ROCK HOLDINGS INC. received a stock award from ROCKET COMPANIES, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 8/18/2020ACC: 0000950142-20-002059
Director10% Owner
Since Aug 2020
0.00
Net shares
Net seller
$14.40M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
800K acquired · 800K disposed
Non-Derivative Transactions1
Class D common stock
Indirect
Shares
+800K
Price / share
$18.00
Trade value
$14.40M
% of position
New position
8/14/2020
0.00→800K
Total
Net shares
+800K
Net value
$14.40M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class D common stock Indirect | 8/14/2020 | A · Award | +800K | $18.00 | $14.40M | New position | 0.00 | 800K |
| Total | +800K | $14.40M | ||||||
Derivative Transactions1
Non-voting common interest units of RKT Holdings, LLC
Indirect
Converts to
Class B common stock and Class A common stock
800K shares
Shares
−800K
Strike price
Held after
800K
Exercisable
—
8/14/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-voting common interest units of RKT Holdings, LLC Indirect | Class B common stock and Class A common stock800K shares | 8/14/2020 | A · Award | −800K | — | 800K |
Non-Derivative Holdings (Post-Transaction)1
Class D common stock
DirectShares owned1.88B
Total
1.88B direct1.88B
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class D common stock | 1.88B | Direct |
| Total | 1.88B | 1.88B direct |
Derivative Holdings (Post-Transaction)1
Non-voting common interest units of RKT Holdings, LLC
DirectUnderlying security
Class B common stock and Class A common stock
Underlying shares
1.88B
Shares owned
1.88B
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.88B
Owned
1.88B
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-voting common interest units of RKT Holdings, LLC Direct | Class B common stock and Class A common stock | — | — | 1.88B | 1.88B | |
| Total | 1.88B | 1.88B | ||||