RODE STEVEN (EVP, Operations) exercised options at ARRIVER HOLDCO, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

RODE STEVEN

Filed: 2/20/2019ACC: 0001733186-19-000025

InsiderRODE STEVENCIK 1546040

→

IssuerARRIVER HOLDCO, INC.CIK 1733186

Officer· EVP, Operations

Since Feb 2019

-423.70

Net shares

Net seller

$12.3K

Total sold

Open market trades

0B · 0S

Total transactions

1.73K acquired · 2.16K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+1.73K

Price / share

—

Trade value

—

% of position

40.4%

2/15/2019

4.29K→6.02K

Common Stock

Direct

F · Tax Withholding

−423.00

Price / share

$29.00

Trade value

$12.27K

% of position

7.0%

2/15/2019

6.02K→5.60K

Total

Net shares

+1.31K

Net value

-$12.27K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/15/2019	M · Option Exercise	+1.73K	—	—	40.4%	4.29K	6.02K
Common Stock Direct	2/15/2019	F · Tax Withholding	−423.00	$29.00	$12.27K	7.0%	6.02K	5.60K
Total			+1.31K		-$12.27K

Derivative Transactions1

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.73K shares

−1.73K

Strike price

Held after

40.00

Exercisable

—

2/15/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock1.73K shares	2/15/2019	M · Option Exercise	−1.73K		—	40.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.28K

Shares owned

4.28K

Exercise price

34.25

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Common Stock

Underlying shares

1.51K

Shares owned

1.51K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Common Stock

Underlying shares

1.74K

Shares owned

1.74K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

7.53K

Owned

7.53K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	34.25	—	—	4.28K	4.28K
Restricted Stock Unit Direct	Common Stock		—	—	1.51K	1.51K
Restricted Stock Unit Direct	Common Stock		—	—	1.74K	1.74K
Total					7.53K	7.53K