Filed: 2/12/2025ACC: 0001172661-25-000714
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $178.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
43
Positions
$178.55M
Total AUM (reported)
1.86M
Total Shares
Allocation by class
TOTAL STK MKT$35.36M19.8%
CORE S&P500 ETF$26.05M14.6%
CORE S&P TTL STK$16.98M9.5%
SR LN ACTIVE ETF$14.54M8.1%
US BRD MKT ETF$14.17M7.9%
TR UNIT$11.39M6.4%
SPDR S&P1500VL$7.50M4.2%
Portfolio Concentration
Top 3$78.40M43.9%
4–10$64.76M36.3%
11–25$27.85M15.6%
Rest$7.55M4.2%
Top 3 weight
43.9%
Top 10 weight
80.2%
Voting Authority Distribution
Total shares with voting rights: 1.86M
Sole
Full voting authority
1.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole43
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings43
Rows:
VANGUARD INDEX FDS
SOLEShares122K
TypeSH
Market value$35.36M
19.80%
Sole
122K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares44.26K
TypeSH
Market value$26.05M
14.59%
Sole
44.26K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares132.05K
TypeSH
Market value$16.98M
9.51%
Sole
132.05K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares284.57K
TypeSH
Market value$14.54M
8.14%
Sole
284.57K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares624.35K
TypeSH
Market value$14.17M
7.94%
Sole
624.35K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares19.43K
TypeSH
Market value$11.39M
6.38%
Sole
19.43K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40.73K
TypeSH
Market value$7.50M
4.20%
Sole
40.73K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares13.66K
TypeSH
Market value$6.98M
3.91%
Sole
13.66K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares19.75K
TypeSH
Market value$5.22M
2.92%
Sole
19.75K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares28.34K
TypeSH
Market value$4.97M
2.78%
Sole
28.34K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares42.80K
TypeSH
Market value$3.87M
2.17%
Sole
42.80K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares24.91K
TypeSH
Market value$2.50M
1.40%
Sole
24.91K
Shared
0.00
None
0.00
VANGUARD STAR FDS
SOLEShares40.29K
TypeSH
Market value$2.37M
1.33%
Sole
40.29K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares50.53K
TypeSH
Market value$2.29M
1.28%
Sole
50.53K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares31.37K
TypeSH
Market value$2.26M
1.26%
Sole
31.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares33.97K
TypeSH
Market value$2.12M
1.19%
Sole
33.97K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares75.43K
TypeSH
Market value$1.96M
1.09%
Sole
75.43K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares13.46K
TypeSH
Market value$1.78M
1.00%
Sole
13.46K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares3.19K
TypeSH
Market value$1.72M
0.96%
Sole
3.19K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares8.58K
TypeSH
Market value$1.68M
0.94%
Sole
8.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares18.04K
TypeSH
Market value$1.27M
0.71%
Sole
18.04K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares16.77K
TypeSH
Market value$1.06M
0.60%
Sole
16.77K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.93K
TypeSH
Market value$1.06M
0.59%
Sole
9.93K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.56K
TypeSH
Market value$1.01M
0.57%
Sole
19.56K
Shared
0.00
None
0.00
PALANTIR TECHNOLOGIES INC
SOLEShares11.98K
TypeSH
Market value$905.9K
0.51%
Sole
11.98K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 122K | SH | $35.36M 19.80% | 122K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 44.26K | SH | $26.05M 14.59% | 44.26K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 132.05K | SH | $16.98M 9.51% | 132.05K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 284.57K | SH | $14.54M 8.14% | 284.57K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 624.35K | SH | $14.17M 7.94% | 624.35K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 19.43K | SH | $11.39M 6.38% | 19.43K | 0.00 | 0.00 |
SPDR SER TRSOLE | SPDR S&P1500VL | 40.73K | SH | $7.50M 4.20% | 40.73K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 13.66K | SH | $6.98M 3.91% | 13.66K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 19.75K | SH | $5.22M 2.92% | 19.75K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 28.34K | SH | $4.97M 2.78% | 28.34K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 42.80K | SH | $3.87M 2.17% | 42.80K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 24.91K | SH | $2.50M 1.40% | 24.91K | 0.00 | 0.00 |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 40.29K | SH | $2.37M 1.33% | 40.29K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 50.53K | SH | $2.29M 1.28% | 50.53K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 31.37K | SH | $2.26M 1.26% | 31.37K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 33.97K | SH | $2.12M 1.19% | 33.97K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | MULTISECTOR BD | 75.43K | SH | $1.96M 1.09% | 75.43K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P DIVID ETF | 13.46K | SH | $1.78M 1.00% | 13.46K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.19K | SH | $1.72M 0.96% | 3.19K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 8.58K | SH | $1.68M 0.94% | 8.58K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 18.04K | SH | $1.27M 0.71% | 18.04K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 16.77K | SH | $1.06M 0.60% | 16.77K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 9.93K | SH | $1.06M 0.59% | 9.93K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 1-5YR INVS | 19.56K | SH | $1.01M 0.57% | 19.56K | 0.00 | 0.00 |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 11.98K | SH | $905.9K 0.51% | 11.98K | 0.00 | 0.00 |
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