Filed: 5/12/2023ACC: 0001172661-23-002024
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $111.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
42
Positions
$111.87M
Total AUM (reported)
1.37M
Total Shares
Allocation by class
TOTAL STK MKT$12.15M10.9%
S&P DIVID ETF$7.97M7.1%
US BRD MKT ETF$7.80M7.0%
SR LN ACTIVE ETF$7.53M6.7%
CORE S&P500 ETF$7.21M6.4%
CORE S&P TTL STK$6.39M5.7%
ACTIVE BD ETF$6.03M5.4%
Portfolio Concentration
Top 3$27.92M25.0%
4–10$43.10M38.5%
11–25$32.93M29.4%
Rest$7.93M7.1%
Top 3 weight
25.0%
Top 10 weight
63.5%
Voting Authority Distribution
Total shares with voting rights: 1.37M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.37M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole42
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings42
Rows:
VANGUARD INDEX FDS
SOLEShares59.55K
TypeSH
Market value$12.15M
10.86%
Sole
0.00
Shared
0.00
None
59.55K
SPDR SER TR
SOLEShares64.39K
TypeSH
Market value$7.97M
7.12%
Sole
0.00
Shared
0.00
None
64.39K
SCHWAB STRATEGIC TR
SOLEShares162.97K
TypeSH
Market value$7.80M
6.97%
Sole
0.00
Shared
0.00
None
162.97K
PIMCO ETF TR
SOLEShares152.24K
TypeSH
Market value$7.53M
6.73%
Sole
0.00
Shared
0.00
None
152.24K
ISHARES TR
SOLEShares17.53K
TypeSH
Market value$7.21M
6.44%
Sole
0.00
Shared
0.00
None
17.53K
ISHARES TR
SOLEShares70.56K
TypeSH
Market value$6.39M
5.71%
Sole
0.00
Shared
0.00
None
70.56K
PIMCO ETF TR
SOLEShares64.97K
TypeSH
Market value$6.03M
5.39%
Sole
0.00
Shared
0.00
None
64.97K
VANGUARD BD INDEX FDS
SOLEShares79.68K
TypeSH
Market value$5.88M
5.26%
Sole
0.00
Shared
0.00
None
79.68K
ISHARES TR
SOLEShares21.37K
TypeSH
Market value$5.35M
4.78%
Sole
0.00
Shared
0.00
None
21.37K
SPDR SER TR
SOLEShares33.22K
TypeSH
Market value$4.72M
4.22%
Sole
0.00
Shared
0.00
None
33.22K
ISHARES TR
SOLEShares93.02K
TypeSH
Market value$4.70M
4.20%
Sole
0.00
Shared
0.00
None
93.02K
VANGUARD INDEX FDS
SOLEShares20.08K
TypeSH
Market value$4.24M
3.79%
Sole
0.00
Shared
0.00
None
20.08K
VANGUARD SCOTTSDALE FDS
SOLEShares78.17K
TypeSH
Market value$3.64M
3.25%
Sole
0.00
Shared
0.00
None
78.17K
ISHARES TR
SOLEShares60.15K
TypeSH
Market value$3.02M
2.70%
Sole
0.00
Shared
0.00
None
60.15K
VANGUARD SPECIALIZED FUNDS
SOLEShares16.51K
TypeSH
Market value$2.54M
2.27%
Sole
0.00
Shared
0.00
None
16.51K
ISHARES TR
SOLEShares20.45K
TypeSH
Market value$2.24M
2.00%
Sole
0.00
Shared
0.00
None
20.45K
INVESCO QQQ TR
SOLEShares6.37K
TypeSH
Market value$2.04M
1.83%
Sole
0.00
Shared
0.00
None
6.37K
PROLOGIS INC.
SOLEShares14.27K
TypeSH
Market value$1.78M
1.59%
Sole
0.00
Shared
0.00
None
14.27K
SPDR S&P 500 ETF TR
SOLEShares4.21K
TypeSH
Market value$1.72M
1.54%
Sole
0.00
Shared
0.00
None
4.21K
VANGUARD INTL EQUITY INDEX F
SOLEShares26.70K
TypeSH
Market value$1.63M
1.45%
Sole
0.00
Shared
0.00
None
26.70K
INVESCO EXCH TRADED FD TR II
SOLEShares66.25K
TypeSH
Market value$1.38M
1.23%
Sole
0.00
Shared
0.00
None
66.25K
ISHARES TR
SOLEShares10.83K
TypeSH
Market value$1.15M
1.03%
Sole
0.00
Shared
0.00
None
10.83K
ISHARES TR
SOLEShares33.46K
TypeSH
Market value$1.04M
0.93%
Sole
0.00
Shared
0.00
None
33.46K
GLOBAL X FDS
SOLEShares46.38K
TypeSH
Market value$921.0K
0.82%
Sole
0.00
Shared
0.00
None
46.38K
VANGUARD SCOTTSDALE FDS
SOLEShares10.89K
TypeSH
Market value$873.8K
0.78%
Sole
0.00
Shared
0.00
None
10.89K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 59.55K | SH | $12.15M 10.86% | 0.00 | 0.00 | 59.55K |
SPDR SER TRSOLE | S&P DIVID ETF | 64.39K | SH | $7.97M 7.12% | 0.00 | 0.00 | 64.39K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 162.97K | SH | $7.80M 6.97% | 0.00 | 0.00 | 162.97K |
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 152.24K | SH | $7.53M 6.73% | 0.00 | 0.00 | 152.24K |
ISHARES TRSOLE | CORE S&P500 ETF | 17.53K | SH | $7.21M 6.44% | 0.00 | 0.00 | 17.53K |
ISHARES TRSOLE | CORE S&P TTL STK | 70.56K | SH | $6.39M 5.71% | 0.00 | 0.00 | 70.56K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 64.97K | SH | $6.03M 5.39% | 0.00 | 0.00 | 64.97K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 79.68K | SH | $5.88M 5.26% | 0.00 | 0.00 | 79.68K |
ISHARES TRSOLE | CORE S&P MCP ETF | 21.37K | SH | $5.35M 4.78% | 0.00 | 0.00 | 21.37K |
SPDR SER TRSOLE | SPDR S&P1500VL | 33.22K | SH | $4.72M 4.22% | 0.00 | 0.00 | 33.22K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 93.02K | SH | $4.70M 4.20% | 0.00 | 0.00 | 93.02K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 20.08K | SH | $4.24M 3.79% | 0.00 | 0.00 | 20.08K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 78.17K | SH | $3.64M 3.25% | 0.00 | 0.00 | 78.17K |
ISHARES TRSOLE | BLACKROCK ULTRA | 60.15K | SH | $3.02M 2.70% | 0.00 | 0.00 | 60.15K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 16.51K | SH | $2.54M 2.27% | 0.00 | 0.00 | 16.51K |
ISHARES TRSOLE | IBOXX INV CP ETF | 20.45K | SH | $2.24M 2.00% | 0.00 | 0.00 | 20.45K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.37K | SH | $2.04M 1.83% | 0.00 | 0.00 | 6.37K |
PROLOGIS INC.SOLE | COM | 14.27K | SH | $1.78M 1.59% | 0.00 | 0.00 | 14.27K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.21K | SH | $1.72M 1.54% | 0.00 | 0.00 | 4.21K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 26.70K | SH | $1.63M 1.45% | 0.00 | 0.00 | 26.70K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 66.25K | SH | $1.38M 1.23% | 0.00 | 0.00 | 66.25K |
ISHARES TRSOLE | 20 YR TR BD ETF | 10.83K | SH | $1.15M 1.03% | 0.00 | 0.00 | 10.83K |
ISHARES TRSOLE | PFD AND INCM SEC | 33.46K | SH | $1.04M 0.93% | 0.00 | 0.00 | 33.46K |
GLOBAL X FDSSOLE | US PFD ETF | 46.38K | SH | $921.0K 0.82% | 0.00 | 0.00 | 46.38K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 10.89K | SH | $873.8K 0.78% | 0.00 | 0.00 | 10.89K |
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