Filed: 10/18/2023ACC: 0001085146-23-003775
📋 What this filing means
ROMAN BUTLER FULLERTON & CO filed this quarterly 13F‑HR report disclosing 181 equity positions with a total reported market value of $211.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
181
Positions
$211.87M
Total AUM (reported)
2.90M
Total Shares
Allocation by class
COM$125.64M59.3%
CL A$9.54M4.5%
TR UNIT$8.66M4.1%
DIV APP ETF$4.36M2.1%
CAP STK CL C$3.92M1.8%
S&P 500 DV ARIST$3.56M1.7%
CL B NEW$3.28M1.5%
Portfolio Concentration
Top 3$28.49M13.4%
4–10$37.38M17.6%
11–25$40.79M19.3%
Rest$105.20M49.7%
Top 3 weight
13.4%
Top 10 weight
31.1%
Voting Authority Distribution
Total shares with voting rights: 2.90M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.90M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole181
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings181
Rows:
APPLE INC
SOLEShares58.02K
TypeSH
Market value$10.38M
4.90%
Sole
0.00
Shared
0.00
None
58.02K
MICROSOFT CORP
SOLEShares28.85K
TypeSH
Market value$9.46M
4.46%
Sole
0.00
Shared
0.00
None
28.85K
SPDR S&P 500 ETF TR
SOLEShares20.06K
TypeSH
Market value$8.66M
4.09%
Sole
0.00
Shared
0.00
None
20.06K
AMAZON COM INC
SOLEShares53.58K
TypeSH
Market value$6.95M
3.28%
Sole
0.00
Shared
0.00
None
53.58K
MASTERCARD INCORPORATED
SOLEShares16.72K
TypeSH
Market value$6.66M
3.14%
Sole
0.00
Shared
0.00
None
16.72K
ELI LILLY & CO
SOLEShares9.97K
TypeSH
Market value$6.07M
2.87%
Sole
0.00
Shared
0.00
None
9.97K
NVIDIA CORPORATION
SOLEShares12.34K
TypeSH
Market value$5.61M
2.65%
Sole
0.00
Shared
0.00
None
12.34K
VANGUARD SPECIALIZED FUNDS
SOLEShares27.94K
TypeSH
Market value$4.36M
2.06%
Sole
0.00
Shared
0.00
None
27.94K
ALPHABET INC
SOLEShares28.27K
TypeSH
Market value$3.92M
1.85%
Sole
0.00
Shared
0.00
None
28.27K
PROCTER AND GAMBLE CO
SOLEShares26.34K
TypeSH
Market value$3.81M
1.80%
Sole
0.00
Shared
0.00
None
26.34K
PROSHARES TR
SOLEShares40.74K
TypeSH
Market value$3.56M
1.68%
Sole
0.00
Shared
0.00
None
40.74K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.51K
TypeSH
Market value$3.28M
1.55%
Sole
0.00
Shared
0.00
None
9.51K
FIRST TR EXCHANGE-TRADED FD
SOLEShares42.41K
TypeSH
Market value$3.16M
1.49%
Sole
0.00
Shared
0.00
None
42.41K
META PLATFORMS INC
SOLEShares9.17K
TypeSH
Market value$2.89M
1.36%
Sole
0.00
Shared
0.00
None
9.17K
EATON VANCE ENHANCED EQUITY
SOLEShares179.84K
TypeSH
Market value$2.79M
1.32%
Sole
0.00
Shared
0.00
None
179.84K
WALMART INC
SOLEShares17.23K
TypeSH
Market value$2.75M
1.30%
Sole
0.00
Shared
0.00
None
17.23K
HOME DEPOT INC
SOLEShares9.43K
TypeSH
Market value$2.75M
1.30%
Sole
0.00
Shared
0.00
None
9.43K
VANGUARD INDEX FDS
SOLEShares9.72K
TypeSH
Market value$2.71M
1.28%
Sole
0.00
Shared
0.00
None
9.72K
ADOBE INC
SOLEShares4.89K
TypeSH
Market value$2.68M
1.27%
Sole
0.00
Shared
0.00
None
4.89K
ISHARES TR
SOLEShares29.17K
TypeSH
Market value$2.66M
1.26%
Sole
0.00
Shared
0.00
None
29.17K
ISHARES TR
SOLEShares90.23K
TypeSH
Market value$2.61M
1.23%
Sole
0.00
Shared
0.00
None
90.23K
PALO ALTO NETWORKS INC
SOLEShares9.94K
TypeSH
Market value$2.58M
1.22%
Sole
0.00
Shared
0.00
None
9.94K
INVESCO QQQ TR
SOLEShares6.07K
TypeSH
Market value$2.22M
1.05%
Sole
0.00
Shared
0.00
None
6.07K
ALPHABET INC
SOLEShares15.15K
TypeSH
Market value$2.08M
0.98%
Sole
0.00
Shared
0.00
None
15.15K
JOHNSON & JOHNSON
SOLEShares13.25K
TypeSH
Market value$2.08M
0.98%
Sole
0.00
Shared
0.00
None
13.25K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 58.02K | SH | $10.38M 4.90% | 0.00 | 0.00 | 58.02K |
MICROSOFT CORPSOLE | COM | 28.85K | SH | $9.46M 4.46% | 0.00 | 0.00 | 28.85K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 20.06K | SH | $8.66M 4.09% | 0.00 | 0.00 | 20.06K |
AMAZON COM INCSOLE | COM | 53.58K | SH | $6.95M 3.28% | 0.00 | 0.00 | 53.58K |
MASTERCARD INCORPORATEDSOLE | CL A | 16.72K | SH | $6.66M 3.14% | 0.00 | 0.00 | 16.72K |
ELI LILLY & COSOLE | COM | 9.97K | SH | $6.07M 2.87% | 0.00 | 0.00 | 9.97K |
NVIDIA CORPORATIONSOLE | COM | 12.34K | SH | $5.61M 2.65% | 0.00 | 0.00 | 12.34K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 27.94K | SH | $4.36M 2.06% | 0.00 | 0.00 | 27.94K |
ALPHABET INCSOLE | CAP STK CL C | 28.27K | SH | $3.92M 1.85% | 0.00 | 0.00 | 28.27K |
PROCTER AND GAMBLE COSOLE | COM | 26.34K | SH | $3.81M 1.80% | 0.00 | 0.00 | 26.34K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 40.74K | SH | $3.56M 1.68% | 0.00 | 0.00 | 40.74K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.51K | SH | $3.28M 1.55% | 0.00 | 0.00 | 9.51K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 42.41K | SH | $3.16M 1.49% | 0.00 | 0.00 | 42.41K |
META PLATFORMS INCSOLE | CL A | 9.17K | SH | $2.89M 1.36% | 0.00 | 0.00 | 9.17K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 179.84K | SH | $2.79M 1.32% | 0.00 | 0.00 | 179.84K |
WALMART INCSOLE | COM | 17.23K | SH | $2.75M 1.30% | 0.00 | 0.00 | 17.23K |
HOME DEPOT INCSOLE | COM | 9.43K | SH | $2.75M 1.30% | 0.00 | 0.00 | 9.43K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 9.72K | SH | $2.71M 1.28% | 0.00 | 0.00 | 9.72K |
ADOBE INCSOLE | COM | 4.89K | SH | $2.68M 1.27% | 0.00 | 0.00 | 4.89K |
ISHARES TRSOLE | CORE S&P SCP ETF | 29.17K | SH | $2.66M 1.26% | 0.00 | 0.00 | 29.17K |
ISHARES TRSOLE | PFD AND INCM SEC | 90.23K | SH | $2.61M 1.23% | 0.00 | 0.00 | 90.23K |
PALO ALTO NETWORKS INCSOLE | COM | 9.94K | SH | $2.58M 1.22% | 0.00 | 0.00 | 9.94K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.07K | SH | $2.22M 1.05% | 0.00 | 0.00 | 6.07K |
ALPHABET INCSOLE | CAP STK CL A | 15.15K | SH | $2.08M 0.98% | 0.00 | 0.00 | 15.15K |
JOHNSON & JOHNSONSOLE | COM | 13.25K | SH | $2.08M 0.98% | 0.00 | 0.00 | 13.25K |
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