ROCK HOLDINGS INC. reported 1 transaction at ROCKET COMPANIES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/11/2020ACC: 0000950142-20-002210
Director10% Owner
Since Aug 2020
-30M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
30M disposed
Non-Derivative Transactions1
Class D common stock
Direct
Shares
−15M
Price / share
—
Trade value
—
% of position
0.8%
9/9/2020
1.88B→1.87B
Total
Net shares
−15M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class D common stock Direct | 9/9/2020 | D · Disposition | −15M | — | — | 0.8% | 1.88B | 1.87B |
| Total | −15M | $0.00 | ||||||
Derivative Transactions1
Non-voting common interest units of RKT Holdings, LLC
Direct
Converts to
Class B common stock and Class A common stock
15M shares
Shares
−15M
Strike price
Held after
1.87B
Exercisable
—
9/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-voting common interest units of RKT Holdings, LLC Direct | Class B common stock and Class A common stock15M shares | 9/9/2020 | D · Disposition | −15M | — | 1.87B |
Non-Derivative Holdings (Post-Transaction)1
Class D common stock
IndirectShares owned800K
Total
800K indirect800K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class D common stock | 800K | Indirect |
| Total | 800K | 800K indirect |
Derivative Holdings (Post-Transaction)1
Non-voting common interest units of RKT Holdings, LLC
IndirectUnderlying security
Class B common stock and Class A common stock
Underlying shares
800K
Shares owned
800K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
800K
Owned
800K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-voting common interest units of RKT Holdings, LLC Indirect | Class B common stock and Class A common stock | — | — | 800K | 800K | |
| Total | 800K | 800K | ||||