Filed: 1/23/2024ACC: 0001172661-24-000302
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $135.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$135.36M
Total AUM (reported)
1.40M
Total Shares
Allocation by class
TOTAL STK MKT$24.28M17.9%
US BRD MKT ETF$11.95M8.8%
CORE S&P500 ETF$10.14M7.5%
SR LN ACTIVE ETF$8.20M6.1%
CORE S&P TTL STK$7.61M5.6%
ACTIVE BD ETF$6.19M4.6%
CORE S&P MCP ETF$5.91M4.4%
Portfolio Concentration
Top 3$46.38M34.3%
4–10$43.43M32.1%
11–25$38.19M28.2%
Rest$7.37M5.4%
Top 3 weight
34.3%
Top 10 weight
66.3%
Voting Authority Distribution
Total shares with voting rights: 1.40M
Sole
Full voting authority
1.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole41
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings41
Rows:
VANGUARD INDEX FDS
SOLEShares102.36K
TypeSH
Market value$24.28M
17.94%
Sole
102.36K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares214.72K
TypeSH
Market value$11.95M
8.83%
Sole
214.72K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares21.23K
TypeSH
Market value$10.14M
7.49%
Sole
21.23K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares162.42K
TypeSH
Market value$8.20M
6.06%
Sole
162.42K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares72.30K
TypeSH
Market value$7.61M
5.62%
Sole
72.30K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares66.96K
TypeSH
Market value$6.19M
4.57%
Sole
66.96K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares21.33K
TypeSH
Market value$5.91M
4.37%
Sole
21.33K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares34.79K
TypeSH
Market value$5.58M
4.12%
Sole
34.79K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares21.39K
TypeSH
Market value$4.98M
3.68%
Sole
21.39K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares67.50K
TypeSH
Market value$4.97M
3.67%
Sole
67.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares93.58K
TypeSH
Market value$4.80M
3.55%
Sole
93.58K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares10.63K
TypeSH
Market value$4.35M
3.22%
Sole
10.63K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares24.35K
TypeSH
Market value$3.84M
2.84%
Sole
24.35K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares69.13K
TypeSH
Market value$3.20M
2.37%
Sole
69.13K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares17.79K
TypeSH
Market value$3.03M
2.24%
Sole
17.79K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares21.40K
TypeSH
Market value$2.68M
1.98%
Sole
21.40K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares5.28K
TypeSH
Market value$2.51M
1.85%
Sole
5.28K
Shared
0.00
None
0.00
VANGUARD STAR FDS
SOLEShares43.13K
TypeSH
Market value$2.50M
1.85%
Sole
43.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.97K
TypeSH
Market value$2.21M
1.63%
Sole
19.97K
Shared
0.00
None
0.00
PROLOGIS INC.
SOLEShares14.58K
TypeSH
Market value$1.94M
1.44%
Sole
14.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.84K
TypeSH
Market value$1.82M
1.34%
Sole
25.84K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares24.55K
TypeSH
Market value$1.58M
1.17%
Sole
24.55K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares29.67K
TypeSH
Market value$1.49M
1.10%
Sole
29.67K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares57.78K
TypeSH
Market value$1.22M
0.90%
Sole
57.78K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.06K
TypeSH
Market value$994.7K
0.73%
Sole
10.06K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 102.36K | SH | $24.28M 17.94% | 102.36K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 214.72K | SH | $11.95M 8.83% | 214.72K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 21.23K | SH | $10.14M 7.49% | 21.23K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 162.42K | SH | $8.20M 6.06% | 162.42K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 72.30K | SH | $7.61M 5.62% | 72.30K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 66.96K | SH | $6.19M 4.57% | 66.96K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 21.33K | SH | $5.91M 4.37% | 21.33K | 0.00 | 0.00 |
SPDR SER TRSOLE | SPDR S&P1500VL | 34.79K | SH | $5.58M 4.12% | 34.79K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 21.39K | SH | $4.98M 3.68% | 21.39K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 67.50K | SH | $4.97M 3.67% | 67.50K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 1-5YR INVS | 93.58K | SH | $4.80M 3.55% | 93.58K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.63K | SH | $4.35M 3.22% | 10.63K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 24.35K | SH | $3.84M 2.84% | 24.35K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 69.13K | SH | $3.20M 2.37% | 69.13K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 17.79K | SH | $3.03M 2.24% | 17.79K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P DIVID ETF | 21.40K | SH | $2.68M 1.98% | 21.40K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.28K | SH | $2.51M 1.85% | 5.28K | 0.00 | 0.00 |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 43.13K | SH | $2.50M 1.85% | 43.13K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 19.97K | SH | $2.21M 1.63% | 19.97K | 0.00 | 0.00 |
PROLOGIS INC.SOLE | COM | 14.58K | SH | $1.94M 1.44% | 14.58K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 25.84K | SH | $1.82M 1.34% | 25.84K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 24.55K | SH | $1.58M 1.17% | 24.55K | 0.00 | 0.00 |
ISHARES TRSOLE | BLACKROCK ULTRA | 29.67K | SH | $1.49M 1.10% | 29.67K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 57.78K | SH | $1.22M 0.90% | 57.78K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 10.06K | SH | $994.7K 0.73% | 10.06K | 0.00 | 0.00 |
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