ROGER WITTLIN INVESTMENT ADVISORY, LLC

Filed: 11/14/2023ACC: 0001172661-23-003828

📋 What this filing means

ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $117.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$117.80M

Total AUM (reported)

1.34M

Total Shares

Allocation by class

TOTAL STK MKT$20.97M17.8%

US BRD MKT ETF$10.12M8.6%

CORE S&P500 ETF$9.02M7.7%

SR LN ACTIVE ETF$8.00M6.8%

CORE S&P TTL STK$6.75M5.7%

TOTAL BND MRKT$5.48M4.7%

CORE S&P MCP ETF$5.34M4.5%

Portfolio Concentration

Top 3$40.11M34.0%

4–10$40.26M34.2%

11–25$31.46M26.7%

Rest$5.97M5.1%

Top 3 weight

34.0%

Top 10 weight

68.2%

Voting Authority Distribution

Total shares with voting rights: 1.34M

Sole

Full voting authority

1.34M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole39

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings39

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares98.70K

TypeSH

Market value$20.97M

17.80%

Sole

98.70K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares202.95K

TypeSH

Market value$10.12M

8.59%

Sole

202.95K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares21.01K

TypeSH

Market value$9.02M

7.66%

Sole

21.01K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

SR LN ACTIVE ETF

Shares159.12K

TypeSH

Market value$8.00M

6.79%

Sole

159.12K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P TTL STK

Shares71.64K

TypeSH

Market value$6.75M

5.73%

Sole

71.64K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares78.59K

TypeSH

Market value$5.48M

4.66%

Sole

78.59K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares21.43K

TypeSH

Market value$5.34M

4.54%

Sole

21.43K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares59.77K

TypeSH

Market value$5.25M

4.46%

Sole

59.77K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

SPDR S&P1500VL

Shares33.59K

TypeSH

Market value$4.86M

4.12%

Sole

33.59K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares91.78K

TypeSH

Market value$4.57M

3.88%

Sole

91.78K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares20.11K

TypeSH

Market value$4.19M

3.56%

Sole

20.11K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares10.29K

TypeSH

Market value$3.69M

3.13%

Sole

10.29K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares68.28K

TypeSH

Market value$2.99M

2.54%

Sole

68.28K

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares17.60K

TypeSH

Market value$2.74M

2.32%

Sole

17.60K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

S&P DIVID ETF

Shares21.68K

TypeSH

Market value$2.49M

2.12%

Sole

21.68K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares5.26K

TypeSH

Market value$2.25M

1.91%

Sole

5.26K

Shared

0.00

None

0.00

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares40.72K

TypeSH

Market value$2.18M

1.85%

Sole

40.72K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares20.98K

TypeSH

Market value$2.14M

1.82%

Sole

20.98K

Shared

0.00

None

0.00

PROLOGIS INC.

SOLE

COM

Shares14.47K

TypeSH

Market value$1.62M

1.38%

Sole

14.47K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares29.69K

TypeSH

Market value$1.50M

1.27%

Sole

29.69K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EUROPE ETF

Shares25.24K

TypeSH

Market value$1.46M

1.24%

Sole

25.24K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares20.52K

TypeSH

Market value$1.32M

1.12%

Sole

20.52K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

SR LN ETF

Shares56.53K

TypeSH

Market value$1.19M

1.01%

Sole

56.53K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG HIGH Y

Shares9.47K

TypeSH

Market value$856.1K

0.73%

Sole

9.47K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares11.10K

TypeSH

Market value$843.5K

0.72%

Sole

11.10K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	98.70K	SH	$20.97M 17.80%	98.70K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	202.95K	SH	$10.12M 8.59%	202.95K
ISHARES TRSOLE	CORE S&P500 ETF	21.01K	SH	$9.02M 7.66%	21.01K
PIMCO ETF TRSOLE	SR LN ACTIVE ETF	159.12K	SH	$8.00M 6.79%	159.12K
ISHARES TRSOLE	CORE S&P TTL STK	71.64K	SH	$6.75M 5.73%	71.64K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	78.59K	SH	$5.48M 4.66%	78.59K
ISHARES TRSOLE	CORE S&P MCP ETF	21.43K	SH	$5.34M 4.54%	21.43K
PIMCO ETF TRSOLE	ACTIVE BD ETF	59.77K	SH	$5.25M 4.46%	59.77K
SPDR SER TRSOLE	SPDR S&P1500VL	33.59K	SH	$4.86M 4.12%	33.59K
ISHARES TRSOLE	ISHS 1-5YR INVS	91.78K	SH	$4.57M 3.88%	91.78K
VANGUARD INDEX FDSSOLE	MID CAP ETF	20.11K	SH	$4.19M 3.56%	20.11K
INVESCO QQQ TRSOLE	UNIT SER 1	10.29K	SH	$3.69M 3.13%	10.29K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	68.28K	SH	$2.99M 2.54%	68.28K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	17.60K	SH	$2.74M 2.32%	17.60K
SPDR SER TRSOLE	S&P DIVID ETF	21.68K	SH	$2.49M 2.12%	21.68K
SPDR S&P 500 ETF TRSOLE	TR UNIT	5.26K	SH	$2.25M 1.91%	5.26K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	40.72K	SH	$2.18M 1.85%	40.72K
ISHARES TRSOLE	IBOXX INV CP ETF	20.98K	SH	$2.14M 1.82%	20.98K
PROLOGIS INC.SOLE	COM	14.47K	SH	$1.62M 1.38%	14.47K
ISHARES TRSOLE	BLACKROCK ULTRA	29.69K	SH	$1.50M 1.27%	29.69K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EUROPE ETF	25.24K	SH	$1.46M 1.24%	25.24K
ISHARES TRSOLE	CORE MSCI EAFE	20.52K	SH	$1.32M 1.12%	20.52K
INVESCO EXCH TRADED FD TR IISOLE	SR LN ETF	56.53K	SH	$1.19M 1.01%	56.53K
SPDR SER TRSOLE	BLOOMBERG HIGH Y	9.47K	SH	$856.1K 0.73%	9.47K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	11.10K	SH	$843.5K 0.72%	11.10K

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