ROCKINGSTONE ADVISORS LLC

Filed: 7/9/2024ACC: 0002027176-24-000002

📋 What this filing means

ROCKINGSTONE ADVISORS LLC filed this quarterly 13F‑HR report disclosing 107 equity positions with a total reported market value of $164.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

107

Positions

$164.20M

Total AUM (reported)

2.20M

Total Shares

Allocation by class

COM$43.05M26.2%

ULTRA SHRT INC$14.05M8.6%

CL A$9.41M5.7%

TR UNIT$4.70M2.9%

TECHNOLOGY$4.36M2.7%

VAN FTSE DEV MKT$3.97M2.4%

SBI HEALTHCARE$3.69M2.2%

Portfolio Concentration

Top 3$23.11M14.1%

4–10$26.42M16.1%

11–25$38.03M23.2%

Rest$76.64M46.7%

Top 3 weight

14.1%

Top 10 weight

30.2%

Voting Authority Distribution

Total shares with voting rights: 2.20M

Sole

Full voting authority

2.20M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole107

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings107

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares279.20K

TypeSH

Market value$14.05M

8.56%

Sole

279.20K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares11.47K

TypeSH

Market value$4.70M

2.86%

Sole

11.47K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares28.88K

TypeSH

Market value$4.36M

2.66%

Sole

28.88K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares24.94K

TypeSH

Market value$4.11M

2.51%

Sole

24.94K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares87.94K

TypeSH

Market value$3.97M

2.42%

Sole

87.94K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares13.22K

TypeSH

Market value$3.81M

2.32%

Sole

13.22K

Shared

0.00

None

0.00

MASTERCARD INCORPORATED

SOLE

CL A

Shares10.39K

TypeSH

Market value$3.78M

2.30%

Sole

10.39K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares28.51K

TypeSH

Market value$3.69M

2.25%

Sole

28.51K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares20.30K

TypeSH

Market value$3.62M

2.21%

Sole

20.30K

Shared

0.00

None

0.00

S&P GLOBAL INC

SOLE

COM

Shares9.97K

TypeSH

Market value$3.44M

2.09%

Sole

9.97K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares53.23K

TypeSH

Market value$3.12M

1.90%

Sole

53.23K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares14.43K

TypeSH

Market value$2.95M

1.79%

Sole

14.43K

Shared

0.00

None

0.00

LINDE PLC

SOLE

SHS

Shares8.23K

TypeSH

Market value$2.92M

1.78%

Sole

8.23K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares10.33K

TypeSH

Market value$2.87M

1.75%

Sole

10.33K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares9.20K

TypeSH

Market value$2.84M

1.73%

Sole

9.20K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares27.15K

TypeSH

Market value$2.82M

1.72%

Sole

27.15K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares11.71K

TypeSH

Market value$2.47M

1.50%

Sole

11.71K

Shared

0.00

None

0.00

CONSTELLIUM SE

SOLE

CL A SHS

Shares161.49K

TypeSH

Market value$2.47M

1.50%

Sole

161.49K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares23K

TypeSH

Market value$2.38M

1.45%

Sole

23K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EUROPE ETF

Shares37.34K

TypeSH

Market value$2.28M

1.39%

Sole

37.34K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

WATER RES ETF

Shares42.51K

TypeSH

Market value$2.27M

1.38%

Sole

42.51K

Shared

0.00

None

0.00

NEW MTN FIN CORP

SOLE

COM

Shares179.67K

TypeSH

Market value$2.19M

1.33%

Sole

179.67K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EXPANDED TECH

Shares7.17K

TypeSH

Market value$2.19M

1.33%

Sole

7.17K

Shared

0.00

None

0.00

LAUDER ESTEE COS INC

SOLE

CL A

Shares8.74K

TypeSH

Market value$2.15M

1.31%

Sole

8.74K

Shared

0.00

None

0.00

INTUITIVE SURGICAL INC

SOLE

COM NEW

Shares8.37K

TypeSH

Market value$2.14M

1.30%

Sole

8.37K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	279.20K	SH	$14.05M 8.56%	279.20K
SPDR S&P 500 ETF TRSOLE	TR UNIT	11.47K	SH	$4.70M 2.86%	11.47K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	28.88K	SH	$4.36M 2.66%	28.88K
APPLE INCSOLE	COM	24.94K	SH	$4.11M 2.51%	24.94K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	87.94K	SH	$3.97M 2.42%	87.94K
MICROSOFT CORPSOLE	COM	13.22K	SH	$3.81M 2.32%	13.22K
MASTERCARD INCORPORATEDSOLE	CL A	10.39K	SH	$3.78M 2.30%	10.39K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	28.51K	SH	$3.69M 2.25%	28.51K
ISHARES TRSOLE	RUSSELL 2000 ETF	20.30K	SH	$3.62M 2.21%	20.30K
S&P GLOBAL INCSOLE	COM	9.97K	SH	$3.44M 2.09%	9.97K
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	53.23K	SH	$3.12M 1.90%	53.23K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	14.43K	SH	$2.95M 1.79%	14.43K
LINDE PLCSOLE	SHS	8.23K	SH	$2.92M 1.78%	8.23K
NVIDIA CORPORATIONSOLE	COM	10.33K	SH	$2.87M 1.75%	10.33K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	9.20K	SH	$2.84M 1.73%	9.20K
ALPHABET INCSOLE	CAP STK CL A	27.15K	SH	$2.82M 1.72%	27.15K
VANGUARD INDEX FDSSOLE	MID CAP ETF	11.71K	SH	$2.47M 1.50%	11.71K
CONSTELLIUM SESOLE	CL A SHS	161.49K	SH	$2.47M 1.50%	161.49K
AMAZON COM INCSOLE	COM	23K	SH	$2.38M 1.45%	23K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EUROPE ETF	37.34K	SH	$2.28M 1.39%	37.34K
INVESCO EXCHANGE TRADED FD TSOLE	WATER RES ETF	42.51K	SH	$2.27M 1.38%	42.51K
NEW MTN FIN CORPSOLE	COM	179.67K	SH	$2.19M 1.33%	179.67K
ISHARES TRSOLE	EXPANDED TECH	7.17K	SH	$2.19M 1.33%	7.17K
LAUDER ESTEE COS INCSOLE	CL A	8.74K	SH	$2.15M 1.31%	8.74K
INTUITIVE SURGICAL INCSOLE	COM NEW	8.37K	SH	$2.14M 1.30%	8.37K

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