Filed: 2/10/2023ACC: 0001172661-23-000644
📋 What this filing means
ROGER WITTLIN INVESTMENT ADVISORY, LLC filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $100.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
38
Positions
$100.18M
Total AUM (reported)
1.30M
Total Shares
Allocation by class
SR LN ACTIVE ETF$9.66M9.6%
S&P DIVID ETF$7.97M8.0%
US BRD MKT ETF$7.03M7.0%
CORE S&P500 ETF$6.71M6.7%
CORE S&P TTL STK$6.57M6.6%
TOTAL STK MKT$6.37M6.4%
MID CAP ETF$5.29M5.3%
Portfolio Concentration
Top 3$24.67M24.6%
4–10$39.59M39.5%
11–25$29.48M29.4%
Rest$6.45M6.4%
Top 3 weight
24.6%
Top 10 weight
64.1%
Voting Authority Distribution
Total shares with voting rights: 1.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole38
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings38
Rows:
PIMCO ETF TR
SOLEShares198.01K
TypeSH
Market value$9.66M
9.64%
Sole
0.00
Shared
0.00
None
198.01K
SPDR SER TR
SOLEShares63.73K
TypeSH
Market value$7.97M
7.96%
Sole
0.00
Shared
0.00
None
63.73K
SCHWAB STRATEGIC TR
SOLEShares156.95K
TypeSH
Market value$7.03M
7.02%
Sole
0.00
Shared
0.00
None
156.95K
ISHARES TR
SOLEShares17.46K
TypeSH
Market value$6.71M
6.70%
Sole
0.00
Shared
0.00
None
17.46K
ISHARES TR
SOLEShares77.43K
TypeSH
Market value$6.57M
6.55%
Sole
0.00
Shared
0.00
None
77.43K
VANGUARD INDEX FDS
SOLEShares33.31K
TypeSH
Market value$6.37M
6.36%
Sole
0.00
Shared
0.00
None
33.31K
VANGUARD INDEX FDS
SOLEShares25.95K
TypeSH
Market value$5.29M
5.28%
Sole
0.00
Shared
0.00
None
25.95K
PIMCO ETF TR
SOLEShares57.84K
TypeSH
Market value$5.23M
5.22%
Sole
0.00
Shared
0.00
None
57.84K
ISHARES TR
SOLEShares21.29K
TypeSH
Market value$5.15M
5.14%
Sole
0.00
Shared
0.00
None
21.29K
VANGUARD BD INDEX FDS
SOLEShares59.48K
TypeSH
Market value$4.27M
4.27%
Sole
0.00
Shared
0.00
None
59.48K
ISHARES TR
SOLEShares84.47K
TypeSH
Market value$4.21M
4.20%
Sole
0.00
Shared
0.00
None
84.47K
SPDR SER TR
SOLEShares28.61K
TypeSH
Market value$4.00M
3.99%
Sole
0.00
Shared
0.00
None
28.61K
ISHARES TR
SOLEShares60.71K
TypeSH
Market value$3.04M
3.03%
Sole
0.00
Shared
0.00
None
60.71K
VANGUARD SCOTTSDALE FDS
SOLEShares61.10K
TypeSH
Market value$2.78M
2.78%
Sole
0.00
Shared
0.00
None
61.10K
ISHARES TR
SOLEShares24.23K
TypeSH
Market value$2.55M
2.55%
Sole
0.00
Shared
0.00
None
24.23K
VANGUARD SPECIALIZED FUNDS
SOLEShares16.15K
TypeSH
Market value$2.45M
2.45%
Sole
0.00
Shared
0.00
None
16.15K
VANGUARD SCOTTSDALE FDS
SOLEShares33.87K
TypeSH
Market value$1.96M
1.95%
Sole
0.00
Shared
0.00
None
33.87K
INVESCO QQQ TR
SOLEShares6.46K
TypeSH
Market value$1.72M
1.72%
Sole
0.00
Shared
0.00
None
6.46K
VANGUARD MALVERN FDS
SOLEShares29.83K
TypeSH
Market value$1.39M
1.39%
Sole
0.00
Shared
0.00
None
29.83K
INVESCO EXCH TRADED FD TR II
SOLEShares56.66K
TypeSH
Market value$1.16M
1.16%
Sole
0.00
Shared
0.00
None
56.66K
ISHARES TR
SOLEShares34.63K
TypeSH
Market value$1.06M
1.06%
Sole
0.00
Shared
0.00
None
34.63K
GLOBAL X FDS
SOLEShares45.67K
TypeSH
Market value$884.6K
0.88%
Sole
0.00
Shared
0.00
None
45.67K
PROLOGIS INC.
SOLEShares6.82K
TypeSH
Market value$769.0K
0.77%
Sole
0.00
Shared
0.00
None
6.82K
ISHARES TR
SOLEShares10.24K
TypeSH
Market value$754.3K
0.75%
Sole
0.00
Shared
0.00
None
10.24K
SPDR SER TR
SOLEShares8.27K
TypeSH
Market value$744.3K
0.74%
Sole
0.00
Shared
0.00
None
8.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO ETF TRSOLE | SR LN ACTIVE ETF | 198.01K | SH | $9.66M 9.64% | 0.00 | 0.00 | 198.01K |
SPDR SER TRSOLE | S&P DIVID ETF | 63.73K | SH | $7.97M 7.96% | 0.00 | 0.00 | 63.73K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 156.95K | SH | $7.03M 7.02% | 0.00 | 0.00 | 156.95K |
ISHARES TRSOLE | CORE S&P500 ETF | 17.46K | SH | $6.71M 6.70% | 0.00 | 0.00 | 17.46K |
ISHARES TRSOLE | CORE S&P TTL STK | 77.43K | SH | $6.57M 6.55% | 0.00 | 0.00 | 77.43K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 33.31K | SH | $6.37M 6.36% | 0.00 | 0.00 | 33.31K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 25.95K | SH | $5.29M 5.28% | 0.00 | 0.00 | 25.95K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 57.84K | SH | $5.23M 5.22% | 0.00 | 0.00 | 57.84K |
ISHARES TRSOLE | CORE S&P MCP ETF | 21.29K | SH | $5.15M 5.14% | 0.00 | 0.00 | 21.29K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 59.48K | SH | $4.27M 4.27% | 0.00 | 0.00 | 59.48K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 84.47K | SH | $4.21M 4.20% | 0.00 | 0.00 | 84.47K |
SPDR SER TRSOLE | SPDR S&P1500VL | 28.61K | SH | $4.00M 3.99% | 0.00 | 0.00 | 28.61K |
ISHARES TRSOLE | BLACKROCK ULTRA | 60.71K | SH | $3.04M 3.03% | 0.00 | 0.00 | 60.71K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 61.10K | SH | $2.78M 2.78% | 0.00 | 0.00 | 61.10K |
ISHARES TRSOLE | IBOXX INV CP ETF | 24.23K | SH | $2.55M 2.55% | 0.00 | 0.00 | 24.23K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 16.15K | SH | $2.45M 2.45% | 0.00 | 0.00 | 16.15K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 33.87K | SH | $1.96M 1.95% | 0.00 | 0.00 | 33.87K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.46K | SH | $1.72M 1.72% | 0.00 | 0.00 | 6.46K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 29.83K | SH | $1.39M 1.39% | 0.00 | 0.00 | 29.83K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 56.66K | SH | $1.16M 1.16% | 0.00 | 0.00 | 56.66K |
ISHARES TRSOLE | PFD AND INCM SEC | 34.63K | SH | $1.06M 1.06% | 0.00 | 0.00 | 34.63K |
GLOBAL X FDSSOLE | US PFD ETF | 45.67K | SH | $884.6K 0.88% | 0.00 | 0.00 | 45.67K |
PROLOGIS INC.SOLE | COM | 6.82K | SH | $769.0K 0.77% | 0.00 | 0.00 | 6.82K |
ISHARES TRSOLE | IBOXX HI YD ETF | 10.24K | SH | $754.3K 0.75% | 0.00 | 0.00 | 10.24K |
SPDR SER TRSOLE | BLOOMBERG HIGH Y | 8.27K | SH | $744.3K 0.74% | 0.00 | 0.00 | 8.27K |
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