Filed: 1/20/2026ACC: 0001172661-26-000229
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $142.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
39
Positions
$142.99M
Total AUM (reported)
1.35M
Total Shares
Allocation by class
TOTAL STK MKT$30.17M21.1%
CORE S&P500 ETF$19.56M13.7%
CORE S&P TTL STK$14.01M9.8%
US BRD MKT ETF$13.07M9.1%
TR UNIT$8.74M6.1%
SR LN ACTIVE ETF$7.51M5.3%
STATE STREET SPD$6.66M4.7%
Portfolio Concentration
Top 3$63.74M44.6%
4–10$48.06M33.6%
11–25$25.08M17.5%
Rest$6.11M4.3%
Top 3 weight
44.6%
Top 10 weight
78.2%
Voting Authority Distribution
Total shares with voting rights: 1.35M
Sole
Full voting authority
1.35M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole39
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings39
Rows:
VANGUARD INDEX FDS
SOLEShares90K
TypeSH
Market value$30.17M
21.10%
Sole
90K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares28.56K
TypeSH
Market value$19.56M
13.68%
Sole
28.56K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares94.19K
TypeSH
Market value$14.01M
9.79%
Sole
94.19K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares498.33K
TypeSH
Market value$13.07M
9.14%
Sole
498.33K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares12.82K
TypeSH
Market value$8.74M
6.11%
Sole
12.82K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares149.35K
TypeSH
Market value$7.51M
5.25%
Sole
149.35K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares8.55K
TypeSH
Market value$5.25M
3.67%
Sole
8.55K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares23.96K
TypeSH
Market value$5.05M
3.53%
Sole
23.96K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares16.11K
TypeSH
Market value$4.68M
3.27%
Sole
16.11K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares40.42K
TypeSH
Market value$3.76M
2.63%
Sole
40.42K
Shared
0.00
None
0.00
VANGUARD STAR FDS
SOLEShares46.84K
TypeSH
Market value$3.53M
2.47%
Sole
46.84K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares16.16K
TypeSH
Market value$3.10M
2.16%
Sole
16.16K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares36.22K
TypeSH
Market value$2.94M
2.06%
Sole
36.22K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares7.60K
TypeSH
Market value$1.67M
1.17%
Sole
7.60K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares22.10K
TypeSH
Market value$1.64M
1.14%
Sole
22.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares17.34K
TypeSH
Market value$1.55M
1.08%
Sole
17.34K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares10.14K
TypeSH
Market value$1.41M
0.99%
Sole
10.14K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares13.68K
TypeSH
Market value$1.37M
0.96%
Sole
13.68K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares28.33K
TypeSH
Market value$1.33M
0.93%
Sole
28.33K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares3.29K
TypeSH
Market value$1.30M
0.91%
Sole
3.29K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares48.34K
TypeSH
Market value$1.29M
0.90%
Sole
48.34K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares17.14K
TypeSH
Market value$1.13M
0.79%
Sole
17.14K
Shared
0.00
None
0.00
PALANTIR TECHNOLOGIES INC
SOLEShares5.34K
TypeSH
Market value$948.5K
0.66%
Sole
5.34K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares1.50K
TypeSH
Market value$938.4K
0.66%
Sole
1.50K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares11.02K
TypeSH
Market value$921.3K
0.64%
Sole
11.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 90K | SH | $30.17M 21.10% | 90K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 28.56K | SH | $19.56M 13.68% | 28.56K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 94.19K | SH | $14.01M 9.79% | 94.19K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 498.33K | SH | $13.07M 9.14% | 498.33K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.82K | SH | $8.74M 6.11% | 12.82K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 149.35K | SH | $7.51M 5.25% | 149.35K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 8.55K | SH | $5.25M 3.67% | 8.55K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 23.96K | SH | $5.05M 3.53% | 23.96K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 16.11K | SH | $4.68M 3.27% | 16.11K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 40.42K | SH | $3.76M 2.63% | 40.42K | 0.00 | 0.00 |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 46.84K | SH | $3.53M 2.47% | 46.84K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 16.16K | SH | $3.10M 2.16% | 16.16K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 36.22K | SH | $2.94M 2.06% | 36.22K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 7.60K | SH | $1.67M 1.17% | 7.60K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 22.10K | SH | $1.64M 1.14% | 22.10K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 17.34K | SH | $1.55M 1.08% | 17.34K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 10.14K | SH | $1.41M 0.99% | 10.14K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 13.68K | SH | $1.37M 0.96% | 13.68K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 28.33K | SH | $1.33M 0.93% | 28.33K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 3.29K | SH | $1.30M 0.91% | 3.29K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | MULTISECTOR BD | 48.34K | SH | $1.29M 0.90% | 48.34K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 17.14K | SH | $1.13M 0.79% | 17.14K | 0.00 | 0.00 |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 5.34K | SH | $948.5K 0.66% | 5.34K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 1.50K | SH | $938.4K 0.66% | 1.50K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 11.02K | SH | $921.3K 0.64% | 11.02K | 0.00 | 0.00 |
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