ROBERTS PAUL DAMIAN enters KUBIENT, INC. with 2.05M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 8/13/2020ACC: 0001104659-20-094902
DirectorOfficer· See Remarks
Since Aug 2020
2.05M
Baseline shares
68% direct
1.39M
Direct ownership
1 position
33.33K
Derivative underlying
2 instruments
2
Security positions
666.67K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned1.39M
Common Stock
IndirectShares owned666.67K
Total
1.39M direct·666.67K indirect2.05M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.39M | Direct |
| Common Stock | 666.67K | Indirect |
| Total | 2.05M | 1.39M direct·666.67K indirect |
Derivative Holdings2
Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
33.33K
Shares owned
N/A
Exercise price
2.97
Expiration
—
Exercise window
—
Convertible Security
DirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
33.33K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock | 2.97 | — | — | 33.33K | N/A |
| Convertible Security Direct | Common Stock | — | — | N/A | N/A | |
| Total | 33.33K | 0.00 | ||||