Filed: 7/25/2023ACC: 0001085146-23-002891
📋 What this filing means
ROMAN BUTLER FULLERTON & CO filed this quarterly 13F‑HR report disclosing 187 equity positions with a total reported market value of $217.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
187
Positions
$217.91M
Total AUM (reported)
2.77M
Total Shares
Allocation by class
COM$130.69M60.0%
CL A$10.36M4.8%
TR UNIT$9.01M4.1%
DIV APP ETF$4.39M2.0%
CAP STRENGTH ETF$3.43M1.6%
S&P 500 DV ARIST$3.42M1.6%
CAP STK CL C$3.37M1.5%
Portfolio Concentration
Top 3$30.03M13.8%
4–10$34.76M15.9%
11–25$41.50M19.0%
Rest$111.62M51.2%
Top 3 weight
13.8%
Top 10 weight
29.7%
Voting Authority Distribution
Total shares with voting rights: 2.77M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.77M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole187
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings187
Rows:
APPLE INC
SOLEShares58.27K
TypeSH
Market value$11.37M
5.22%
Sole
0.00
Shared
0.00
None
58.27K
MICROSOFT CORP
SOLEShares27.17K
TypeSH
Market value$9.65M
4.43%
Sole
0.00
Shared
0.00
None
27.17K
SPDR S&P 500 ETF TR
SOLEShares19.80K
TypeSH
Market value$9.01M
4.14%
Sole
0.00
Shared
0.00
None
19.80K
MASTERCARD INCORPORATED
SOLEShares16.81K
TypeSH
Market value$6.69M
3.07%
Sole
0.00
Shared
0.00
None
16.81K
AMAZON COM INC
SOLEShares49.38K
TypeSH
Market value$6.68M
3.07%
Sole
0.00
Shared
0.00
None
49.38K
NVIDIA CORPORATION
SOLEShares10.84K
TypeSH
Market value$5.10M
2.34%
Sole
0.00
Shared
0.00
None
10.84K
LILLY ELI & CO
SOLEShares9.88K
TypeSH
Market value$4.48M
2.06%
Sole
0.00
Shared
0.00
None
9.88K
VANGUARD SPECIALIZED FUNDS
SOLEShares26.66K
TypeSH
Market value$4.39M
2.01%
Sole
0.00
Shared
0.00
None
26.66K
PROCTER AND GAMBLE CO
SOLEShares26.48K
TypeSH
Market value$3.98M
1.83%
Sole
0.00
Shared
0.00
None
26.48K
FIRST TR EXCHANGE-TRADED FD
SOLEShares45.12K
TypeSH
Market value$3.43M
1.57%
Sole
0.00
Shared
0.00
None
45.12K
PROSHARES TR
SOLEShares34.30K
TypeSH
Market value$3.42M
1.57%
Sole
0.00
Shared
0.00
None
34.30K
ALPHABET INC
SOLEShares27.42K
TypeSH
Market value$3.37M
1.54%
Sole
0.00
Shared
0.00
None
27.42K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.62K
TypeSH
Market value$3.29M
1.51%
Sole
0.00
Shared
0.00
None
9.62K
ISHARES TR
SOLEShares29.14K
TypeSH
Market value$3.04M
1.39%
Sole
0.00
Shared
0.00
None
29.14K
HOME DEPOT INC
SOLEShares9.47K
TypeSH
Market value$3.03M
1.39%
Sole
0.00
Shared
0.00
None
9.47K
INVESCO QQQ TR
SOLEShares7.52K
TypeSH
Market value$2.90M
1.33%
Sole
0.00
Shared
0.00
None
7.52K
EATON VANCE ENHANCED EQUITY
SOLEShares171.41K
TypeSH
Market value$2.89M
1.32%
Sole
0.00
Shared
0.00
None
171.41K
META PLATFORMS INC
SOLEShares9.13K
TypeSH
Market value$2.89M
1.32%
Sole
0.00
Shared
0.00
None
9.13K
ISHARES TR
SOLEShares91.74K
TypeSH
Market value$2.84M
1.30%
Sole
0.00
Shared
0.00
None
91.74K
WALMART INC
SOLEShares16.64K
TypeSH
Market value$2.57M
1.18%
Sole
0.00
Shared
0.00
None
16.64K
PALO ALTO NETWORKS INC
SOLEShares10.09K
TypeSH
Market value$2.48M
1.14%
Sole
0.00
Shared
0.00
None
10.09K
VANGUARD INDEX FDS
SOLEShares7.93K
TypeSH
Market value$2.32M
1.07%
Sole
0.00
Shared
0.00
None
7.93K
JOHNSON & JOHNSON
SOLEShares13.87K
TypeSH
Market value$2.20M
1.01%
Sole
0.00
Shared
0.00
None
13.87K
PFIZER INC
SOLEShares58.91K
TypeSH
Market value$2.15M
0.99%
Sole
0.00
Shared
0.00
None
58.91K
VERTEX PHARMACEUTICALS INC
SOLEShares5.90K
TypeSH
Market value$2.11M
0.97%
Sole
0.00
Shared
0.00
None
5.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 58.27K | SH | $11.37M 5.22% | 0.00 | 0.00 | 58.27K |
MICROSOFT CORPSOLE | COM | 27.17K | SH | $9.65M 4.43% | 0.00 | 0.00 | 27.17K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 19.80K | SH | $9.01M 4.14% | 0.00 | 0.00 | 19.80K |
MASTERCARD INCORPORATEDSOLE | CL A | 16.81K | SH | $6.69M 3.07% | 0.00 | 0.00 | 16.81K |
AMAZON COM INCSOLE | COM | 49.38K | SH | $6.68M 3.07% | 0.00 | 0.00 | 49.38K |
NVIDIA CORPORATIONSOLE | COM | 10.84K | SH | $5.10M 2.34% | 0.00 | 0.00 | 10.84K |
LILLY ELI & COSOLE | COM | 9.88K | SH | $4.48M 2.06% | 0.00 | 0.00 | 9.88K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 26.66K | SH | $4.39M 2.01% | 0.00 | 0.00 | 26.66K |
PROCTER AND GAMBLE COSOLE | COM | 26.48K | SH | $3.98M 1.83% | 0.00 | 0.00 | 26.48K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 45.12K | SH | $3.43M 1.57% | 0.00 | 0.00 | 45.12K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 34.30K | SH | $3.42M 1.57% | 0.00 | 0.00 | 34.30K |
ALPHABET INCSOLE | CAP STK CL C | 27.42K | SH | $3.37M 1.54% | 0.00 | 0.00 | 27.42K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.62K | SH | $3.29M 1.51% | 0.00 | 0.00 | 9.62K |
ISHARES TRSOLE | CORE S&P SCP ETF | 29.14K | SH | $3.04M 1.39% | 0.00 | 0.00 | 29.14K |
HOME DEPOT INCSOLE | COM | 9.47K | SH | $3.03M 1.39% | 0.00 | 0.00 | 9.47K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 7.52K | SH | $2.90M 1.33% | 0.00 | 0.00 | 7.52K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 171.41K | SH | $2.89M 1.32% | 0.00 | 0.00 | 171.41K |
META PLATFORMS INCSOLE | CL A | 9.13K | SH | $2.89M 1.32% | 0.00 | 0.00 | 9.13K |
ISHARES TRSOLE | PFD AND INCM SEC | 91.74K | SH | $2.84M 1.30% | 0.00 | 0.00 | 91.74K |
WALMART INCSOLE | COM | 16.64K | SH | $2.57M 1.18% | 0.00 | 0.00 | 16.64K |
PALO ALTO NETWORKS INCSOLE | COM | 10.09K | SH | $2.48M 1.14% | 0.00 | 0.00 | 10.09K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 7.93K | SH | $2.32M 1.07% | 0.00 | 0.00 | 7.93K |
JOHNSON & JOHNSONSOLE | COM | 13.87K | SH | $2.20M 1.01% | 0.00 | 0.00 | 13.87K |
PFIZER INCSOLE | COM | 58.91K | SH | $2.15M 0.99% | 0.00 | 0.00 | 58.91K |
VERTEX PHARMACEUTICALS INCSOLE | COM | 5.90K | SH | $2.11M 0.97% | 0.00 | 0.00 | 5.90K |
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