Filed: 2/13/2024ACC: 0001941040-24-000115
📋 What this filing means
ROI FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $120.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
62
Positions
$120.85M
Total AUM (reported)
869.18K
Total Shares
Allocation by class
COM$88.47M73.2%
CAP STK CL A$5.06M4.2%
COM CL A$4.35M3.6%
CL A$4.34M3.6%
GOLD SHS$2.69M2.2%
SHS$2.65M2.2%
SPONSORED ADS$2.27M1.9%
Portfolio Concentration
Top 3$25.25M20.9%
4–10$36.10M29.9%
11–25$35.92M29.7%
Rest$23.58M19.5%
Top 3 weight
20.9%
Top 10 weight
50.8%
Voting Authority Distribution
Total shares with voting rights: 869.18K
Sole
Full voting authority
869.18K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole62
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings62
Rows:
ELI LILLY & CO
SOLEShares15.75K
TypeSH
Market value$9.18M
7.60%
Sole
15.75K
Shared
0.00
None
0.00
APPLE INC
SOLEShares46.45K
TypeSH
Market value$8.94M
7.40%
Sole
46.45K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares10.79K
TypeSH
Market value$7.12M
5.89%
Sole
10.79K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares17.85K
TypeSH
Market value$6.71M
5.56%
Sole
17.85K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares11.65K
TypeSH
Market value$5.77M
4.77%
Sole
11.65K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares36.22K
TypeSH
Market value$5.06M
4.19%
Sole
36.22K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares14.51K
TypeSH
Market value$5.03M
4.16%
Sole
14.51K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares4.33K
TypeSH
Market value$4.83M
4.00%
Sole
4.33K
Shared
0.00
None
0.00
VISA INC
SOLEShares16.73K
TypeSH
Market value$4.35M
3.60%
Sole
16.73K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares28.59K
TypeSH
Market value$4.34M
3.59%
Sole
28.59K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares10.17K
TypeSH
Market value$4.34M
3.59%
Sole
10.17K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares13.64K
TypeSH
Market value$4.02M
3.33%
Sole
13.64K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares5.56K
TypeSH
Market value$2.93M
2.42%
Sole
5.56K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares19.21K
TypeSH
Market value$2.81M
2.33%
Sole
19.21K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares14.09K
TypeSH
Market value$2.69M
2.23%
Sole
14.09K
Shared
0.00
None
0.00
FIRST TR MORNINGSTAR DIVID L
SOLEShares74K
TypeSH
Market value$2.65M
2.20%
Sole
74K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares21.83K
TypeSH
Market value$2.27M
1.88%
Sole
21.83K
Shared
0.00
None
0.00
IDEXX LABS INC
SOLEShares3.96K
TypeSH
Market value$2.20M
1.82%
Sole
3.96K
Shared
0.00
None
0.00
CANADIAN NATL RY CO
SOLEShares15.38K
TypeSH
Market value$1.93M
1.60%
Sole
15.38K
Shared
0.00
None
0.00
NIKE INC
SOLEShares16.99K
TypeSH
Market value$1.84M
1.53%
Sole
16.99K
Shared
0.00
None
0.00
WALMART INC
SOLEShares11.35K
TypeSH
Market value$1.79M
1.48%
Sole
11.35K
Shared
0.00
None
0.00
DOLLAR GEN CORP NEW
SOLEShares12.94K
TypeSH
Market value$1.76M
1.46%
Sole
12.94K
Shared
0.00
None
0.00
COCA COLA CO
SOLEShares28.19K
TypeSH
Market value$1.66M
1.37%
Sole
28.19K
Shared
0.00
None
0.00
INTUIT
SOLEShares2.42K
TypeSH
Market value$1.51M
1.25%
Sole
2.42K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares13.72K
TypeSH
Market value$1.50M
1.24%
Sole
13.72K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ELI LILLY & COSOLE | COM | 15.75K | SH | $9.18M 7.60% | 15.75K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 46.45K | SH | $8.94M 7.40% | 46.45K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 10.79K | SH | $7.12M 5.89% | 10.79K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 17.85K | SH | $6.71M 5.56% | 17.85K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 11.65K | SH | $5.77M 4.77% | 11.65K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 36.22K | SH | $5.06M 4.19% | 36.22K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 14.51K | SH | $5.03M 4.16% | 14.51K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 4.33K | SH | $4.83M 4.00% | 4.33K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 16.73K | SH | $4.35M 3.60% | 16.73K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 28.59K | SH | $4.34M 3.59% | 28.59K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 10.17K | SH | $4.34M 3.59% | 10.17K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 13.64K | SH | $4.02M 3.33% | 13.64K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 5.56K | SH | $2.93M 2.42% | 5.56K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 19.21K | SH | $2.81M 2.33% | 19.21K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 14.09K | SH | $2.69M 2.23% | 14.09K | 0.00 | 0.00 |
FIRST TR MORNINGSTAR DIVID LSOLE | SHS | 74K | SH | $2.65M 2.20% | 74K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 21.83K | SH | $2.27M 1.88% | 21.83K | 0.00 | 0.00 |
IDEXX LABS INCSOLE | COM | 3.96K | SH | $2.20M 1.82% | 3.96K | 0.00 | 0.00 |
CANADIAN NATL RY COSOLE | COM | 15.38K | SH | $1.93M 1.60% | 15.38K | 0.00 | 0.00 |
NIKE INCSOLE | CL B | 16.99K | SH | $1.84M 1.53% | 16.99K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 11.35K | SH | $1.79M 1.48% | 11.35K | 0.00 | 0.00 |
DOLLAR GEN CORP NEWSOLE | COM | 12.94K | SH | $1.76M 1.46% | 12.94K | 0.00 | 0.00 |
COCA COLA COSOLE | COM | 28.19K | SH | $1.66M 1.37% | 28.19K | 0.00 | 0.00 |
INTUITSOLE | COM | 2.42K | SH | $1.51M 1.25% | 2.42K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 13.72K | SH | $1.50M 1.24% | 13.72K | 0.00 | 0.00 |
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