Filed: 10/25/2022ACC: 0001606587-22-001994
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 16 equity positions with a total reported market value of $3.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
16
Positions
$3.7K
Total AUM (reported)
44K
Total Shares
Allocation by class
S&P DIVID ETF$844.0022.9%
ACTIVE BD ETF$658.0017.9%
TR UNIT$657.0017.9%
DIV APP ETF$326.008.9%
CORE US AGGBD ET$302.008.2%
MID CAP ETF$244.006.6%
PFD AND INCM SEC$146.004.0%
Portfolio Concentration
Top 3$2.2K58.7%
4–10$1.4K37.8%
11–25$129.003.5%
Top 3 weight
58.7%
Top 10 weight
96.5%
Voting Authority Distribution
Total shares with voting rights: 44K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
44K
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole16
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings16
Rows:
SPDR S&P DIVIDEND ETF
SOLEShares7.57K
TypeSH
Market value$844.00
22.94%
Sole
0.00
Shared
0.00
None
7.57K
PIMCO ACTIVE BOND ETF
SOLEShares13.34K
TypeSH
Market value$658.00
17.89%
Sole
0.00
Shared
0.00
None
13.34K
SPDR S&P 500 ETF
SOLEShares1.84K
TypeSH
Market value$657.00
17.86%
Sole
0.00
Shared
0.00
None
1.84K
VANGUARD DIVIDEND
SOLEShares2.42K
TypeSH
Market value$326.00
8.86%
Sole
0.00
Shared
0.00
None
2.42K
ISHARES CORE US
SOLEShares3.14K
TypeSH
Market value$302.00
8.21%
Sole
0.00
Shared
0.00
None
3.14K
VANGUARD MID CAP ETF
SOLEShares1.30K
TypeSH
Market value$244.00
6.63%
Sole
0.00
Shared
0.00
None
1.30K
ISHARES PREFERRED INCOME
SOLEShares4.63K
TypeSH
Market value$146.00
3.97%
Sole
0.00
Shared
0.00
None
4.63K
ISHARES TR IS 1-5 YR IN
SOLEShares2.95K
TypeSH
Market value$145.00
3.94%
Sole
0.00
Shared
0.00
None
2.95K
BLACKROCK ULTRA SHORT
SOLEShares2.48K
TypeSH
Market value$123.00
3.34%
Sole
0.00
Shared
0.00
None
2.48K
VANGUARD SHORT INFLATION
SOLEShares2.20K
TypeSH
Market value$105.00
2.85%
Sole
0.00
Shared
0.00
None
2.20K
VANGUARD FINANCIALS ETF
SOLEShares715.00
TypeSH
Market value$53.00
1.44%
Sole
0.00
Shared
0.00
None
715.00
SCHWAB US SMALL CAP ETF
SOLEShares1.01K
TypeSH
Market value$38.00
1.03%
Sole
0.00
Shared
0.00
None
1.01K
INVSC QQQ TRUST SRS 1
SOLEShares118.00
TypeSH
Market value$31.00
0.84%
Sole
0.00
Shared
0.00
None
118.00
INVESCO SENIOR LOAN ETF
SOLEShares204.00
TypeSH
Market value$4.00
0.11%
Sole
0.00
Shared
0.00
None
204.00
ISHARES CORE MSCI EAFE
SOLEShares49.00
TypeSH
Market value$2.00
0.05%
Sole
0.00
Shared
0.00
None
49.00
VANGUARD TOTAL BOND
SOLEShares27.00
TypeSH
Market value$1.00
0.03%
Sole
0.00
Shared
0.00
None
27.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P DIVIDEND ETFSOLE | S&P DIVID ETF | 7.57K | SH | $844.00 22.94% | 0.00 | 0.00 | 7.57K |
PIMCO ACTIVE BOND ETFSOLE | ACTIVE BD ETF | 13.34K | SH | $658.00 17.89% | 0.00 | 0.00 | 13.34K |
SPDR S&P 500 ETFSOLE | TR UNIT | 1.84K | SH | $657.00 17.86% | 0.00 | 0.00 | 1.84K |
VANGUARD DIVIDENDSOLE | DIV APP ETF | 2.42K | SH | $326.00 8.86% | 0.00 | 0.00 | 2.42K |
ISHARES CORE USSOLE | CORE US AGGBD ET | 3.14K | SH | $302.00 8.21% | 0.00 | 0.00 | 3.14K |
VANGUARD MID CAP ETFSOLE | MID CAP ETF | 1.30K | SH | $244.00 6.63% | 0.00 | 0.00 | 1.30K |
ISHARES PREFERRED INCOMESOLE | PFD AND INCM SEC | 4.63K | SH | $146.00 3.97% | 0.00 | 0.00 | 4.63K |
ISHARES TR IS 1-5 YR INSOLE | ISHS 1-5YR INVS | 2.95K | SH | $145.00 3.94% | 0.00 | 0.00 | 2.95K |
BLACKROCK ULTRA SHORTSOLE | BLACKROCK ULTRA | 2.48K | SH | $123.00 3.34% | 0.00 | 0.00 | 2.48K |
VANGUARD SHORT INFLATIONSOLE | STRM INFPROIDX | 2.20K | SH | $105.00 2.85% | 0.00 | 0.00 | 2.20K |
VANGUARD FINANCIALS ETFSOLE | FINANCIALS ETF | 715.00 | SH | $53.00 1.44% | 0.00 | 0.00 | 715.00 |
SCHWAB US SMALL CAP ETFSOLE | US SML CAP ETF | 1.01K | SH | $38.00 1.03% | 0.00 | 0.00 | 1.01K |
INVSC QQQ TRUST SRS 1SOLE | UNIT SER 1 | 118.00 | SH | $31.00 0.84% | 0.00 | 0.00 | 118.00 |
INVESCO SENIOR LOAN ETFSOLE | SR LN ETF | 204.00 | SH | $4.00 0.11% | 0.00 | 0.00 | 204.00 |
ISHARES CORE MSCI EAFESOLE | CORE MSCI EAFE | 49.00 | SH | $2.00 0.05% | 0.00 | 0.00 | 49.00 |
VANGUARD TOTAL BONDSOLE | TOTAL BND MRKT | 27.00 | SH | $1.00 0.03% | 0.00 | 0.00 | 27.00 |