ROBERTS THOMAS G. JR. enters MARBLEGATE ACQUISITION CORP. with 300K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 12/16/2022ACC: 0000908834-22-000141
Other
Since Dec 2022
300K
Baseline shares
50% direct
150K
Direct ownership
1 position
3.42M
Derivative underlying
4 instruments
2
Security positions
150K indirect
Non-Derivative Holdings2
Class A common stock
DirectShares owned150K
Class A common stock
IndirectShares owned150K
Total
150K direct·150K indirect300K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A common stock | 150K | Direct |
| Class A common stock | 150K | Indirect |
| Total | 300K | 150K direct·150K indirect |
Derivative Holdings4
Class B common stock
DirectUnderlying security
Class A common stock
Underlying shares
225K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Class A common stock
Underlying shares
1.49M
Shares owned
N/A
Exercise price
11.5
Expiration
—
Exercise window
—
Class B common stock
IndirectUnderlying security
Class A common stock
Underlying shares
225K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Class A common stock
Underlying shares
1.49M
Shares owned
N/A
Exercise price
11.5
Expiration
—
Exercise window
—
Total
Underlying
3.42M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B common stock Direct | Class A common stock | — | — | 225K | N/A | |
| Warrants Indirect | Class A common stock | 11.5 | — | — | 1.49M | N/A |
| Class B common stock Indirect | Class A common stock | — | — | 225K | N/A | |
| Warrants Direct | Class A common stock | 11.5 | — | — | 1.49M | N/A |
| Total | 3.42M | 0.00 | ||||