Filed: 1/23/2023ACC: 0001085146-23-000286
📋 What this filing means
ROMAN BUTLER FULLERTON & CO filed this quarterly 13F‑HR report disclosing 190 equity positions with a total reported market value of $193.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
190
Positions
$193.30M
Total AUM (reported)
2.74M
Total Shares
Allocation by class
COM$117.52M60.8%
CL A$7.83M4.0%
TR UNIT$5.84M3.0%
DIV APP ETF$4.12M2.1%
CAP STRENGTH ETF$3.37M1.7%
CL B NEW$3.15M1.6%
CORE S&P SCP ETF$3.10M1.6%
Portfolio Concentration
Top 3$20.22M10.5%
4–10$28.36M14.7%
11–25$36.02M18.6%
Rest$108.71M56.2%
Top 3 weight
10.5%
Top 10 weight
25.1%
Voting Authority Distribution
Total shares with voting rights: 2.74M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.74M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole190
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings190
Rows:
APPLE INC
SOLEShares55.52K
TypeSH
Market value$7.55M
3.90%
Sole
0.00
Shared
0.00
None
55.52K
MICROSOFT CORP
SOLEShares27.21K
TypeSH
Market value$6.54M
3.38%
Sole
0.00
Shared
0.00
None
27.21K
MASTERCARD INCORPORATED
SOLEShares16.34K
TypeSH
Market value$6.13M
3.17%
Sole
0.00
Shared
0.00
None
16.34K
SPDR S&P 500 ETF TR
SOLEShares14.67K
TypeSH
Market value$5.84M
3.02%
Sole
0.00
Shared
0.00
None
14.67K
AMAZON COM INC
SOLEShares45.45K
TypeSH
Market value$4.37M
2.26%
Sole
0.00
Shared
0.00
None
45.45K
VANGUARD SPECIALIZED FUNDS
SOLEShares26.48K
TypeSH
Market value$4.12M
2.13%
Sole
0.00
Shared
0.00
None
26.48K
LILLY ELI & CO
SOLEShares10.80K
TypeSH
Market value$3.86M
2.00%
Sole
0.00
Shared
0.00
None
10.80K
PROCTER AND GAMBLE CO
SOLEShares24.25K
TypeSH
Market value$3.65M
1.89%
Sole
0.00
Shared
0.00
None
24.25K
FIRST TR EXCHANGE-TRADED FD
SOLEShares44.33K
TypeSH
Market value$3.37M
1.74%
Sole
0.00
Shared
0.00
None
44.33K
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.02K
TypeSH
Market value$3.15M
1.63%
Sole
0.00
Shared
0.00
None
10.02K
ISHARES TR
SOLEShares30.68K
TypeSH
Market value$3.10M
1.60%
Sole
0.00
Shared
0.00
None
30.68K
PROSHARES TR
SOLEShares33.15K
TypeSH
Market value$3.08M
1.60%
Sole
0.00
Shared
0.00
None
33.15K
HOME DEPOT INC
SOLEShares9.39K
TypeSH
Market value$3.07M
1.59%
Sole
0.00
Shared
0.00
None
9.39K
ISHARES TR
SOLEShares18.73K
TypeSH
Market value$2.95M
1.53%
Sole
0.00
Shared
0.00
None
18.73K
PFIZER INC
SOLEShares56.16K
TypeSH
Market value$2.59M
1.34%
Sole
0.00
Shared
0.00
None
56.16K
ALPHABET INC
SOLEShares27.91K
TypeSH
Market value$2.57M
1.33%
Sole
0.00
Shared
0.00
None
27.91K
ISHARES TR
SOLEShares76.28K
TypeSH
Market value$2.51M
1.30%
Sole
0.00
Shared
0.00
None
76.28K
EATON VANCE ENHANCED EQUITY
SOLEShares159.04K
TypeSH
Market value$2.48M
1.28%
Sole
0.00
Shared
0.00
None
159.04K
CATERPILLAR INC
SOLEShares8.98K
TypeSH
Market value$2.30M
1.19%
Sole
0.00
Shared
0.00
None
8.98K
JOHNSON & JOHNSON
SOLEShares12.60K
TypeSH
Market value$2.17M
1.12%
Sole
0.00
Shared
0.00
None
12.60K
WALMART INC
SOLEShares14.89K
TypeSH
Market value$2.15M
1.11%
Sole
0.00
Shared
0.00
None
14.89K
VERTEX PHARMACEUTICALS INC
SOLEShares5.93K
TypeSH
Market value$1.85M
0.96%
Sole
0.00
Shared
0.00
None
5.93K
VANGUARD INDEX FDS
SOLEShares7.73K
TypeSH
Market value$1.74M
0.90%
Sole
0.00
Shared
0.00
None
7.73K
UNITEDHEALTH GROUP INC
SOLEShares3.57K
TypeSH
Market value$1.73M
0.90%
Sole
0.00
Shared
0.00
None
3.57K
DEERE & CO
SOLEShares3.89K
TypeSH
Market value$1.71M
0.88%
Sole
0.00
Shared
0.00
None
3.89K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 55.52K | SH | $7.55M 3.90% | 0.00 | 0.00 | 55.52K |
MICROSOFT CORPSOLE | COM | 27.21K | SH | $6.54M 3.38% | 0.00 | 0.00 | 27.21K |
MASTERCARD INCORPORATEDSOLE | CL A | 16.34K | SH | $6.13M 3.17% | 0.00 | 0.00 | 16.34K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 14.67K | SH | $5.84M 3.02% | 0.00 | 0.00 | 14.67K |
AMAZON COM INCSOLE | COM | 45.45K | SH | $4.37M 2.26% | 0.00 | 0.00 | 45.45K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 26.48K | SH | $4.12M 2.13% | 0.00 | 0.00 | 26.48K |
LILLY ELI & COSOLE | COM | 10.80K | SH | $3.86M 2.00% | 0.00 | 0.00 | 10.80K |
PROCTER AND GAMBLE COSOLE | COM | 24.25K | SH | $3.65M 1.89% | 0.00 | 0.00 | 24.25K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 44.33K | SH | $3.37M 1.74% | 0.00 | 0.00 | 44.33K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.02K | SH | $3.15M 1.63% | 0.00 | 0.00 | 10.02K |
ISHARES TRSOLE | CORE S&P SCP ETF | 30.68K | SH | $3.10M 1.60% | 0.00 | 0.00 | 30.68K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 33.15K | SH | $3.08M 1.60% | 0.00 | 0.00 | 33.15K |
HOME DEPOT INCSOLE | COM | 9.39K | SH | $3.07M 1.59% | 0.00 | 0.00 | 9.39K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 18.73K | SH | $2.95M 1.53% | 0.00 | 0.00 | 18.73K |
PFIZER INCSOLE | COM | 56.16K | SH | $2.59M 1.34% | 0.00 | 0.00 | 56.16K |
ALPHABET INCSOLE | CAP STK CL C | 27.91K | SH | $2.57M 1.33% | 0.00 | 0.00 | 27.91K |
ISHARES TRSOLE | PFD AND INCM SEC | 76.28K | SH | $2.51M 1.30% | 0.00 | 0.00 | 76.28K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 159.04K | SH | $2.48M 1.28% | 0.00 | 0.00 | 159.04K |
CATERPILLAR INCSOLE | COM | 8.98K | SH | $2.30M 1.19% | 0.00 | 0.00 | 8.98K |
JOHNSON & JOHNSONSOLE | COM | 12.60K | SH | $2.17M 1.12% | 0.00 | 0.00 | 12.60K |
WALMART INCSOLE | COM | 14.89K | SH | $2.15M 1.11% | 0.00 | 0.00 | 14.89K |
VERTEX PHARMACEUTICALS INCSOLE | COM | 5.93K | SH | $1.85M 0.96% | 0.00 | 0.00 | 5.93K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 7.73K | SH | $1.74M 0.90% | 0.00 | 0.00 | 7.73K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.57K | SH | $1.73M 0.90% | 0.00 | 0.00 | 3.57K |
DEERE & COSOLE | COM | 3.89K | SH | $1.71M 0.88% | 0.00 | 0.00 | 3.89K |
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