K | SH | $4.47M 1.67% | 0.00 | 0.00 | 28.27K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 44.86K | SH | $4.38M 1.64% | 0.00 | 0.00 | 44.86K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 49.69K | SH | $4.09M 1.53% | 0.00 | 0.00 | 49.69K |
PROCTER AND GAMBLE COSOLE | COM | 25.44K | SH | $4.08M 1.53% | 0.00 | 0.00 | 25.44K |
WALMART INCSOLE | COM | 64.95K | SH | $3.91M 1.46% | 0.00 | 0.00 | 64.95K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.07K | SH | $3.71M 1.39% | 0.00 | 0.00 | 9.07K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 10.71K | SH | $3.49M 1.31% | 0.00 | 0.00 | 10.71K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 7.89K | SH | $3.30M 1.24% | 0.00 | 0.00 | 7.89K |
ISHARES TRSOLE | CORE S&P SCP ETF | 31.26K | SH | $3.25M 1.22% | 0.00 | 0.00 | 31.26K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 176.60K | SH | $3.15M 1.18% | 0.00 | 0.00 | 176.60K |
HOME DEPOT INCSOLE | COM | 9.36K | SH | $3.15M 1.18% | 0.00 | 0.00 | 9.36K |
ISHARES TRSOLE | PFD AND INCM SEC | 94.24K | SH | $2.93M 1.10% | 0.00 | 0.00 | 94.24K |
ALPHABET INCSOLE | CAP STK CL A | 17.29K | SH | $2.70M 1.01% | 0.00 | 0.00 | 17.29K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 34.36K | SH | $2.65M 0.99% | 0.00 | 0.00 | 34.36K |
SUPER MICRO COMPUTER INCSOLE | COM | 3.37K | SH | $2.42M 0.91% | 0.00 | 0.00 | 3.37K |
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