Filed: 4/27/2023ACC: 0001085146-23-001918
📋 What this filing means
ROMAN BUTLER FULLERTON & CO filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $201.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
189
Positions
$201.03M
Total AUM (reported)
2.75M
Total Shares
Allocation by class
COM$123.02M61.2%
CL A$9.29M4.6%
TR UNIT$8.75M4.4%
DIV APP ETF$4.11M2.0%
CAP STRENGTH ETF$3.27M1.6%
S&P 500 DV ARIST$3.14M1.6%
CL B NEW$3.13M1.6%
Portfolio Concentration
Top 3$27.34M13.6%
4–10$29.69M14.8%
11–25$36.08M18.0%
Rest$107.91M53.7%
Top 3 weight
13.6%
Top 10 weight
28.4%
Voting Authority Distribution
Total shares with voting rights: 2.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole189
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings189
Rows:
APPLE INC
SOLEShares57.34K
TypeSH
Market value$9.39M
4.67%
Sole
0.00
Shared
0.00
None
57.34K
MICROSOFT CORP
SOLEShares33.41K
TypeSH
Market value$9.20M
4.58%
Sole
0.00
Shared
0.00
None
33.41K
SPDR S&P 500 ETF TR
SOLEShares21.54K
TypeSH
Market value$8.75M
4.35%
Sole
0.00
Shared
0.00
None
21.54K
MASTERCARD INCORPORATED
SOLEShares16.49K
TypeSH
Market value$6.08M
3.02%
Sole
0.00
Shared
0.00
None
16.49K
AMAZON COM INC
SOLEShares48.26K
TypeSH
Market value$4.95M
2.46%
Sole
0.00
Shared
0.00
None
48.26K
PROCTER AND GAMBLE CO
SOLEShares29.13K
TypeSH
Market value$4.56M
2.27%
Sole
0.00
Shared
0.00
None
29.13K
VANGUARD SPECIALIZED FUNDS
SOLEShares26.51K
TypeSH
Market value$4.11M
2.04%
Sole
0.00
Shared
0.00
None
26.51K
LILLY ELI & CO
SOLEShares9.33K
TypeSH
Market value$3.59M
1.79%
Sole
0.00
Shared
0.00
None
9.33K
FIRST TR EXCHANGE-TRADED FD
SOLEShares44.69K
TypeSH
Market value$3.27M
1.62%
Sole
0.00
Shared
0.00
None
44.69K
PROSHARES TR
SOLEShares34.30K
TypeSH
Market value$3.14M
1.56%
Sole
0.00
Shared
0.00
None
34.30K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.64K
TypeSH
Market value$3.13M
1.56%
Sole
0.00
Shared
0.00
None
9.64K
ALPHABET INC
SOLEShares28.17K
TypeSH
Market value$2.95M
1.47%
Sole
0.00
Shared
0.00
None
28.17K
ISHARES TR
SOLEShares30.70K
TypeSH
Market value$2.84M
1.41%
Sole
0.00
Shared
0.00
None
30.70K
PFIZER INC
SOLEShares72.14K
TypeSH
Market value$2.84M
1.41%
Sole
0.00
Shared
0.00
None
72.14K
HOME DEPOT INC
SOLEShares9.47K
TypeSH
Market value$2.81M
1.40%
Sole
0.00
Shared
0.00
None
9.47K
NVIDIA CORPORATION
SOLEShares10.63K
TypeSH
Market value$2.79M
1.39%
Sole
0.00
Shared
0.00
None
10.63K
EATON VANCE ENHANCED EQUITY
SOLEShares161.88K
TypeSH
Market value$2.48M
1.23%
Sole
0.00
Shared
0.00
None
161.88K
ISHARES TR
SOLEShares79.34K
TypeSH
Market value$2.47M
1.23%
Sole
0.00
Shared
0.00
None
79.34K
WALMART INC
SOLEShares16K
TypeSH
Market value$2.43M
1.21%
Sole
0.00
Shared
0.00
None
16K
JOHNSON & JOHNSON
SOLEShares14.29K
TypeSH
Market value$2.36M
1.17%
Sole
0.00
Shared
0.00
None
14.29K
VANGUARD INDEX FDS
SOLEShares7.71K
TypeSH
Market value$1.88M
0.93%
Sole
0.00
Shared
0.00
None
7.71K
PALO ALTO NETWORKS INC
SOLEShares10.07K
TypeSH
Market value$1.84M
0.91%
Sole
0.00
Shared
0.00
None
10.07K
VERTEX PHARMACEUTICALS INC
SOLEShares5.44K
TypeSH
Market value$1.81M
0.90%
Sole
0.00
Shared
0.00
None
5.44K
VISA INC
SOLEShares7.77K
TypeSH
Market value$1.78M
0.89%
Sole
0.00
Shared
0.00
None
7.77K
MERCK & CO INC
SOLEShares14.62K
TypeSH
Market value$1.70M
0.85%
Sole
0.00
Shared
0.00
None
14.62K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 57.34K | SH | $9.39M 4.67% | 0.00 | 0.00 | 57.34K |
MICROSOFT CORPSOLE | COM | 33.41K | SH | $9.20M 4.58% | 0.00 | 0.00 | 33.41K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 21.54K | SH | $8.75M 4.35% | 0.00 | 0.00 | 21.54K |
MASTERCARD INCORPORATEDSOLE | CL A | 16.49K | SH | $6.08M 3.02% | 0.00 | 0.00 | 16.49K |
AMAZON COM INCSOLE | COM | 48.26K | SH | $4.95M 2.46% | 0.00 | 0.00 | 48.26K |
PROCTER AND GAMBLE COSOLE | COM | 29.13K | SH | $4.56M 2.27% | 0.00 | 0.00 | 29.13K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 26.51K | SH | $4.11M 2.04% | 0.00 | 0.00 | 26.51K |
LILLY ELI & COSOLE | COM | 9.33K | SH | $3.59M 1.79% | 0.00 | 0.00 | 9.33K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 44.69K | SH | $3.27M 1.62% | 0.00 | 0.00 | 44.69K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 34.30K | SH | $3.14M 1.56% | 0.00 | 0.00 | 34.30K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.64K | SH | $3.13M 1.56% | 0.00 | 0.00 | 9.64K |
ALPHABET INCSOLE | CAP STK CL C | 28.17K | SH | $2.95M 1.47% | 0.00 | 0.00 | 28.17K |
ISHARES TRSOLE | CORE S&P SCP ETF | 30.70K | SH | $2.84M 1.41% | 0.00 | 0.00 | 30.70K |
PFIZER INCSOLE | COM | 72.14K | SH | $2.84M 1.41% | 0.00 | 0.00 | 72.14K |
HOME DEPOT INCSOLE | COM | 9.47K | SH | $2.81M 1.40% | 0.00 | 0.00 | 9.47K |
NVIDIA CORPORATIONSOLE | COM | 10.63K | SH | $2.79M 1.39% | 0.00 | 0.00 | 10.63K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 161.88K | SH | $2.48M 1.23% | 0.00 | 0.00 | 161.88K |
ISHARES TRSOLE | PFD AND INCM SEC | 79.34K | SH | $2.47M 1.23% | 0.00 | 0.00 | 79.34K |
WALMART INCSOLE | COM | 16K | SH | $2.43M 1.21% | 0.00 | 0.00 | 16K |
JOHNSON & JOHNSONSOLE | COM | 14.29K | SH | $2.36M 1.17% | 0.00 | 0.00 | 14.29K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 7.71K | SH | $1.88M 0.93% | 0.00 | 0.00 | 7.71K |
PALO ALTO NETWORKS INCSOLE | COM | 10.07K | SH | $1.84M 0.91% | 0.00 | 0.00 | 10.07K |
VERTEX PHARMACEUTICALS INCSOLE | COM | 5.44K | SH | $1.81M 0.90% | 0.00 | 0.00 | 5.44K |
VISA INCSOLE | COM CL A | 7.77K | SH | $1.78M 0.89% | 0.00 | 0.00 | 7.77K |
MERCK & CO INCSOLE | COM | 14.62K | SH | $1.70M 0.85% | 0.00 | 0.00 | 14.62K |
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