Filed: 11/6/2024ACC: 0001941040-24-000470
📋 What this filing means
ROI FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $144.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$144.80M
Total AUM (reported)
922.29K
Total Shares
Allocation by class
COM$105.39M72.8%
CAP STK CL A$6.06M4.2%
CL A$5.57M3.8%
COM CL A$4.93M3.4%
SPONSORED ADS$3.91M2.7%
GOLD SHS$3.46M2.4%
SHS$3.09M2.1%
Portfolio Concentration
Top 3$33.11M22.9%
4–10$46.09M31.8%
11–25$42.16M29.1%
Rest$23.44M16.2%
Top 3 weight
22.9%
Top 10 weight
54.7%
Voting Authority Distribution
Total shares with voting rights: 922.29K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
922.29K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings64
Rows:
NVIDIA CORPORATION
SOLEShares97.01K
TypeSH
Market value$11.78M
8.14%
Sole
0.00
Shared
0.00
None
97.01K
ELI LILLY & CO
SOLEShares13K
TypeSH
Market value$11.52M
7.95%
Sole
0.00
Shared
0.00
None
13K
APPLE INC
SOLEShares42.12K
TypeSH
Market value$9.81M
6.78%
Sole
0.00
Shared
0.00
None
42.12K
COSTCO WHSL CORP NEW
SOLEShares10.20K
TypeSH
Market value$9.04M
6.25%
Sole
0.00
Shared
0.00
None
10.20K
MICROSOFT CORP
SOLEShares16.95K
TypeSH
Market value$7.29M
5.04%
Sole
0.00
Shared
0.00
None
16.95K
BROADCOM INC
SOLEShares40.59K
TypeSH
Market value$7.00M
4.84%
Sole
0.00
Shared
0.00
None
40.59K
ALPHABET INC
SOLEShares36.54K
TypeSH
Market value$6.06M
4.18%
Sole
0.00
Shared
0.00
None
36.54K
HOME DEPOT INC
SOLEShares14.50K
TypeSH
Market value$5.88M
4.06%
Sole
0.00
Shared
0.00
None
14.50K
AMAZON COM INC
SOLEShares29.84K
TypeSH
Market value$5.56M
3.84%
Sole
0.00
Shared
0.00
None
29.84K
MASTERCARD INCORPORATED
SOLEShares10.65K
TypeSH
Market value$5.26M
3.63%
Sole
0.00
Shared
0.00
None
10.65K
VISA INC
SOLEShares17.92K
TypeSH
Market value$4.93M
3.40%
Sole
0.00
Shared
0.00
None
17.92K
PALO ALTO NETWORKS INC
SOLEShares13.60K
TypeSH
Market value$4.65M
3.21%
Sole
0.00
Shared
0.00
None
13.60K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares22.50K
TypeSH
Market value$3.91M
2.70%
Sole
0.00
Shared
0.00
None
22.50K
SPDR GOLD TR
SOLEShares14.23K
TypeSH
Market value$3.46M
2.39%
Sole
0.00
Shared
0.00
None
14.23K
PROCTER AND GAMBLE CO
SOLEShares18.85K
TypeSH
Market value$3.26M
2.25%
Sole
0.00
Shared
0.00
None
18.85K
WALMART INC
SOLEShares39.03K
TypeSH
Market value$3.15M
2.18%
Sole
0.00
Shared
0.00
None
39.03K
FIRST TR MORNINGSTAR DIVID L
SOLEShares73.65K
TypeSH
Market value$3.09M
2.13%
Sole
0.00
Shared
0.00
None
73.65K
UNITEDHEALTH GROUP INC
SOLEShares5.25K
TypeSH
Market value$3.07M
2.12%
Sole
0.00
Shared
0.00
None
5.25K
IDEXX LABS INC
SOLEShares4K
TypeSH
Market value$2.02M
1.39%
Sole
0.00
Shared
0.00
None
4K
CANADIAN NATL RY CO
SOLEShares16.31K
TypeSH
Market value$1.91M
1.32%
Sole
0.00
Shared
0.00
None
16.31K
INTERNATIONAL BUSINESS MACHS
SOLEShares8.36K
TypeSH
Market value$1.85M
1.28%
Sole
0.00
Shared
0.00
None
8.36K
LOCKHEED MARTIN CORP
SOLEShares3.04K
TypeSH
Market value$1.78M
1.23%
Sole
0.00
Shared
0.00
None
3.04K
INVESCO EXCHANGE TRADED FD T
SOLEShares43.41K
TypeSH
Market value$1.76M
1.21%
Sole
0.00
Shared
0.00
None
43.41K
INTUIT
SOLEShares2.70K
TypeSH
Market value$1.68M
1.16%
Sole
0.00
Shared
0.00
None
2.70K
MERCK & CO INC
SOLEShares14.60K
TypeSH
Market value$1.66M
1.14%
Sole
0.00
Shared
0.00
None
14.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 97.01K | SH | $11.78M 8.14% | 0.00 | 0.00 | 97.01K |
ELI LILLY & COSOLE | COM | 13K | SH | $11.52M 7.95% | 0.00 | 0.00 | 13K |
APPLE INCSOLE | COM | 42.12K | SH | $9.81M 6.78% | 0.00 | 0.00 | 42.12K |
COSTCO WHSL CORP NEWSOLE | COM | 10.20K | SH | $9.04M 6.25% | 0.00 | 0.00 | 10.20K |
MICROSOFT CORPSOLE | COM | 16.95K | SH | $7.29M 5.04% | 0.00 | 0.00 | 16.95K |
BROADCOM INCSOLE | COM | 40.59K | SH | $7.00M 4.84% | 0.00 | 0.00 | 40.59K |
ALPHABET INCSOLE | CAP STK CL A | 36.54K | SH | $6.06M 4.18% | 0.00 | 0.00 | 36.54K |
HOME DEPOT INCSOLE | COM | 14.50K | SH | $5.88M 4.06% | 0.00 | 0.00 | 14.50K |
AMAZON COM INCSOLE | COM | 29.84K | SH | $5.56M 3.84% | 0.00 | 0.00 | 29.84K |
MASTERCARD INCORPORATEDSOLE | CL A | 10.65K | SH | $5.26M 3.63% | 0.00 | 0.00 | 10.65K |
VISA INCSOLE | COM CL A | 17.92K | SH | $4.93M 3.40% | 0.00 | 0.00 | 17.92K |
PALO ALTO NETWORKS INCSOLE | COM | 13.60K | SH | $4.65M 3.21% | 0.00 | 0.00 | 13.60K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 22.50K | SH | $3.91M 2.70% | 0.00 | 0.00 | 22.50K |
SPDR GOLD TRSOLE | GOLD SHS | 14.23K | SH | $3.46M 2.39% | 0.00 | 0.00 | 14.23K |
PROCTER AND GAMBLE COSOLE | COM | 18.85K | SH | $3.26M 2.25% | 0.00 | 0.00 | 18.85K |
WALMART INCSOLE | COM | 39.03K | SH | $3.15M 2.18% | 0.00 | 0.00 | 39.03K |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 73.65K | SH | $3.09M 2.13% | 0.00 | 0.00 | 73.65K |
UNITEDHEALTH GROUP INCSOLE | COM | 5.25K | SH | $3.07M 2.12% | 0.00 | 0.00 | 5.25K |
IDEXX LABS INCSOLE | COM | 4K | SH | $2.02M 1.39% | 0.00 | 0.00 | 4K |
CANADIAN NATL RY COSOLE | COM | 16.31K | SH | $1.91M 1.32% | 0.00 | 0.00 | 16.31K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 8.36K | SH | $1.85M 1.28% | 0.00 | 0.00 | 8.36K |
LOCKHEED MARTIN CORPSOLE | COM | 3.04K | SH | $1.78M 1.23% | 0.00 | 0.00 | 3.04K |
INVESCO EXCHANGE TRADED FD TSOLE | DORSEY WRGT UTIL | 43.41K | SH | $1.76M 1.21% | 0.00 | 0.00 | 43.41K |
INTUITSOLE | COM | 2.70K | SH | $1.68M 1.16% | 0.00 | 0.00 | 2.70K |
MERCK & CO INCSOLE | COM | 14.60K | SH | $1.66M 1.14% | 0.00 | 0.00 | 14.60K |
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