Filed: 7/31/2023ACC: 0001172661-23-002695
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $123.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
42
Positions
$123.34M
Total AUM (reported)
1.40M
Total Shares
Allocation by class
TOTAL STK MKT$20.63M16.7%
US BRD MKT ETF$10.45M8.5%
CORE S&P500 ETF$9.03M7.3%
SR LN ACTIVE ETF$7.77M6.3%
CORE S&P TTL STK$6.98M5.7%
ACTIVE BD ETF$5.95M4.8%
TOTAL BND MRKT$5.84M4.7%
Portfolio Concentration
Top 3$40.11M32.5%
4–10$41.77M33.9%
11–25$33.07M26.8%
Rest$8.39M6.8%
Top 3 weight
32.5%
Top 10 weight
66.4%
Voting Authority Distribution
Total shares with voting rights: 1.40M
Sole
Full voting authority
1.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole42
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings42
Rows:
VANGUARD INDEX FDS
SOLEShares93.65K
TypeSH
Market value$20.63M
16.73%
Sole
93.65K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares202.20K
TypeSH
Market value$10.45M
8.48%
Sole
202.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares20.26K
TypeSH
Market value$9.03M
7.32%
Sole
20.26K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares155.75K
TypeSH
Market value$7.77M
6.30%
Sole
155.75K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares71.38K
TypeSH
Market value$6.98M
5.66%
Sole
71.38K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares64.95K
TypeSH
Market value$5.95M
4.82%
Sole
64.95K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares80.34K
TypeSH
Market value$5.84M
4.73%
Sole
80.34K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares21.43K
TypeSH
Market value$5.60M
4.54%
Sole
21.43K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares33.41K
TypeSH
Market value$4.96M
4.02%
Sole
33.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares92.82K
TypeSH
Market value$4.66M
3.78%
Sole
92.82K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares19.18K
TypeSH
Market value$4.22M
3.42%
Sole
19.18K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares78.79K
TypeSH
Market value$3.62M
2.94%
Sole
78.79K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares9.32K
TypeSH
Market value$3.44M
2.79%
Sole
9.32K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares17.95K
TypeSH
Market value$2.92M
2.36%
Sole
17.95K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares21.54K
TypeSH
Market value$2.64M
2.14%
Sole
21.54K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares5.15K
TypeSH
Market value$2.28M
1.85%
Sole
5.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares20.53K
TypeSH
Market value$2.22M
1.80%
Sole
20.53K
Shared
0.00
None
0.00
VANGUARD STAR FDS
SOLEShares38.70K
TypeSH
Market value$2.17M
1.76%
Sole
38.70K
Shared
0.00
None
0.00
PROLOGIS INC.
SOLEShares14.37K
TypeSH
Market value$1.76M
1.43%
Sole
14.37K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares27.50K
TypeSH
Market value$1.70M
1.38%
Sole
27.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares31.94K
TypeSH
Market value$1.61M
1.30%
Sole
31.94K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.14K
TypeSH
Market value$1.29M
1.05%
Sole
19.14K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares55.18K
TypeSH
Market value$1.16M
0.94%
Sole
55.18K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.91K
TypeSH
Market value$1.12M
0.91%
Sole
10.91K
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares47.13K
TypeSH
Market value$914.0K
0.74%
Sole
47.13K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 93.65K | SH | $20.63M 16.73% | 93.65K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 202.20K | SH | $10.45M 8.48% | 202.20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 20.26K | SH | $9.03M 7.32% | 20.26K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 155.75K | SH | $7.77M 6.30% | 155.75K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 71.38K | SH | $6.98M 5.66% | 71.38K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 64.95K | SH | $5.95M 4.82% | 64.95K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 80.34K | SH | $5.84M 4.73% | 80.34K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 21.43K | SH | $5.60M 4.54% | 21.43K | 0.00 | 0.00 |
SPDR SER TRSOLE | SPDR S&P1500VL | 33.41K | SH | $4.96M 4.02% | 33.41K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 1-5YR INVS | 92.82K | SH | $4.66M 3.78% | 92.82K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 19.18K | SH | $4.22M 3.42% | 19.18K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 78.79K | SH | $3.62M 2.94% | 78.79K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.32K | SH | $3.44M 2.79% | 9.32K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 17.95K | SH | $2.92M 2.36% | 17.95K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P DIVID ETF | 21.54K | SH | $2.64M 2.14% | 21.54K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.15K | SH | $2.28M 1.85% | 5.15K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 20.53K | SH | $2.22M 1.80% | 20.53K | 0.00 | 0.00 |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 38.70K | SH | $2.17M 1.76% | 38.70K | 0.00 | 0.00 |
PROLOGIS INC.SOLE | COM | 14.37K | SH | $1.76M 1.43% | 14.37K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 27.50K | SH | $1.70M 1.38% | 27.50K | 0.00 | 0.00 |
ISHARES TRSOLE | BLACKROCK ULTRA | 31.94K | SH | $1.61M 1.30% | 31.94K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 19.14K | SH | $1.29M 1.05% | 19.14K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 55.18K | SH | $1.16M 0.94% | 55.18K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 10.91K | SH | $1.12M 0.91% | 10.91K | 0.00 | 0.00 |
GLOBAL X FDSSOLE | US PFD ETF | 47.13K | SH | $914.0K 0.74% | 47.13K | 0.00 | 0.00 |
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