ROMAINE STEPHEN S (President & CEO) reported 4 transactions at TOMPKINS FINANCIAL CORP
Review the transaction codes below to understand the nature of each event.
Filed: 11/12/2025ACC: 0001005817-25-000077
DirectorOfficer· President & CEO
Since Aug 2018
-1.83K
Net shares
Net seller
$122.0K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.83K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−433.00
Price / share
$66.68
Trade value
$28.87K
% of position
0.7%
11/9/2025
65.56K→65.12K
Common Stock
Direct
Shares
−370.00
Price / share
$66.68
Trade value
$24.67K
% of position
0.6%
11/9/2025
65.12K→64.75K
Common Stock
Direct
Shares
−396.00
Price / share
$66.68
Trade value
$26.41K
% of position
0.6%
11/9/2025
64.75K→64.36K
Common Stock
Direct
Shares
−631.00
Price / share
$66.68
Trade value
$42.08K
% of position
1.0%
11/9/2025
64.36K→63.73K
Total
Net shares
−1.83K
Net value
-$122.02K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −433.00 | $66.68 | $28.87K | 0.7% | 65.56K | 65.12K |
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −370.00 | $66.68 | $24.67K | 0.6% | 65.12K | 64.75K |
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −396.00 | $66.68 | $26.41K | 0.6% | 64.75K | 64.36K |
| Common Stock Direct | 11/9/2025 | F · Tax Withholding | −631.00 | $66.68 | $42.08K | 1.0% | 64.36K | 63.73K |
| Total | −1.83K | -$122.02K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned11.26K
Common Stock
IndirectShares owned6K
Total
17.26K indirect17.26K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 11.26K | Indirect |
| Common Stock | 6K | Indirect |
| Total | 17.26K | 17.26K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported