ROEHM JOHN PAUL (President, CEO and Director) reported 2 transactions at INFRASTRUCTURE & ENERGY ALTERNATIVES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/19/2022ACC: 0001652362-22-000118
DirectorOfficer· President, CEO and Director
Since Sep 2018
-155.19K
Net shares
Net seller
$2.24M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
184.05K acquired · 339.24K disposed
Non-Derivative Transactions2
Common Stock, par value $0.0001 per share
Direct
Shares
+184.05K
Price / share
$10.37
Trade value
$1.91M
% of position
27.0%
9/15/2022
681.72K→865.77K
Common Stock, par value $0.0001 per share
Direct
Shares
−155.19K
Price / share
$14.41
Trade value
$2.24M
% of position
17.9%
9/15/2022
865.77K→710.58K
Total
Net shares
+28.86K
Net value
-$327.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share Direct | 9/15/2022 | X · X | +184.05K | $10.37 | $1.91M | 27.0% | 681.72K | 865.77K |
| Common Stock, par value $0.0001 per share Direct | 9/15/2022 | F · Tax Withholding | −155.19K | $14.41 | $2.24M | 17.9% | 865.77K | 710.58K |
| Total | +28.86K | -$327.76K | ||||||
Derivative Transactions1
Option to purchase Common Stock, par value $0.0001
Direct
Converts to
Common Stock, par value $0.0001 per share
184.05K shares
Shares
−184.05K
Strike price
10.37
Held after
0.00
Exercisable
—
9/15/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to purchase Common Stock, par value $0.0001 Direct | Common Stock, par value $0.0001 per share184.05K shares | 9/15/2022 | X · X | −184.05K | 10.37 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.0001 per share
IndirectShares owned637.99K
Total
637.99K indirect637.99K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.0001 per share | 637.99K | Indirect |
| Total | 637.99K | 637.99K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported