Filed: 11/8/2022ACC: 0001767602-22-000006
📋 What this filing means
ROBERTS FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $356.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
85
Positions
$356.4K
Total AUM (reported)
7.65M
Total Shares
Allocation by class
EQUITIES$355.2K99.7%
UNITS$1.1K0.3%
Portfolio Concentration
Top 3$121.2K34.0%
4–10$148.6K41.7%
11–25$57.1K16.0%
Rest$29.5K8.3%
Top 3 weight
34.0%
Top 10 weight
75.7%
Voting Authority Distribution
Total shares with voting rights: 7.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole85
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings85
Rows:
SPDR PORTFOLIO S&P 500 VALUE ETF
SOLEShares1.45M
TypeSH
Market value$50.0K
14.02%
Sole
0.00
Shared
0.00
None
1.45M
SPDR PORTFOLIO S&P 500 GROWTH ETF
SOLEShares779.38K
TypeSH
Market value$39.0K
10.96%
Sole
0.00
Shared
0.00
None
779.38K
SCHWAB STRATEGIC TR SHORT-TERM US TREASURY ETF
SOLEShares666.20K
TypeSH
Market value$32.2K
9.02%
Sole
0.00
Shared
0.00
None
666.20K
ISHARES TR US TREAS BD ETF
SOLEShares1.36M
TypeSH
Market value$30.9K
8.68%
Sole
0.00
Shared
0.00
None
1.36M
ISHARES TR BROAD USD HIGH
SOLEShares774.89K
TypeSH
Market value$26.1K
7.31%
Sole
0.00
Shared
0.00
None
774.89K
VANGUARD MID-CAP VALUE INDEX FUND
SOLEShares183.82K
TypeSH
Market value$22.4K
6.28%
Sole
0.00
Shared
0.00
None
183.82K
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF
SOLEShares604.49K
TypeSH
Market value$18.9K
5.31%
Sole
0.00
Shared
0.00
None
604.49K
SPDR SERIES TRUST S&P 600 SMCP VAL
SOLEShares271.55K
TypeSH
Market value$18.2K
5.12%
Sole
0.00
Shared
0.00
None
271.55K
VANGUARD MID-CAP GROWTH INDEX FUND
SOLEShares98.38K
TypeSH
Market value$16.8K
4.71%
Sole
0.00
Shared
0.00
None
98.38K
ISHARES CORE S&P US VALUE ETF
SOLEShares244.95K
TypeSH
Market value$15.3K
4.30%
Sole
0.00
Shared
0.00
None
244.95K
ISHARES CORE S&P US GROWTH ETF
SOLEShares163.02K
TypeSH
Market value$13.1K
3.67%
Sole
0.00
Shared
0.00
None
163.02K
SPDR SER TR S&P 600 SMCP GRW
SOLEShares190.16K
TypeSH
Market value$13.0K
3.63%
Sole
0.00
Shared
0.00
None
190.16K
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF
SOLEShares46.09K
TypeSH
Market value$4.7K
1.33%
Sole
0.00
Shared
0.00
None
46.09K
ISHARES TR SHORT TREAS BD
SOLEShares35.91K
TypeSH
Market value$4.0K
1.11%
Sole
0.00
Shared
0.00
None
35.91K
APPLE INC
SOLEShares26.51K
TypeSH
Market value$3.7K
1.03%
Sole
0.00
Shared
0.00
None
26.51K
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
SOLEShares22.86K
TypeSH
Market value$2.3K
0.66%
Sole
0.00
Shared
0.00
None
22.86K
ISHARES S&P 500 VALUE ETF
SOLEShares18.02K
TypeSH
Market value$2.3K
0.65%
Sole
0.00
Shared
0.00
None
18.02K
ISHARES NATIONAL MUNI BOND ETF
SOLEShares21.47K
TypeSH
Market value$2.2K
0.62%
Sole
0.00
Shared
0.00
None
21.47K
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF
SOLEShares46.38K
TypeSH
Market value$2.1K
0.60%
Sole
0.00
Shared
0.00
None
46.38K
VANECK ETF TRUST HIGH YLD MUNIETF
SOLEShares37.06K
TypeSH
Market value$1.9K
0.52%
Sole
0.00
Shared
0.00
None
37.06K
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF
SOLEShares37.36K
TypeSH
Market value$1.8K
0.50%
Sole
0.00
Shared
0.00
None
37.36K
CLOROX CO COM USD1.00
SOLEShares12.36K
TypeSH
Market value$1.6K
0.45%
Sole
0.00
Shared
0.00
None
12.36K
MICROSOFT CORP
SOLEShares6.81K
TypeSH
Market value$1.6K
0.45%
Sole
0.00
Shared
0.00
None
6.81K
ISHARES RUSSELL MID-CAP VALUE ETF
SOLEShares15.66K
TypeSH
Market value$1.5K
0.42%
Sole
0.00
Shared
0.00
None
15.66K
GLOBAL X FDS NASDAQ 100 COVER
SOLEShares87.91K
TypeSH
Market value$1.4K
0.39%
Sole
0.00
Shared
0.00
None
87.91K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR PORTFOLIO S&P 500 VALUE ETFSOLE | Equities | 1.45M | SH | $50.0K 14.02% | 0.00 | 0.00 | 1.45M |
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE | Equities | 779.38K | SH | $39.0K 10.96% | 0.00 | 0.00 | 779.38K |
SCHWAB STRATEGIC TR SHORT-TERM US TREASURY ETFSOLE | Equities | 666.20K | SH | $32.2K 9.02% | 0.00 | 0.00 | 666.20K |
ISHARES TR US TREAS BD ETFSOLE | Equities | 1.36M | SH | $30.9K 8.68% | 0.00 | 0.00 | 1.36M |
ISHARES TR BROAD USD HIGHSOLE | Equities | 774.89K | SH | $26.1K 7.31% | 0.00 | 0.00 | 774.89K |
VANGUARD MID-CAP VALUE INDEX FUNDSOLE | Equities | 183.82K | SH | $22.4K 6.28% | 0.00 | 0.00 | 183.82K |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETFSOLE | Equities | 604.49K | SH | $18.9K 5.31% | 0.00 | 0.00 | 604.49K |
SPDR SERIES TRUST S&P 600 SMCP VALSOLE | Equities | 271.55K | SH | $18.2K 5.12% | 0.00 | 0.00 | 271.55K |
VANGUARD MID-CAP GROWTH INDEX FUNDSOLE | Equities | 98.38K | SH | $16.8K 4.71% | 0.00 | 0.00 | 98.38K |
ISHARES CORE S&P US VALUE ETFSOLE | Equities | 244.95K | SH | $15.3K 4.30% | 0.00 | 0.00 | 244.95K |
ISHARES CORE S&P US GROWTH ETFSOLE | Equities | 163.02K | SH | $13.1K 3.67% | 0.00 | 0.00 | 163.02K |
SPDR SER TR S&P 600 SMCP GRWSOLE | Equities | 190.16K | SH | $13.0K 3.63% | 0.00 | 0.00 | 190.16K |
ISHARES SHORT-TERM NATIONAL MUNI BOND ETFSOLE | Equities | 46.09K | SH | $4.7K 1.33% | 0.00 | 0.00 | 46.09K |
ISHARES TR SHORT TREAS BDSOLE | Equities | 35.91K | SH | $4.0K 1.11% | 0.00 | 0.00 | 35.91K |
APPLE INCSOLE | Equities | 26.51K | SH | $3.7K 1.03% | 0.00 | 0.00 | 26.51K |
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFSOLE | Equities | 22.86K | SH | $2.3K 0.66% | 0.00 | 0.00 | 22.86K |
ISHARES S&P 500 VALUE ETFSOLE | Equities | 18.02K | SH | $2.3K 0.65% | 0.00 | 0.00 | 18.02K |
ISHARES NATIONAL MUNI BOND ETFSOLE | Equities | 21.47K | SH | $2.2K 0.62% | 0.00 | 0.00 | 21.47K |
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFSOLE | Equities | 46.38K | SH | $2.1K 0.60% | 0.00 | 0.00 | 46.38K |
VANECK ETF TRUST HIGH YLD MUNIETFSOLE | Equities | 37.06K | SH | $1.9K 0.52% | 0.00 | 0.00 | 37.06K |
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETFSOLE | Equities | 37.36K | SH | $1.8K 0.50% | 0.00 | 0.00 | 37.36K |
CLOROX CO COM USD1.00SOLE | Equities | 12.36K | SH | $1.6K 0.45% | 0.00 | 0.00 | 12.36K |
MICROSOFT CORPSOLE | Equities | 6.81K | SH | $1.6K 0.45% | 0.00 | 0.00 | 6.81K |
ISHARES RUSSELL MID-CAP VALUE ETFSOLE | Equities | 15.66K | SH | $1.5K 0.42% | 0.00 | 0.00 | 15.66K |
GLOBAL X FDS NASDAQ 100 COVERSOLE | Equities | 87.91K | SH | $1.4K 0.39% | 0.00 | 0.00 | 87.91K |
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