Filed: 1/31/2024ACC: 0001085146-24-000564
📋 What this filing means
ROMAN BUTLER FULLERTON & CO filed this quarterly 13F‑HR report disclosing 207 equity positions with a total reported market value of $256.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
207
Positions
$256.95M
Total AUM (reported)
3.19M
Total Shares
Allocation by class
COM$146.63M57.1%
CL A$13.17M5.1%
TR UNIT$10.24M4.0%
DIV APP ETF$4.98M1.9%
CAP STK CL C$4.28M1.7%
CAP STRENGTH ETF$4.13M1.6%
S&P 500 DV ARIST$4.12M1.6%
Portfolio Concentration
Top 3$34.26M13.3%
4–10$44.12M17.2%
11–25$49.50M19.3%
Rest$129.07M50.2%
Top 3 weight
13.3%
Top 10 weight
30.5%
Voting Authority Distribution
Total shares with voting rights: 3.19M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.19M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole207
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings207
Rows:
MICROSOFT CORP
SOLEShares32K
TypeSH
Market value$12.92M
5.03%
Sole
0.00
Shared
0.00
None
32K
APPLE INC
SOLEShares57.66K
TypeSH
Market value$11.10M
4.32%
Sole
0.00
Shared
0.00
None
57.66K
SPDR S&P 500 ETF TR
SOLEShares21K
TypeSH
Market value$10.24M
3.98%
Sole
0.00
Shared
0.00
None
21K
AMAZON COM INC
SOLEShares58.72K
TypeSH
Market value$9.34M
3.64%
Sole
0.00
Shared
0.00
None
58.72K
MASTERCARD INCORPORATED
SOLEShares17.32K
TypeSH
Market value$7.59M
2.96%
Sole
0.00
Shared
0.00
None
17.32K
NVIDIA CORPORATION
SOLEShares12.33K
TypeSH
Market value$7.52M
2.93%
Sole
0.00
Shared
0.00
None
12.33K
ELI LILLY & CO
SOLEShares9.79K
TypeSH
Market value$6.26M
2.44%
Sole
0.00
Shared
0.00
None
9.79K
VANGUARD SPECIALIZED FUNDS
SOLEShares28.78K
TypeSH
Market value$4.98M
1.94%
Sole
0.00
Shared
0.00
None
28.78K
ALPHABET INC
SOLEShares27.83K
TypeSH
Market value$4.28M
1.67%
Sole
0.00
Shared
0.00
None
27.83K
PROCTER AND GAMBLE CO
SOLEShares26.54K
TypeSH
Market value$4.14M
1.61%
Sole
0.00
Shared
0.00
None
26.54K
FIRST TR EXCHANGE-TRADED FD
SOLEShares50.97K
TypeSH
Market value$4.13M
1.61%
Sole
0.00
Shared
0.00
None
50.97K
PROSHARES TR
SOLEShares43.39K
TypeSH
Market value$4.12M
1.60%
Sole
0.00
Shared
0.00
None
43.39K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.19K
TypeSH
Market value$3.54M
1.38%
Sole
0.00
Shared
0.00
None
9.19K
META PLATFORMS INC
SOLEShares8.65K
TypeSH
Market value$3.41M
1.33%
Sole
0.00
Shared
0.00
None
8.65K
ISHARES TR
SOLEShares105.49K
TypeSH
Market value$3.37M
1.31%
Sole
0.00
Shared
0.00
None
105.49K
VANGUARD INDEX FDS
SOLEShares10.36K
TypeSH
Market value$3.34M
1.30%
Sole
0.00
Shared
0.00
None
10.36K
WALMART INC
SOLEShares20.31K
TypeSH
Market value$3.34M
1.30%
Sole
0.00
Shared
0.00
None
20.31K
HOME DEPOT INC
SOLEShares9.35K
TypeSH
Market value$3.32M
1.29%
Sole
0.00
Shared
0.00
None
9.35K
PALO ALTO NETWORKS INC
SOLEShares9.57K
TypeSH
Market value$3.28M
1.28%
Sole
0.00
Shared
0.00
None
9.57K
ISHARES TR
SOLEShares30.62K
TypeSH
Market value$3.25M
1.26%
Sole
0.00
Shared
0.00
None
30.62K
INVESCO QQQ TR
SOLEShares7.56K
TypeSH
Market value$3.21M
1.25%
Sole
0.00
Shared
0.00
None
7.56K
EATON VANCE ENHANCED EQUITY
SOLEShares176.30K
TypeSH
Market value$3.00M
1.17%
Sole
0.00
Shared
0.00
None
176.30K
ADOBE INC
SOLEShares4.58K
TypeSH
Market value$2.81M
1.10%
Sole
0.00
Shared
0.00
None
4.58K
THE CIGNA GROUP
SOLEShares9.31K
TypeSH
Market value$2.77M
1.08%
Sole
0.00
Shared
0.00
None
9.31K
ALPHABET INC
SOLEShares17.16K
TypeSH
Market value$2.61M
1.02%
Sole
0.00
Shared
0.00
None
17.16K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 32K | SH | $12.92M 5.03% | 0.00 | 0.00 | 32K |
APPLE INCSOLE | COM | 57.66K | SH | $11.10M 4.32% | 0.00 | 0.00 | 57.66K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 21K | SH | $10.24M 3.98% | 0.00 | 0.00 | 21K |
AMAZON COM INCSOLE | COM | 58.72K | SH | $9.34M 3.64% | 0.00 | 0.00 | 58.72K |
MASTERCARD INCORPORATEDSOLE | CL A | 17.32K | SH | $7.59M 2.96% | 0.00 | 0.00 | 17.32K |
NVIDIA CORPORATIONSOLE | COM | 12.33K | SH | $7.52M 2.93% | 0.00 | 0.00 | 12.33K |
ELI LILLY & COSOLE | COM | 9.79K | SH | $6.26M 2.44% | 0.00 | 0.00 | 9.79K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 28.78K | SH | $4.98M 1.94% | 0.00 | 0.00 | 28.78K |
ALPHABET INCSOLE | CAP STK CL C | 27.83K | SH | $4.28M 1.67% | 0.00 | 0.00 | 27.83K |
PROCTER AND GAMBLE COSOLE | COM | 26.54K | SH | $4.14M 1.61% | 0.00 | 0.00 | 26.54K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 50.97K | SH | $4.13M 1.61% | 0.00 | 0.00 | 50.97K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 43.39K | SH | $4.12M 1.60% | 0.00 | 0.00 | 43.39K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.19K | SH | $3.54M 1.38% | 0.00 | 0.00 | 9.19K |
META PLATFORMS INCSOLE | CL A | 8.65K | SH | $3.41M 1.33% | 0.00 | 0.00 | 8.65K |
ISHARES TRSOLE | PFD AND INCM SEC | 105.49K | SH | $3.37M 1.31% | 0.00 | 0.00 | 105.49K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 10.36K | SH | $3.34M 1.30% | 0.00 | 0.00 | 10.36K |
WALMART INCSOLE | COM | 20.31K | SH | $3.34M 1.30% | 0.00 | 0.00 | 20.31K |
HOME DEPOT INCSOLE | COM | 9.35K | SH | $3.32M 1.29% | 0.00 | 0.00 | 9.35K |
PALO ALTO NETWORKS INCSOLE | COM | 9.57K | SH | $3.28M 1.28% | 0.00 | 0.00 | 9.57K |
ISHARES TRSOLE | CORE S&P SCP ETF | 30.62K | SH | $3.25M 1.26% | 0.00 | 0.00 | 30.62K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 7.56K | SH | $3.21M 1.25% | 0.00 | 0.00 | 7.56K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 176.30K | SH | $3.00M 1.17% | 0.00 | 0.00 | 176.30K |
ADOBE INCSOLE | COM | 4.58K | SH | $2.81M 1.10% | 0.00 | 0.00 | 4.58K |
THE CIGNA GROUPSOLE | COM | 9.31K | SH | $2.77M 1.08% | 0.00 | 0.00 | 9.31K |
ALPHABET INCSOLE | CAP STK CL A | 17.16K | SH | $2.61M 1.02% | 0.00 | 0.00 | 17.16K |
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