ROMAINE STEPHEN S (President & CEO) exercised options at TOMPKINS FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/30/2026ACC: 0001005817-26-000109
DirectorOfficer· President & CEO
Since Aug 2018
-1.53K
Net shares
Net seller
$154.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.73K acquired · 3.26K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.73K
Price / share
$76.90
Trade value
$133.34K
% of position
2.5%
7/28/2026
69.89K→71.62K
Common Stock
Direct
Shares
−1.53K
Price / share
$101.25
Trade value
$154.91K
% of position
2.1%
7/28/2026
71.62K→70.09K
Total
Net shares
+204.00
Net value
-$21.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/28/2026 | M · Option Exercise | +1.73K | $76.90 | $133.34K | 2.5% | 69.89K | 71.62K |
| Common Stock Direct | 7/28/2026 | F · Tax Withholding | −1.53K | $101.25 | $154.91K | 2.1% | 71.62K | 70.09K |
| Total | +204.00 | -$21.57K | ||||||
Derivative Transactions1
Stock Appreciation Rights (SAR)
Direct
Converts to
Common Stock
1.73K shares
Shares
−1.73K
Strike price
76.90
Held after
0.00
Exercisable
—
7/28/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SAR) Direct | Common Stock1.73K shares | 7/28/2026 | M · Option Exercise | −1.73K | 76.90 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned6.06K
Common Stock
IndirectShares owned11.37K
Common Stock
IndirectShares owned452.00
Total
17.88K indirect17.88K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.06K | Indirect |
| Common Stock | 11.37K | Indirect |
| Common Stock | 452.00 | Indirect |
| Total | 17.88K | 17.88K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported