Filed: 11/8/2024ACC: 0001172661-24-004523
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $173.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$173.82M
Total AUM (reported)
1.50M
Total Shares
Allocation by class
TOTAL STK MKT$32.28M18.6%
CORE S&P500 ETF$24.08M13.9%
US BRD MKT ETF$13.59M7.8%
CORE S&P TTL STK$11.50M6.6%
SR LN ACTIVE ETF$11.21M6.4%
TR UNIT$8.99M5.2%
SPDR S&P1500VL$7.47M4.3%
Portfolio Concentration
Top 3$69.96M40.2%
4–10$58.43M33.6%
11–25$33.47M19.3%
Rest$11.97M6.9%
Top 3 weight
40.2%
Top 10 weight
73.9%
Voting Authority Distribution
Total shares with voting rights: 1.50M
Sole
Full voting authority
1.50M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings54
Rows:
VANGUARD INDEX FDS
SOLEShares114K
TypeSH
Market value$32.28M
18.57%
Sole
114K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares41.75K
TypeSH
Market value$24.08M
13.86%
Sole
41.75K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares204.34K
TypeSH
Market value$13.59M
7.82%
Sole
204.34K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares91.56K
TypeSH
Market value$11.50M
6.62%
Sole
91.56K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares219.21K
TypeSH
Market value$11.21M
6.45%
Sole
219.21K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares15.67K
TypeSH
Market value$8.99M
5.17%
Sole
15.67K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40.50K
TypeSH
Market value$7.47M
4.30%
Sole
40.50K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares73.97K
TypeSH
Market value$7.00M
4.03%
Sole
73.97K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares13.47K
TypeSH
Market value$6.57M
3.78%
Sole
13.47K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares75.70K
TypeSH
Market value$5.69M
3.27%
Sole
75.70K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares19.67K
TypeSH
Market value$5.19M
2.99%
Sole
19.67K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares23.62K
TypeSH
Market value$4.23M
2.43%
Sole
23.62K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares63.20K
TypeSH
Market value$2.98M
1.72%
Sole
63.20K
Shared
0.00
None
0.00
VANGUARD STAR FDS
SOLEShares40.04K
TypeSH
Market value$2.59M
1.49%
Sole
40.04K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares93.23K
TypeSH
Market value$2.48M
1.43%
Sole
93.23K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares33.83K
TypeSH
Market value$2.11M
1.21%
Sole
33.83K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares13.10K
TypeSH
Market value$1.86M
1.07%
Sole
13.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.77K
TypeSH
Market value$1.86M
1.07%
Sole
23.77K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares8.51K
TypeSH
Market value$1.69M
0.97%
Sole
8.51K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares31.86K
TypeSH
Market value$1.68M
0.97%
Sole
31.86K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares3.04K
TypeSH
Market value$1.60M
0.92%
Sole
3.04K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares20.75K
TypeSH
Market value$1.48M
0.85%
Sole
20.75K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.61K
TypeSH
Market value$1.30M
0.75%
Sole
25.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.78K
TypeSH
Market value$1.22M
0.70%
Sole
10.78K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.22K
TypeSH
Market value$1.20M
0.69%
Sole
12.22K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 114K | SH | $32.28M 18.57% | 114K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 41.75K | SH | $24.08M 13.86% | 41.75K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 204.34K | SH | $13.59M 7.82% | 204.34K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 91.56K | SH | $11.50M 6.62% | 91.56K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 219.21K | SH | $11.21M 6.45% | 219.21K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 15.67K | SH | $8.99M 5.17% | 15.67K | 0.00 | 0.00 |
SPDR SER TRSOLE | SPDR S&P1500VL | 40.50K | SH | $7.47M 4.30% | 40.50K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 73.97K | SH | $7.00M 4.03% | 73.97K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 13.47K | SH | $6.57M 3.78% | 13.47K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 75.70K | SH | $5.69M 3.27% | 75.70K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 19.67K | SH | $5.19M 2.99% | 19.67K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 23.62K | SH | $4.23M 2.43% | 23.62K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 63.20K | SH | $2.98M 1.72% | 63.20K | 0.00 | 0.00 |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 40.04K | SH | $2.59M 1.49% | 40.04K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | MULTISECTOR BD | 93.23K | SH | $2.48M 1.43% | 93.23K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 33.83K | SH | $2.11M 1.21% | 33.83K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P DIVID ETF | 13.10K | SH | $1.86M 1.07% | 13.10K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 23.77K | SH | $1.86M 1.07% | 23.77K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 8.51K | SH | $1.69M 0.97% | 8.51K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 1-5YR INVS | 31.86K | SH | $1.68M 0.97% | 31.86K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.04K | SH | $1.60M 0.92% | 3.04K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 20.75K | SH | $1.48M 0.85% | 20.75K | 0.00 | 0.00 |
ISHARES TRSOLE | BLACKROCK ULTRA | 25.61K | SH | $1.30M 0.75% | 25.61K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 10.78K | SH | $1.22M 0.70% | 10.78K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 12.22K | SH | $1.20M 0.69% | 12.22K | 0.00 | 0.00 |
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