Filed: 10/17/2022ACC: 0001085146-22-003443
📋 What this filing means
ROMAN BUTLER FULLERTON & CO filed this quarterly 13F‑HR report disclosing 169 equity positions with a total reported market value of $157.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
169
Positions
$157.3K
Total AUM (reported)
2.61M
Total Shares
Allocation by class
COM$102.6K65.2%
CL A$6.2K4.0%
DIV APP ETF$3.5K2.3%
PFD AND INCM SEC$3.3K2.1%
CAP STRENGTH ETF$2.9K1.9%
CAP STK CL C$2.8K1.8%
S&P 500 DV ARIST$2.6K1.7%
Portfolio Concentration
Top 3$20.2K12.9%
4–10$23.9K15.2%
11–25$28.7K18.2%
Rest$84.4K53.7%
Top 3 weight
12.9%
Top 10 weight
28.1%
Voting Authority Distribution
Total shares with voting rights: 2.61M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.61M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole169
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings169
Rows:
APPLE INC
SOLEShares58.71K
TypeSH
Market value$8.2K
5.19%
Sole
0.00
Shared
0.00
None
58.71K
MICROSOFT CORP
SOLEShares31K
TypeSH
Market value$7.0K
4.44%
Sole
0.00
Shared
0.00
None
31K
AMAZON COM INC
SOLEShares45.20K
TypeSH
Market value$5.1K
3.23%
Sole
0.00
Shared
0.00
None
45.20K
MASTERCARD INCORPORATED
SOLEShares16.79K
TypeSH
Market value$4.8K
3.05%
Sole
0.00
Shared
0.00
None
16.79K
VANGUARD SPECIALIZED FUNDS
SOLEShares26.07K
TypeSH
Market value$3.5K
2.25%
Sole
0.00
Shared
0.00
None
26.07K
LILLY ELI & CO
SOLEShares10.81K
TypeSH
Market value$3.5K
2.25%
Sole
0.00
Shared
0.00
None
10.81K
ISHARES TR
SOLEShares107.05K
TypeSH
Market value$3.3K
2.11%
Sole
0.00
Shared
0.00
None
107.05K
PROCTER AND GAMBLE CO
SOLEShares24.06K
TypeSH
Market value$3.0K
1.90%
Sole
0.00
Shared
0.00
None
24.06K
FIRST TR EXCHANGE-TRADED FD
SOLEShares43.24K
TypeSH
Market value$2.9K
1.86%
Sole
0.00
Shared
0.00
None
43.24K
ALPHABET INC
SOLEShares28.84K
TypeSH
Market value$2.8K
1.80%
Sole
0.00
Shared
0.00
None
28.84K
PROSHARES TR
SOLEShares32.45K
TypeSH
Market value$2.6K
1.68%
Sole
0.00
Shared
0.00
None
32.45K
HOME DEPOT INC
SOLEShares9.32K
TypeSH
Market value$2.6K
1.68%
Sole
0.00
Shared
0.00
None
9.32K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.76K
TypeSH
Market value$2.6K
1.66%
Sole
0.00
Shared
0.00
None
9.76K
EATON VANCE ENHANCED EQUITY
SOLEShares154.65K
TypeSH
Market value$2.2K
1.41%
Sole
0.00
Shared
0.00
None
154.65K
PFIZER INC
SOLEShares52.80K
TypeSH
Market value$2.2K
1.41%
Sole
0.00
Shared
0.00
None
52.80K
JOHNSON & JOHNSON
SOLEShares11.60K
TypeSH
Market value$1.9K
1.20%
Sole
0.00
Shared
0.00
None
11.60K
WALMART INC
SOLEShares13.75K
TypeSH
Market value$1.8K
1.16%
Sole
0.00
Shared
0.00
None
13.75K
VERTEX PHARMACEUTICALS INC
SOLEShares6K
TypeSH
Market value$1.8K
1.13%
Sole
0.00
Shared
0.00
None
6K
VANGUARD INDEX FDS
SOLEShares7.79K
TypeSH
Market value$1.6K
1.04%
Sole
0.00
Shared
0.00
None
7.79K
PALO ALTO NETWORKS INC
SOLEShares10.33K
TypeSH
Market value$1.6K
1.03%
Sole
0.00
Shared
0.00
None
10.33K
ALPHABET INC
SOLEShares16.23K
TypeSH
Market value$1.6K
1.00%
Sole
0.00
Shared
0.00
None
16.23K
HUMANA INC
SOLEShares3.10K
TypeSH
Market value$1.5K
0.98%
Sole
0.00
Shared
0.00
None
3.10K
NASDAQ INC
SOLEShares26.39K
TypeSH
Market value$1.5K
0.97%
Sole
0.00
Shared
0.00
None
26.39K
EATON VANCE TAX-MANAGED GLOB
SOLEShares187.68K
TypeSH
Market value$1.5K
0.94%
Sole
0.00
Shared
0.00
None
187.68K
SELECT SECTOR SPDR TR
SOLEShares11.96K
TypeSH
Market value$1.5K
0.93%
Sole
0.00
Shared
0.00
None
11.96K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 58.71K | SH | $8.2K 5.19% | 0.00 | 0.00 | 58.71K |
MICROSOFT CORPSOLE | COM | 31K | SH | $7.0K 4.44% | 0.00 | 0.00 | 31K |
AMAZON COM INCSOLE | COM | 45.20K | SH | $5.1K 3.23% | 0.00 | 0.00 | 45.20K |
MASTERCARD INCORPORATEDSOLE | CL A | 16.79K | SH | $4.8K 3.05% | 0.00 | 0.00 | 16.79K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 26.07K | SH | $3.5K 2.25% | 0.00 | 0.00 | 26.07K |
LILLY ELI & COSOLE | COM | 10.81K | SH | $3.5K 2.25% | 0.00 | 0.00 | 10.81K |
ISHARES TRSOLE | PFD AND INCM SEC | 107.05K | SH | $3.3K 2.11% | 0.00 | 0.00 | 107.05K |
PROCTER AND GAMBLE COSOLE | COM | 24.06K | SH | $3.0K 1.90% | 0.00 | 0.00 | 24.06K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 43.24K | SH | $2.9K 1.86% | 0.00 | 0.00 | 43.24K |
ALPHABET INCSOLE | CAP STK CL C | 28.84K | SH | $2.8K 1.80% | 0.00 | 0.00 | 28.84K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 32.45K | SH | $2.6K 1.68% | 0.00 | 0.00 | 32.45K |
HOME DEPOT INCSOLE | COM | 9.32K | SH | $2.6K 1.68% | 0.00 | 0.00 | 9.32K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.76K | SH | $2.6K 1.66% | 0.00 | 0.00 | 9.76K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 154.65K | SH | $2.2K 1.41% | 0.00 | 0.00 | 154.65K |
PFIZER INCSOLE | COM | 52.80K | SH | $2.2K 1.41% | 0.00 | 0.00 | 52.80K |
JOHNSON & JOHNSONSOLE | COM | 11.60K | SH | $1.9K 1.20% | 0.00 | 0.00 | 11.60K |
WALMART INCSOLE | COM | 13.75K | SH | $1.8K 1.16% | 0.00 | 0.00 | 13.75K |
VERTEX PHARMACEUTICALS INCSOLE | COM | 6K | SH | $1.8K 1.13% | 0.00 | 0.00 | 6K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 7.79K | SH | $1.6K 1.04% | 0.00 | 0.00 | 7.79K |
PALO ALTO NETWORKS INCSOLE | COM | 10.33K | SH | $1.6K 1.03% | 0.00 | 0.00 | 10.33K |
ALPHABET INCSOLE | CAP STK CL A | 16.23K | SH | $1.6K 1.00% | 0.00 | 0.00 | 16.23K |
HUMANA INCSOLE | COM | 3.10K | SH | $1.5K 0.98% | 0.00 | 0.00 | 3.10K |
NASDAQ INCSOLE | COM | 26.39K | SH | $1.5K 0.97% | 0.00 | 0.00 | 26.39K |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 187.68K | SH | $1.5K 0.94% | 0.00 | 0.00 | 187.68K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 11.96K | SH | $1.5K 0.93% | 0.00 | 0.00 | 11.96K |
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